Information Collection Request
Rule 10 and Form SCIR
ICR 202304-3235-010 · OMB 3235-0808 · Received in OIRA
Forms and Documents
| Document | Type | Status | Availability |
|---|---|---|---|
 Form Form SCIR Disclosure on Part II of Form SCIR and Website |
Form | New | Repair queued |
| Form Form SCIR Filing amended Part I of Form SCIR |
Form | New | Repair queued |
| Form Form SCIR Filling out initial Part I of Form SCIR |
Form | New | Repair queued |
 Supporting Statement for Proposed Rule 10 and Proposed Form SCIR.pdf |
Supporting Statement A | Uploaded 2023-04-11 | Repair queued |
IC Document Collections
| IC ID | Collection | Type | Status | Form |
|---|---|---|---|---|
| 259609 |  Disclosure on Part II of Form SCIR and Website |
Form | New | |
| 259608 | Filing amended Part I of Form SCIR |
Form | New | |
| 259607 | Filling out initial Part I of Form SCIR |
Form | New | |
| 259606 | Annual delivery of disclosures to customers (Covered BDs) |
New | ||
| 259605 | Delivery of disclosures to new customers (Covered BDs) |
New | ||
| 259604 | Determination of Signficant Cybersecurity Incident and Immediate Notification to Commission |
New | ||
| 259603 | Non-Covered BD - Annual review |
New | ||
| 259602 | Non-Covered BD - Policies and Procedures |
New | ||
| 259601 | Covered Entity - Annual review |
New | ||
| 259599 | Covered Entity - Policies and Procedures |
New |
ICR Details
| Status | Received in OIRA |
|---|---|
| Agency/Subagency | SEC |
| OMB Control No | 3235-0808 |
| Type of Information Collection | New collection (Request for a new OMB Control Number) |
| Date Submitted to OIRA | 1969-12-31 |
| Requested Expiration Date | 1969-12-31 |