Information Collection

Notice by Financial Institutions of Government Securities Broker or Government Securities Dealer Activities (G-FIN)

IC 235116 under ICR 202306-3064-004 · OMB 3064-0093.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3064-0093 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Form G-FIN Notice by Financial Institutions of Government Securities Broker or Government Securities Dealer Activities (G-FIN)	Form
G-FIN Instructions Proposed Revisions.pdf	Instruction
G-FIN Instructions Proposed Revisions.pdf	Instruction
G-FIN Notice by Financial Institutions of Government Securitie G-FIN; Form Proposed Revisions.pdf	Form
G-FIN Notice by Financial Institutions of Government Securitie G-FIN; Form Proposed Revisions.pdf	Form

IC Title:

Notice by Financial Institutions of Government Securities Broker or Government Securities Dealer Activities (G-FIN)

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: Unchanged

Obligation to Respond: Mandatory

CFR Citation: 17 CFR Part 401 (To search for a specific CFR, visit the Code of Federal Regulations.)

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	G-FIN	Notice by Financial Institutions of Government Securities Broker or Government Securities Dealer Activities	G-FIN; Form Proposed Revisions.pdf		Yes	No	Fillable Printable
Instruction			G-FIN Instructions Proposed Revisions.pdf		Yes	No	Printable Only

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 1

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

table that charts list of burden
	Approved	Previously Approved
Annual Number of Responses for this IC	1	1
Annual IC Time Burden (Hours)	1	1
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.