Information Collection Request

Notices Required of Government Securities Dealers or Brokers (Insured State Nonmember Banks)

ICR 202306-3064-004 · OMB 3064-0093 · Received in OIRA

⚠️ Notice: This information collection may be outdated. More recent filings for OMB 3064-0093 can be found here:

Forms and Documents

Forms and supporting documents for this ICR
Document	Type	Status	Availability
Form G-FIN-5 Uniform Termination Notice for Persons Associated with a Financial Institution Government Securities Broker or Dealer	Form and Instruction	Unchanged	Missing upstream
Form G-FIN-4 Disclosure Form for Person Associated with a Financial Institution Securities Broker or Dealer	Form and Instruction	Modified	Repair queued
Form G-FINW Notice by Financial Institutions of Termination of Activities as a Government Securities Broker or Government Securities Dealer	Form	Unchanged	Repair queued
Form G-FIN Notice by Financial Institutions of Government Securities Broker or Government Securities Dealer Activities (G-FIN)	Form	Unchanged	Repair queued
Justification Memo Non Substantive Revisions 3064-0093 June 2023.docx	Justification for No Material/Nonsubstantive Change	Uploaded 2023-06-08	Repair queued
SPST-0093 Notices from Government Securities Dealers 2022 Renewal FINAL.docx	Supporting Statement A	Uploaded 2022-02-17	Repair queued
FR2-0093 Notices Required of Government Securities Dealers 87 FR 7449 February 9, 2022.pdf	Supplementary Document	Uploaded 2022-02-17	Repair queued
FR1-0093 Notices Required of Government Securities Dealers 86 FR 69033 December 6 2021 .pdf	Supplementary Document	Uploaded 2022-02-17	Repair queued

Information collection document groups
IC ID	Collection	Type	Status
235137	Uniform Termination Notice for Persons Associated with a Financial Institution Government Securities Broker or Dealer	Form and Instruction	Unchanged
235136	Disclosure Form for Person Associated with a Financial Institution Securities Broker or Dealer	Form and Instruction	Modified
235118	Notice by Financial Institutions of Termination of Activities as a Government Securities Broker or Government Securities Dealer	Form	Unchanged
235116	Notice by Financial Institutions of Government Securities Broker or Government Securities Dealer Activities (G-FIN)	Form	Unchanged

Record metadata
Status	Received in OIRA
Agency/Subagency	FDIC
OMB Control No	3064-0093
Type of Information Collection	No material or nonsubstantive change to a currently approved collection
Previous ICR Reference No	202201-3064-004
Date Submitted to OIRA	1969-12-31
Requested Expiration Date	1969-12-31