OMB.report

Federal forms, ICRs, and supporting documents

OMB control number

Notices Required of Government Securities Dealers or Brokers (Insured State Nonmember Banks)

OMB 3064-0093 ยท FDIC.

OMB 3064-0093

The Government Securities Act of 1986 requires all financial institutions acting as government securities brokers and dealers to notify their federal regulatory agencies of their broker-dealer activities, unless exempted from the notice requirement by Treasury Department regulation.

The latest form for Notices Required of Government Securities Dealers or Brokers (Insured State Nonmember Banks) expires 2028-06-30 and is listed under ICR 202503-3064-002.

Latest Forms, Documents, and Supporting Material

Latest forms, documents, and information collections
DocumentType
Form G-FIN-5 Uniform Termination Notice for Persons Associated with a Financial Institution Government Securities DealerForm and Instruction
Form G-FIN-5 Uniform Termination Notice for Persons Associated with a Financial Institution Government Securities Broker or DealerForm and Instruction
Form G-FIN-4 Disclosure Form for Person Associated with a Financial Institution Securities Broker or DealerForm and Instruction
Form G-FIN-4 Disclosure Form for Person Associated with a Financial Institution Securities Broker or DealerForm and Instruction
Form G-FINW Notice by Financial Institutions of Termination of Activities as a Government Securities Broker or Government Securities DealerForm
Form G-FINW Notice by Financial Institutions of Termination of Activities as a Government Securities Broker or Government Securities DealerForm
Form G-FIN Notice by Financial Institutions of Government Securities Broker or Government Securities Dealer ActivitiesForm
Form G-FIN Notice by Financial Institutions of Government Securities Broker or Government Securities Dealer Activities (G-FIN)Form
SPST-0093 Notices from Govt Securities Dealers 2025 Renewal FINAL.docxSupporting Statement A
SPST-0093 Notices from Govt Securities Dealers 2025 Renewal FINAL.docxSupporting Statement A
30 Day Notice (FR2) - 0093.pdfSupplementary Document
30 Day Notice (FR2) - 0093.pdf Supplementary Document
60 Day Notice (FR1) - 0093.pdfSupplementary Document
60 Day Notice (FR1) - 0093.pdf Supplementary Document
Uniform Termination Notice for Persons Associated with a Financial Institution Government Securities Broker or Dealer Form and Instruction
Uniform Termination Notice for Persons Associated with a Financial Institution Government Securities Broker or Dealer Form and Instruction
Disclosure Form for Person Associated with a Financial Institution Securities Broker or Dealer Form and Instruction
Disclosure Form for Person Associated with a Financial Institution Securities Broker or Dealer Form and Instruction
Notice by Financial Institutions of Termination of Activities as a Government Securities Broker or Government Securities Dealer Form
Notice by Financial Institutions of Termination of Activities as a Government Securities Broker or Government Securities Dealer Form
Notice by Financial Institutions of Termination of Activities as a Government Securities Broker or Government Securities Dealer Instruction
Notice by Financial Institutions of Government Securities Broker or Government Securities Dealer Activities (G-FIN) Form
Notice by Financial Institutions of Government Securities Broker or Government Securities Dealer Activities (G-FIN) Form
Notice by Financial Institutions of Government Securities Broker or Government Securities Dealer Activities (G-FIN) Instruction

All Historical Document Collections

Historical document collections
ReferenceFilingReceivedConcludedAction
202503-3064-002 Extension without change of a currently approved collection 2025-03-28
202306-3064-004 No material or nonsubstantive change to a currently approved collection 2023-06-08 Approved without change
202201-3064-004 Extension without change of a currently approved collection 2022-02-17 Approved without change
201902-3064-008 Extension without change of a currently approved collection 2019-03-01 Approved without change
201512-3064-001 Extension without change of a currently approved collection 2015-12-18 Approved without change
201210-3064-002 Extension without change of a currently approved collection 2012-10-31 Approved without change
200907-3064-004 Revision of a currently approved collection 2009-09-16 Approved without change
200607-3064-009 Extension without change of a currently approved collection 2006-07-12 Approved without change
200307-3064-006 Extension without change of a currently approved collection 2003-07-07 Approved without change
200005-3064-003 Extension without change of a currently approved collection 2000-05-22 Approved without change
199706-3064-003 Extension without change of a currently approved collection 1997-06-10 Approved without change
199305-3064-002 Revision of a currently approved collection 1993-05-03 Approved without change
199005-3064-002 Revision of a currently approved collection 1990-05-04 Approved without change
198904-3064-006 No material or nonsubstantive change to a currently approved collection 1989-04-10 Approved with change
198808-3064-013 No material or nonsubstantive change to a currently approved collection 1988-08-11 Approved with change
198710-3064-002 New collection (Request for a new OMB Control Number) 1987-10-15 Approved without change

OMB Details

Notice by Financial Institutions of Government Securities Broker or Government Securities Dealer Activities (G-FIN)

Federal Enterprise Architecture: Economic Development - Financial Sector Oversight

Information collection instruments
FormNameElectronic accessType
Form G-FINNotice by Financial Institutions of Government Securities Broker or Government Securities Dealer ActivitiesFillable PrintableForm

Review document collections for all forms, instructions, and supporting documents - including paper/printable forms.