Notices Required of Government Securities Dealers or Brokers (Insured State Nonmember Banks)

ICR 200307-3064-006

OMB: 3064-0093

Federal Form Document

Forms and Documents
Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
ICR Details
3064-0093 200307-3064-006
Historical Active 200005-3064-003
FDIC
Notices Required of Government Securities Dealers or Brokers (Insured State Nonmember Banks)
Extension without change of a currently approved collection   No
Regular
Approved without change 08/07/2003
Retrieve Notice of Action (NOA) 07/07/2003
  Inventory as of this Action Requested Previously Approved
08/31/2006 08/31/2006 08/31/2003
110 0 110
110 0 110
0 0 0

The Government Securities Act of 1986 requires all financial institutions acting as government securities brokers and dealers to notify their federal regulatory agencies of their broker- dealer activities, unless exempted from the notice requirement by Treasury Department regulation.

None
None


No

1
IC Title Form No. Form Name
Notices Required of Government Securities Dealers or Brokers (Insured State Nonmember Banks) G-FIN, G-FINW, G-FIN4, G-FIN5

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 110 110 0 0 0 0
Annual Time Burden (Hours) 110 110 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
07/07/2003


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