NOTICES REQUIRED OF GOVERNMENT SECURITIES DEALERS OR BROKERS

ICR 198710-3064-002

OMB: 3064-0093

Federal Form Document

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Document
Name
Status
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ICR Details
3064-0093 198710-3064-002
Historical Active
FDIC
NOTICES REQUIRED OF GOVERNMENT SECURITIES DEALERS OR BROKERS
New collection (Request for a new OMB Control Number)   No
Regular
Approved without change 11/16/1987
Retrieve Notice of Action (NOA) 10/15/1987
  Inventory as of this Action Requested Previously Approved
07/31/1990 07/31/1990
115 0 0
115 0 0
0 0 0

THE GOVERNMENT SECURITIES ACT OF 1986 REQUIRES ALL FINANCIAL INSTITUTIONS THAT ACT AS GOVERNMENT SECURITIES BROKERS AND DEALERS TO NOTIFY THEIR DESIGNATED FEDERAL REGULATORY AGENCIES OF THEIR BORKER-DEALER ACTIVITIES, UNLESS EXEMPTED FROM THE NOTICE REQUIREMENT BY TREASURY DEPARTMENT REGULATION. FORMS HAVE BEEN DEVELOPED TO MEET THE REQUIREMENTS OF THE ACT.

None
None


No

1
IC Title Form No. Form Name
NOTICES REQUIRED OF GOVERNMENT SECURITIES DEALERS OR BROKERS

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 115 0 0 115 0 0
Annual Time Burden (Hours) 115 0 0 115 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
Yes
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
10/15/1987


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