NOTICES REQUIRED OF GOVERNMENT SECURITIES DEALERS OR BROKERS

ICR 198808-3064-013

OMB: 3064-0093

Federal Form Document

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Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
IC Document Collections
ICR Details
3064-0093 198808-3064-013
Historical Active 198710-3064-002
FDIC
NOTICES REQUIRED OF GOVERNMENT SECURITIES DEALERS OR BROKERS
No material or nonsubstantive change to a currently approved collection   No
Emergency 08/11/1988
Approved with change 08/11/1988
Retrieve Notice of Action (NOA) 08/11/1988
  Inventory as of this Action Requested Previously Approved
07/31/1990 07/31/1990 07/31/1990
285 0 115
285 0 115
0 0 0

THE GOVERNMENT SECURITIES ACT OF 1986 REQUIRES ALL FINANCIAL INSTITUTIONS THAT ACT AS GOVERNMENT SECURITIES BROKERS AND DEALERS TO NOTIFY THEIR DESIGNATED FEDERAL REGULATORY AGENCIES OF THEIR BORKER-DEALER ACTIVITIES, UNLESS EXEMPTED FROM THE NOTICE REQUIREMENT BY TREASURY DEPARTMENT REGULATION. FORMS HAVE BEEN DEVELOPED TO MEET THE REQUIREMENTS OF THE ACT.

None
None


No

1
IC Title Form No. Form Name
NOTICES REQUIRED OF GOVERNMENT SECURITIES DEALERS OR BROKERS

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 285 115 0 170 0 0
Annual Time Burden (Hours) 285 115 0 170 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
Yes
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
08/11/1988


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