Regulatory Capital Rules

ICR 202306-3064-008

OMB: 3064-0153

Federal Form Document

⚠️ Notice: This information collection may be outdated. More recent filings for OMB 3064-0153 can be found here:

2023-09-18 - Revision of a currently approved collection

Forms and Documents

Document Name	Status
30-Day FR Notice - 88 FR 40822 (Jun 22 2023).pdf Supplementary Document	2023-06-23
60-Day FR Notice - 88 FR 19304 (Mar 31 2023).pdf Supplementary Document	2023-06-23
SPST-0153 Regulatory Capital Rules - Renewal 6-23-2023.pdf Supporting Statement A	2023-06-23

IC Document Collections

IC ID	Document Title	Status
45438	(CCR) -- Section _.132(b)(2)(iii)(A): One-time	Unchanged
45437	Control, oversight and verification of systems -- Sections _.122 to _.124: Ongoing	Removed
45436	Supervisory approvals -- Sections_.122(d)-(h), _.132(b)(3), _.132(d)(1), _.132(d)(1)(iii): Ongoing	Removed
45435	Supervisory approvals -- Sections_.121(b)(2), _.121(c),_.122(d)-(g), _.123(a), _.124, _.132(b)(3), _.132(d)(1), _.132(d)(1)(iii) Ongoing	Modified
45434	Documentation of advanced systems -- Section _.122(j): Ongoing	Modified
45433	Implementation plan -- Section _.121(b): Ongoing	Unchanged
260791	(CT) -- Section _.37(c)(4)(i)(E): Ongoing	New
260790	Section_.124(a): Ongoing	New
260789	(CR) --Section_.173, Table 13: Ongoing	New
260788	Section _.153(b): One-time	New
260787	Regulatory Capital Adjustments and Deductions -- Prior Approval -- Section_.22(h)(2)(iii)(A) Ongoing	New
260786	Regulatory Capital Adjustments and Deductions -- Prior Approval -- Sections_.22(c)(5)(i), (c)(6), (d)(2)(i)(C) Ongoing	New
242066	Opt-In Relief and Related FDIC Approval - Section_.304: Ongoing	Removed
231223	(CR) -- Section _.173, Table 5: One-time	Unchanged
231222	(CR) -- Section_.173, Table 5: Ongoing	Unchanged
231221	(Capital Adequacy) -- Section _.173, Table 3: One-time	Unchanged
231220	(Capital Adequacy) -- Section_.173, Table 3: Ongoing	Unchanged
231219	(Capital Structure) -- Section_.173, Table 2: One-time	Unchanged
231216	(Capital Structure) -- Section_.173, Table 2: Ongoing	Unchanged
227467	(S.E.) -- Section _.42(e)(2), (C.R.) Sections_.62(a),(b),& (c), (Q&Q) Sections_.63(a) & (b) and _.63 Tables: Ongoing	Unchanged
227466	(S.E.) -- Section _.42(e)(2), (C.R.) Sections_.62(a),(b),& (c), (Q&Q) Sections_.63(a) & (b): One-time	Unchanged
227465	(SE) -- Section _.41(c)(2)(ii): Ongoing	Modified
227464	(SE) -- Sections _.41(b)(3) and _.41(c)(2)(i): One-time	Unchanged
227463	(CT) -- Section _.37(c)(4)(i)(E): Ongoing	Modified
227462	(CT) -- Section _.37(c)(4)(i)(E): One-time	Unchanged
227461	(QCCP) -- Section _.35(b)(3)(i)(A): Ongoing	Modified
227460	(QCCP) -- Section _.35(b)(3)(i)(A): One-time	Unchanged
227459	(CCR Operational Requirements) -- Sections _.3(d) and_.22(h)(2)(iii)(A): Ongoing	Modified
227458	(CCB and CCYB) -- Section _.173, Table 4, (Securitization) -- Section _.173, Table 9, (IRR) -- Section _.173, Table 12: One-time	Unchanged
227457	(CCB and CCYB) -- Section _.173, Table 4, (Securitization) -- Section_.173, Table 9, (IRR) -- Section _.173, Table 12: Ongoing	Unchanged
227456	Sections _.142 and _.172: Ongoing	Unchanged
227455	(OC) -- Section _.141(c)(2)(i)-(ii): Ongoing	Unchanged
227454	(OC) -- Sections _.141(b)(3), _.141(c)(1), _.141(c)(2)(i)-(ii): One-time	Modified
209722	(CCR) -- Section _.132(d)(3)(xi): Ongoing	Unchanged
207610	(CCR) -- Section _.132(d)(3)(xi): One-time	Unchanged
207609	(CCR) -- Section _.132(d)(3)(x): One-time	Unchanged
207608	(CCR) -- Section _.132(d)(3)(ix): Ongoing	Unchanged
207607	(CCR) -- Section _.132(d)(3)(ix): One-time	Unchanged
207606	(CCR) -- Section _.132(d)(3)(viii): Ongoing	Unchanged
207605	(CCR) -- Section _.132(d)(3)(viii): One-time	Unchanged
207604	(CCR) -- Section _.132(d)(3)(vi): One-time	Unchanged
207603	(CCR) -- Section _.132(d)(2)(iv): Ongoing	Unchanged
207602	(CCR) -- Section _.132(d)(2)(iv): One-time	Unchanged
207600	(CCR) -- Section _.132(b)(2)(iii)(A): Ongoing	Unchanged

ICR Details