OMB.report

Federal forms, ICRs, and supporting documents

OMB control number

Regulatory Capital Rules

OMB 3064-0153 ยท FDIC.

OMB 3064-0153

This collection comprises the reporting, disclosure, and recordkeeping requirements associated with minimum capital requirements and overall capital adequacy standards for insured state nonmember banks, state savings associations, and certain subsidiaries of those entities. The data is used by the FDIC to evaluate capital before approving various applications by insured depository institutions, to evaluate capital as an essential component in determining safety and soundness, and to determine whether an institution is subject to prompt corrective action provisions.

The latest form for Regulatory Capital Rules expires 2026-09-30 and is listed under ICR 202306-3064-008.

View the official OMB control history on Reginfo.gov.

Latest Forms, Documents, and Supporting Material

Latest forms, documents, and information collections
DocumentType
FR1 0153 Regulatory Capital Rules 91 FR 29848 May 20 2026.pdfSupplementary Document
FR2 0153 Regulatory Capital Rules 91 FR 46438 July 23 2026.pdfSupplementary Document
SPST-0153 Regulatory Capital Rules.docxSupporting Statement A
(CCR) -- Section _.132(b)(2)(iii)(A): One-time Information collection
Supervisory approvals -- Sections_.121(b)(2), _.121(c),_.122(d)-(g), _.123(a), _.124, _.132(b)(3), _.132(d)(1), _.132(d)(1)(iii) Ongoing Information collection
Documentation of advanced systems -- Section _.122(j): Ongoing Information collection
Implementation plan -- Section _.121(b): Ongoing Information collection
(CT) -- Section _.37(c)(4)(i)(E): Ongoing Information collection
Section_.124(a): Ongoing Information collection
(CR) --Section_.173, Table 13: Ongoing Information collection
Section _.153(b): One-time Information collection
Regulatory Capital Adjustments and Deductions -- Prior Approval -- Section_.22(h)(2)(iii)(A) Ongoing Information collection
Regulatory Capital Adjustments and Deductions -- Prior Approval -- Sections_.22(c)(5)(i), (c)(6), (d)(2)(i)(C) Ongoing Information collection
(CR) -- Section _.173, Table 5: One-time Information collection
(CR) -- Section_.173, Table 5: Ongoing Information collection
(Capital Adequacy) -- Section _.173, Table 3: One-time Information collection
(Capital Adequacy) -- Section_.173, Table 3: Ongoing Information collection
(Capital Structure) -- Section_.173, Table 2: One-time Information collection
(Capital Structure) -- Section_.173, Table 2: Ongoing Information collection
(S.E.) -- Section _.42(e)(2), (C.R.) Sections_.62(a),(b),& (c), (Q&Q) Sections_.63(a) & (b) and _.63 Tables: Ongoing Information collection
(S.E.) -- Section _.42(e)(2), (C.R.) Sections_.62(a),(b),& (c), (Q&Q) Sections_.63(a) & (b): One-time Information collection
(SE) -- Section _.41(c)(2)(ii): Ongoing Information collection
(SE) -- Sections _.41(b)(3) and _.41(c)(2)(i): One-time Information collection
(CT) -- Section _.37(c)(4)(i)(E): Ongoing Information collection
(CT) -- Section _.37(c)(4)(i)(E): One-time Information collection
(QCCP) -- Section _.35(b)(3)(i)(A): Ongoing Information collection
(QCCP) -- Section _.35(b)(3)(i)(A): One-time Information collection
(CCR Operational Requirements) -- Sections _.3(d) and_.22(h)(2)(iii)(A): Ongoing Information collection
(CCB and CCYB) -- Section _.173, Table 4, (Securitization) -- Section _.173, Table 9, (IRR) -- Section _.173, Table 12: One-time Information collection
(CCB and CCYB) -- Section _.173, Table 4, (Securitization) -- Section_.173, Table 9, (IRR) -- Section _.173, Table 12: Ongoing Information collection
Sections _.142 and _.172: Ongoing Information collection
(OC) -- Section _.141(c)(2)(i)-(ii): Ongoing Information collection
(OC) -- Sections _.141(b)(3), _.141(c)(1), _.141(c)(2)(i)-(ii): One-time Information collection
(CCR) -- Section _.132(d)(3)(xi): Ongoing Information collection
(CCR) -- Section _.132(d)(3)(xi): One-time Information collection
(CCR) -- Section _.132(d)(3)(x): One-time Information collection
(CCR) -- Section _.132(d)(3)(ix): Ongoing Information collection
(CCR) -- Section _.132(d)(3)(ix): One-time Information collection
(CCR) -- Section _.132(d)(3)(viii): Ongoing Information collection
(CCR) -- Section _.132(d)(3)(viii): One-time Information collection
(CCR) -- Section _.132(d)(3)(vi): One-time Information collection
(CCR) -- Section _.132(d)(2)(iv): Ongoing Information collection
(CCR) -- Section _.132(d)(2)(iv): One-time Information collection
(CCR) -- Section _.132(b)(2)(iii)(A): Ongoing Information collection

All Historical Document Collections

Historical document collections
ReferenceFilingReceivedConcludedAction
202608-3064-001 Extension without change of a currently approved collection 2026-08-20
202309-3064-001 Revision of a currently approved collection 2023-09-18 Comment filed on proposed rule and continue
202306-3064-008 Revision of a currently approved collection 2023-06-23 Approved without change
202011-3064-009 Revision of a currently approved collection 2020-11-27
202006-3064-001 Revision of a currently approved collection 2020-06-01 Approved without change
201911-3064-007 Revision of a currently approved collection 2019-11-19 Approved without change
201907-3064-006 No material or nonsubstantive change to a currently approved collection 2019-07-23 Approved without change
201905-3064-005 Revision of a currently approved collection 2019-05-29 Comment filed on proposed rule and continue
201902-3064-003 Revision of a currently approved collection 2019-02-14 Approved without change
201811-3064-001 Revision of a currently approved collection 2018-12-17 Comment filed on proposed rule and continue
201810-3064-001 Revision of a currently approved collection 2018-10-04 Comment filed on proposed rule and continue
201804-3064-016 Revision of a currently approved collection 2018-05-17 Preapproved
201710-3064-001 Revision of a currently approved collection 2017-10-27 Preapproved
201707-3064-001 Extension without change of a currently approved collection 2017-07-26 Approved without change
201402-3064-004 Extension without change of a currently approved collection 2014-05-12 Approved without change
201401-3064-014 Revision of a currently approved collection 2014-01-24 Approved without change
201306-3064-007 Revision of a currently approved collection 2013-09-11 Withdrawn and continue
201302-3064-002 Reinstatement without change of a previously approved collection 2013-02-14 Approved without change
201206-3064-001 Revision of a currently approved collection 2012-08-30 Comment filed on proposed rule and continue
200911-3064-001 Extension without change of a currently approved collection 2009-11-09 Approved without change
200803-3064-004 Revision of a currently approved collection 2008-03-13 Approved without change
200609-3064-001 New collection (Request for a new OMB Control Number) 2006-09-27 Preapproved

OMB Details

Implementation plan -- Section _.121(b): Ongoing

Federal Enterprise Architecture: Economic Development - Financial Sector Oversight