Annual Firearms Manufacturing and Exportation Report Under 18 U.S.C. Chapter 44, Firearms

Forms and Documents

Document Name	Status
Form ATF F 5300.11 Annual Firearms Manufacturing and Exportation Report Under 18 U.S.C. Chapter 44, Firearms Form and Instruction	Modified
ATF O 1100.168C_DO - Delegation of Authorities Within the ATF.pdf Supplementary Document	2020-07-20
AFMER Notice for CY 2019.pdf Supplementary Document	2020-07-20
18 USC 923 Licensing 12.31.2018.pdf Supplementary Document	2020-07-23
Justification for OMB 1140-0017 (5300.11) - 09.11.23.pdf Supporting Statement A	2023-09-11

IC Document Collections

IC ID	Document Title	Status
12732	Annual Firearms Manufacturing and Exportation Report Under 18 U.S.C. Chapter 44, Firearms Form and Instruction	Modified

ICR Details

OMB Control No: 1140-0017	ICR Reference No: 202309-1140-009
Status: Received in OIRA	Previous ICR Reference No: 202007-1140-001
Agency/Subagency: DOJ/ATF	Agency Tracking No:
Title: Annual Firearms Manufacturing and Exportation Report Under 18 U.S.C. Chapter 44, Firearms
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular	Date Submitted to OIRA: 09/22/2023

	Requested	Previously Approved
Expiration Date	36 Months From Approved	09/30/2023
Responses	19,200	13,600
Time Burden (Hours)	6,400	4,533
Cost Burden (Dollars)	12,096	0

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Abstract: The information collected on the Annual Firearms Manufacturing and Exportation Report Under 18 U.S.C. Chapter 44, Firearms - ATF Form 5300.11, is used to compile statistics about the manufacture and exportation of firearms. This collection of information is mandatory under 18 U.S.C. 923(g)(5)(A). The completed ATF Form 5300.11 must be submitted annually by every Type 07 and Type 10 Federal Firearms Licensees (FFLs), even if no firearms were exported or distributed into commerce.

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Authorizing Statute(s): US Code: 18 USC 923 Name of Law: Crimes and Criminal Procedure
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	88 FR 43141	07/06/2023
30-day Notice:	Federal Register Citation:	Citation Date:
	88 FR 63623	09/15/2023
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 1

IC Title	Form No.	Form Name
Annual Firearms Manufacturing and Exportation Report Under 18 U.S.C. Chapter 44, Firearms	ATF F 5300.11	Annual Firearms Manufacturing and Exportation Report Under 18 U.S.C. Chapter 44, Firearms

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ICR Summary of Burden

	Total Request	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	19,200	13,600	0	0	5,600	0
Annual Time Burden (Hours)	6,400	4,533	0	0	1,867	0
Annual Cost Burden (Dollars)	12,096	0	0	0	12,096	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The information collection (IC) OMB #1140–0017 is being revised due to material and non-material changes to the form, such as added instructions, definitions, formatting changes (to adjust form length), bolded lines (to fillable boxes), grammatical changes (sentence rephrasing/statement modification), and instruction clarification. The increase in annual IC costs is due to the increase in postage costs.

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Annual Cost to Federal Government: $15,395

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 09/22/2023

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