Form 6-K - Exchange Act Rules 13a-16 and 15d-16

ICR 202309-3235-010

OMB: 3235-0116

Federal Form Document

Forms and Documents
Form and Instruction
Supporting Statement A
Supplementary Document
IC Document Collections
ICR Details
3235-0116 202309-3235-010
Received in OIRA 202008-3235-011
SEC CF 270-107
Form 6-K - Exchange Act Rules 13a-16 and 15d-16
Revision of a currently approved collection   No
Regular 09/13/2023
  Requested Previously Approved
36 Months From Approved 11/30/2023
34,794 34,794
1,088,183 227,031
145,091,180 30,270,780

Form 6-K is a disclosure document under the Securities Exchange Act of 1934 that must be filed by a foreign private issuer to report material information promptly after the occurrence of specified or other important corporative events that are disclosed in the foreign private issuer's home country.

US Code: 15 USC 77g, 77j, 77s(a), 77z-3 Name of Law: Securities Act of 1933
   US Code: 15 USC 78c(b), 78l, 78m, 78o Name of Law: Securities Exchange Act of 1934
   US Code: 15 USC 78w(a), 78mm Name of Law: Securities Exchange Act of 1934

3235-AM87 Proposed rulemaking 87 FR 21334 04/11/2022


IC Title Form No. Form Name
Form 6-K - Exchange Act Rules 13a-16 and 15d-16 SEC-1815 Form 6-K

  Total Request Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 34,794 34,794 0 0 0 0
Annual Time Burden (Hours) 1,088,183 227,031 0 861,152 0 0
Annual Cost Burden (Dollars) 145,091,180 30,270,780 0 114,820,400 0 0
Changing Regulations
If adopted, the proposed amendments would require enhanced and standardized climate-related disclosures for investors in a registrant’s registration statements and periodic reports, such as its report on Form 6-K, including information about a registrant’s material climate-related risks, governance of climate-related risks, greenhouse gas emissions, and financial statement metrics. The Commission estimates that the amendments would result in an increase in the paperwork burden of affected entities. For purposes of the PRA, the Commission estimates that, for Form 6-K, the proposed amendments would result in an increase of 861,152 internal burden hours and $114,820,400 for the services of outside professionals.

Elliot Staffin 202 551-3243


On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

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