Information Collection Request
Core Principles & Other Requirements for DCMs
ICR 202401-3038-004 · OMB 3038-0052 · Received in OIRA
⚠️ Notice: This information collection may be outdated. More recent filings for OMB 3038-0052 can be found here:
Forms and Documents
| Document | Type | Status | Availability |
|---|---|---|---|
 2024 Supporting Statement 3038-0052 3038-0074 (COI NPRM).docx |
Supporting Statement A | Uploaded 2024-03-19 | Missing upstream |
IC Document Collections
| IC ID | Collection | Type | Status | Form |
|---|---|---|---|---|
| 29100 |  Part 38 - Designated Contract Markets |
Unchanged | ||
| 264426 | Requirements for DCM Governance and the Mitigation of Conflicts of Interest Impacting Market Regulation |
New | ||
| 219525 | System Safeguards Testing Requirements |
Unchanged | ||
| 209110 | Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations |
Unchanged |
ICR Details
| Status | Received in OIRA |
|---|---|
| Agency/Subagency | CFTC |
| OMB Control No | 3038-0052 |
| Type of Information Collection | Revision of a currently approved collection |
| Previous ICR Reference No | 202207-3038-003 |
| Date Submitted to OIRA | 1969-12-31 |
| Requested Expiration Date | 1969-12-31 |