Information Collection Request

Grant Awards and Cooperative Agreements

ICR 202404-2130-003 · OMB 2130-0615 · Received in OIRA

Forms and Documents
DocumentTypeStatusAvailability
Form FRA F 6180.288 Pre-Award Authority Request Form Form and Instruction New Repair queued
Form FRA F 6180.252 Payment Summary Spreadsheet Form Modified Repair queued
Form FRA F 6180.251 Applicant Financial Capability Questionnaire Form Modified Repair queued
Form SF 270 Request for Advance or Reimbursement Form and Instruction Modified Repair queued
Form SF 425 Federal Financial Report Form and Instruction Modified Repair queued
Form SF LLL Disclosure of Lobbying Activities Form Modified Repair queued
Form SF 424D Assurances for Construction Programs Form and Instruction Modified Repair queued
Form SF 424C Budget Information for Construction Programs Form and Instruction Modified Repair queued
Form SF 424B Assurances for Non-Construction Programs Form and Instruction Modified Repair queued
Form SF 424A Budget Information for Non-Construction Programs Form and Instruction Modified Repair queued
Form SF 424 Application for Federal Assistance Form and Instruction Modified Missing upstream
Form FRA F 33 Final Performance Report Form Modified Repair queued
Form FRA F 6180.217 Environmental Process Form Modified Repair queued
Form FRA F 6180.32 Service Outcome Agreement (SOA) Annual Reporting Form Modified Repair queued
Form FRA F 6180.31 Grant Adjustment Request Form (GARF) Form Modified Repair queued
Form FRA F 6180.34 Quarterly Progress Report Form Modified Repair queued
Form FRA F 6180.30 Certifications Regarding Debarment, Suspension and Other Responsibility Matters, Drug-Free Workplace Requirements and Lobbying Form Modified Repair queued
Form FRA F 35 Grant Application Form (FRA F 35) Form Modified Repair queued
Form FRA F 6180.229 Buy America Component Form Modified Repair queued
December 10, 2024 FR Notice (30-Day).pdf Supplementary Document Uploaded 2024-12-10 Repair queued
49 CFR 1.89 Delegations to FRA Administrator 10-01-2012.pdf Supplementary Document Uploaded 2024-10-30 Repair queued
October 4, 2024 FR Notice (60-Day).pdf Supplementary Document Uploaded 2024-10-07 Repair queued
2130-0615_Grants_Supporting_Statement- 12-12-2024.docx Supporting Statement A Uploaded 2024-12-12 Repair queued
IC Document Collections
IC IDCollectionTypeStatusForm
267213 Pre-Award Authority Request Form Form and Instruction New
243157 Payment Summary Spreadsheet Form Modified
243156 Applicant Financial Capability Questionnaire Form Modified
232779 Request for Advance or Reimbursement Form and Instruction Modified
232778 Federal Financial Report Form and Instruction Modified
232777 Disclosure of Lobbying Activities Form Modified
232776 Assurances for Construction Programs Form and Instruction Modified
232775 Budget Information for Construction Programs Form and Instruction Modified
232774 Assurances for Non-Construction Programs Form and Instruction Modified
232773 Budget Information for Non-Construction Programs Form and Instruction Modified
232772 Application for Federal Assistance Form and Instruction Modified
232771 Final Performance Report Form Modified
232768 Environmental Process Form Modified
232765 Service Outcome Agreement (SOA) Annual Reporting Form Modified
232764 Grant Adjustment Request Form (GARF) Form Modified
232763 Quarterly Progress Report Form Modified
232762 Certifications Regarding Debarment, Suspension and Other Responsibility Matters, Drug-Free Workplace Requirements and Lobbying Form Modified
232761 Grant Application Form (FRA F 35) Form Modified
219064 Buy America Component Form Modified
ICR Details
2130-0615 202404-2130-003
Received in OIRA 202204-2130-006
DOT/FRA
Grant Awards and Cooperative Agreements
Revision of a currently approved collection   Yes
Regular 12/13/2024
  Requested Previously Approved
36 Months From Approved 01/31/2025
4,762 6,570
21,173 31,811
0 0

This is a voluntary reporting collection open to all Railroads and local and state governments, and is used for administering the FRA Grants Management Program. Frequency of reporting varies depending upon the stage of the grant process (award, maintenance or close out). All reporting is directed to FRA when submitted. This is a revision to a currently approved collection. The purpose of the program: FRA solicits grant applications for viable projects including, but not limited to, preconstruction planning activities, safety improvements, congestion relief, improvement of grade crossings, rail line relocation, as well as projects that encourage development, expansion, and upgrades to passenger and freight rail infrastructure and services. Funded projects are those that meet FRA and government wide evaluation standards and align with the President’s key strategic transportation goals to create safe and efficient transportation choices, build a foundation for economic competitiveness, promote energy efficiency and environmental quality, and support interconnected livable communities. FRA administers award agreements for both construction and non-construction projects that will result in service benefits or other tangible improvements in rail corridors. These projects include completion of preliminary engineering, environmental research and development, final design, and construction.

PL: Pub.L. 109 - 59 9002 Name of Law: SAFETEA-LU
   PL: Pub.L. 110 - 432 105 Name of Law: Rail Safety Improvement Act of 2008
   PL: Pub.L. 111 - 5 12 Name of Law: American Recovery and Reinvestment Act of 2009
   PL: Pub.L. 110 - 329 10 Name of Law: The Consolidated Security, Disaster Assistance, and Continuing Appropriations Act, 2009
  
None

Not associated with rulemaking

  89 FR 80983 10/04/2024
89 FR 99325 12/10/2024
No

19
IC Title Form No. Form Name
Applicant Financial Capability Questionnaire FRA F 6180.251 Applicant Financial Capability Questionnaire
Application for Federal Assistance SF 424 Application for Federal Assistance
Assurances for Construction Programs SF 424D Assurances for Construction Programs
Assurances for Non-Construction Programs SF 424B Assurances for Non-Construction Program
Budget Information for Construction Programs SF 424C Budget Information for Construction Programs
Budget Information for Non-Construction Programs SF 424A Budget Information for Non-Construction Programs
Buy America Component FRA F 6180.229 NIST Manufacturing Extension
Certifications Regarding Debarment, Suspension and Other Responsibility Matters, Drug-Free Workplace Requirements and Lobbying FRA F 6180.30 Certifications Regarding Debarment, Suspension and Other Responsibility Matters, Drug-Free Workplace Requirements and Lobbying
Disclosure of Lobbying Activities SF LLL Disclosure of Lobbying Activities
Environmental Process FRA F 6180.217 Categorical Exclusion Worksheet
Federal Financial Report SF 425 Federal Financial Report
Final Performance Report FRA F 33 Grant/Cooperative Agreement Final Performance Report
Grant Adjustment Request Form (GARF) FRA F 6180.31, FRA F 31 Grant Adjustment Request Form (GARF) ,   GARF
Grant Application Form (FRA F 35) FRA F 35 Grants Application Form
Payment Summary Spreadsheet FRA F 6180.252 Payment Summary Spreadsheet
Pre-Award Authority Request Form FRA F 6180.288 Pre-Award Authority Request Form
Quarterly Progress Report FRA F 6180.34, FRA F 6180.34 Quaterly Progress Report ,   Quarterly Progress Report
Request for Advance or Reimbursement SF 270 Request for Advance for Reimbursement
Service Outcome Agreement (SOA) Annual Reporting FRA F 6180.32 Service Outcome Agreement (SOA) Annual Reporting

  Total Request Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 4,762 6,570 0 -165 -1,643 0
Annual Time Burden (Hours) 21,173 31,811 0 -8,470 -2,168 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
Yes
Miscellaneous Actions
Yes
Changing Forms
This is a revision to a current collection of information. The current OMB inventory for this information collection shows a total burden of 31,811 hours and 6,570 responses while the requesting inventory estimates a total burden of 21,173 hours and 4,762 responses. Program change decreased the burden by 8,470 hours and responses by 165. Adjustments decreased the burden by 2,168 hours and responses by 1,643. Overall, the burden for this submission has decreased by 10,638 hours and responses by 1,808. Specifically, FRA is proposing to add FRA F 6180.288, titled, Pre-Award Authority Request Form. Additionally, FRA will discontinue the use of FRA F 6180.35 Grant Application Form as this form has not been used in several years, and applicants are primarily using the SF-424 Application for Federal Assistance to submit their applications. Discontinued use of FRA F 6180.35 will eliminate unnecessary and duplicative burden for applicants.

$718,366
No
    No
    No
No
No
No
No
Michael Longley 202 493-6377 [email protected]

  Yes
  With this submission FRA is also correcting the previously reported burden hours for use of the SF forms that are used as part of the FRA Grants program. The burden hours associated with the use of common forms by FRA should be reflected under the Host agencies OMB control number. In previous submissions FRA was incorrectly reflecting this burden as part of ICR 2130-0615 Grants and Awards. To correct this, the previously reported burden hours for all SF forms have been removed from this submission and FRA action will be taken to reflect these burden hours under the Host Agency.
Agency/Sub Agency RCF ID RCF Title RCF Status IC Title

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
12/13/2024