Information Collection

Comptroller's Licensing Manual

IC 19996 under ICR 202405-1557-003 · OMB 1557-0014.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 1557-0014 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
General Policies and Procedures Booklet.pdf www.occ.gov/publications-and-resources/publications/comptrollers-licensing-manual/files/licensing-booklet-general-polici	Other-Booklet
General Policies and Procedures Booklet.pdf www.occ.gov/publications-and-resources/publications/comptrollers-licensing-manual/files/licensing-booklet-general-polici	Other-Booklet
Change In Assets Applications.pdf	Other-Booklet
Change In Assets Applications.pdf	Other-Booklet
Survey Letter.pdf	Other-Form Letter
Survey Letter.pdf	Other-Form Letter
Significant Deviation Policy.pdf	Instruction
Significant Deviation Policy.pdf	Instruction
Background Investigations Booklet.pdf	Other-Booklet
Background Investigations Booklet.pdf	Other-Booklet
Charters Booklet.pdf	Other-Booklet
Charters Booklet.pdf	Other-Booklet
Business Plan Guidelines.pdf	Instruction
Business Plan Guidelines.pdf	Instruction
Call Report Financial Projections.pdf	Instruction
Call Report Financial Projections.pdf	Instruction
Application Amendments.pdf	Other-Form Letter
Application Amendments.pdf	Other-Form Letter
Sample Public Notice.docx	Instruction
Sample Public Notice.docx	Instruction
Policy Statement on Minority National Banks and Federal Savings Associations.pdf	Instruction
Policy Statement on Minority National Banks and Federal Savings Associations.pdf	Instruction
NATIONAL BANK - form-instruct-articles-assoc-v2 - Redline.docx	Instruction
NATIONAL BANK - form-instruct-articles-assoc-v2 - Redline.docx	Instruction
Oath of Bank Director - General Instructions.pdf	Instruction
Oath of Bank Director - General Instructions.pdf	Instruction
Conversions to Federal Charter.pdf	Other-Booklet
Conversions to Federal Charter.pdf	Other-Booklet
Organization Certificate - Instructions.docx	Instruction
Organization Certificate - Instructions.docx	Instruction
Branches and Relocations Booklet.pdf	Other-Booklet
Branches and Relocations Booklet.pdf	Other-Booklet
Business Combinations Booklet.pdf	Other-Booklet
Business Combinations Booklet.pdf	Other-Booklet
Sample Agreement - Consolidation.docx	Instruction
Sample Agreement - Consolidation.docx	Instruction
Sample Agreement - Merger.docx	Instruction
Sample Agreement - Merger.docx	Instruction
Sample Agreement - Purchase & Assumption.docx	Instruction
Sample Agreement - Purchase & Assumption.docx	Instruction
Fiduciary Powers Booklet.pdf	Other-Booklet
Fiduciary Powers Booklet.pdf	Other-Booklet
Fiduciary Business Plan.pdf	Instruction
Fiduciary Business Plan.pdf	Instruction
Subsidiaries and Equity Investments Booklet.pdf	Other-Booklet
Subsidiaries and Equity Investments Booklet.pdf	Other-Booklet
Guidelines for Filing the Annual Report on Operating Subsidiaries.pdf	Instruction
Guidelines for Filing the Annual Report on Operating Subsidiaries.pdf	Instruction
Capital and Dividends Booklet.pdf	Other-Booklet
Capital and Dividends Booklet.pdf	Other-Booklet
Change in Bank Control Booklet.pdf	Other-Booklet
Change in Bank Control Booklet.pdf	Other-Booklet
Publication Notice - Change in Bank Control.docx	Instruction
Publication Notice - Change in Bank Control.docx	Instruction
Changes in Directors and Senior Executive Officers Booklet.pdf	Other-Booklet
Changes in Directors and Senior Executive Officers Booklet.pdf	Other-Booklet
Changes of Corporate Title and Address Booklet.pdf	Other-Booklet
Changes of Corporate Title and Address Booklet.pdf	Other-Booklet
National Bank Director Waivers.pdf	Other-Booklet
National Bank Director Waivers.pdf	Other-Booklet
Bank Premises and Equipment Booklet.pdf	Other-Booklet
Bank Premises and Equipment Booklet.pdf	Other-Booklet
Management Interlocks Booklet.pdf	Other-Booklet
Management Interlocks Booklet.pdf	Other-Booklet
Issuance of Subordinated Debt Notice.pdf	Instruction
Issuance of Subordinated Debt Notice.pdf	Instruction
Termination of Federal Charter.pdf	Other-Booklet
Termination of Federal Charter.pdf	Other-Booklet
Federal Branches and Agencies Booklet.pdf	Instruction
Federal Branches and Agencies Booklet.pdf	Instruction
Conditions for Initial and Additional Establishment of a Federal Branch or Agency.pdf	Instruction
Conditions for Initial and Additional Establishment of a Federal Branch or Agency.pdf	Instruction
Sample Public Notice that Foreign Bank has Filed an Application to Operate a Federal Branch-Limited FEderal Branch-Federal Agenc	Instruction
Sample Public Notice that Foreign Bank has Filed an Application to Operate a Federal Branch-Limited FEderal Branch-Federal Agenc	Instruction
Notice of Contraction of Activities.docx	Instruction
Notice of Contraction of Activities.docx	Instruction
Branch Closings Booklet.pdf	Other-Booklet
Branch Closings Booklet.pdf	Other-Booklet
Application Letter-Fiduciary Powers.docx	Instruction
Application Letter-Fiduciary Powers.docx	Instruction
Fiduciary Operating Plan-Instructions.pdf	Instruction
Fiduciary Operating Plan-Instructions.pdf	Instruction
Notice of Commencement of Fiduciary Activities.docx	Instruction
Notice of Commencement of Fiduciary Activities.docx	Instruction
Articles of Association, Charter, and Bylaw Amendments Booklet.pdf	Other-Booklet
Articles of Association, Charter, and Bylaw Amendments Booklet.pdf	Other-Booklet
Failure Acquisitions Booklet.pdf	Other-Booklet
Failure Acquisitions Booklet.pdf	Other-Booklet
Mutual to Stock Conversions Booklet.pdf	Other-Booklet
Mutual to Stock Conversions Booklet.pdf	Other-Booklet
Public Notice and Comments Booklet.pdf	Other-Booklet
Public Notice and Comments Booklet.pdf	Other-Booklet
Subordinated Debt Booklet.pdf	Other-Booklet
Subordinated Debt Booklet.pdf	Other-Booklet
Substantial Asset Changes, Including Changes in Charter Purpose.pdf	Other-Booklet
Substantial Asset Changes, Including Changes in Charter Purpose.pdf	Other-Booklet
ATF OE and Pass-Thru Notice - Redline.docx	Instruction
ATF OE and Pass-Thru Notice - Redline.docx	Instruction
Consent Form for DEA Background Investigations Consent Form for DEA Background Investigations.pdf	Form
Consent Form for DEA Background Investigations Consent Form for DEA Background Investigations.pdf	Form
Interagency Biographical and Financial Report Interagency Biographical and Financial Report.docx	Form and Instruction
Interagency Biographical and Financial Report Interagency Biographical and Financial Report.docx	Form and Instruction
Corporate Background & Financial Report Corporate Background & Financial Report.pdf	Form and Instruction
Corporate Background & Financial Report Corporate Background & Financial Report.pdf	Form and Instruction
Appointment of Agent Appointment of Agent.docx	Form
Appointment of Agent Appointment of Agent.docx	Form
IRS Tax Check Waiver IRS Tax Check Waiver.docx	Form
IRS Tax Check Waiver IRS Tax Check Waiver.docx	Form
First Meeting of Organizers First Meeting of Organizers.pdf	Form
First Meeting of Organizers First Meeting of Organizers.pdf	Form
Articles of Association NATIONAL BANK - form-articles-assoc-v1_Redline.docx	Form
Articles of Association NATIONAL BANK - form-articles-assoc-v1_Redline.docx	Form
Contact Person Contact Person Designation.docx	Form
Contact Person Contact Person Designation.docx	Form
Organizing Board's First Meeting Organizing Board's First Meeting.docx	Form
Organizing Board's First Meeting Organizing Board's First Meeting.docx	Form
Individual Oath of Bank Director Individual Oath of Bank Director.pdf	Form
Individual Oath of Bank Director Individual Oath of Bank Director.pdf	Form
Joint Oath of Bank Directors Joint Oath of Bank Directors.pdf	Form
Joint Oath of Bank Directors Joint Oath of Bank Directors.pdf	Form
Bylaws NATIONAL BANK - form-instruct-bylaws-v1_ Redline.docx	Form and Instruction
Bylaws NATIONAL BANK - form-instruct-bylaws-v1_ Redline.docx	Form and Instruction
Subscription Subscription Sample.pdf	Form
Subscription Subscription Sample.pdf	Form
Capital Stock Payment Certificate Capital Stock Payment Certificate.pdf	Form
Capital Stock Payment Certificate Capital Stock Payment Certificate.pdf	Form
Corporate Resolution Corporate Resolution.docx	Form
Corporate Resolution Corporate Resolution.docx	Form
Proxy Card Proxy Card.pdf	Form
Proxy Card Proxy Card.pdf	Form
Notice of First Shareholder's Meeting Notice of First Shareholders' Meeting.pdf	Form
Notice of First Shareholder's Meeting Notice of First Shareholders' Meeting.pdf	Form
Minutes of the First Shareholder's Meeting Minutes of the First Shareholders' Meeting.pdf	Form
Minutes of the First Shareholder's Meeting Minutes of the First Shareholders' Meeting.pdf	Form
Minutes of Subsequent Organizing Board Meetings Minutes of the Subsequent Organizing Board Meetings.pdf	Form
Minutes of Subsequent Organizing Board Meetings Minutes of the Subsequent Organizing Board Meetings.pdf	Form
Waiver of Notice of the First Board Meeting Waiver of Notice of Organizing Board's First Meeting.pdf	Form
Waiver of Notice of the First Board Meeting Waiver of Notice of Organizing Board's First Meeting.pdf	Form
First Meeting of Directors First Meeting of Directors.pdf	Form
First Meeting of Directors First Meeting of Directors.pdf	Form
Organization Completed Organization Completed.docx	Form
Organization Completed Organization Completed.docx	Form
Preopening Checklist for Organizers Preopening Checklist for Organizers.docx	Form
Preopening Checklist for Organizers Preopening Checklist for Organizers.docx	Form
Conversion Application Conversion Application.pdf	Form and Instruction
Conversion Application Conversion Application.pdf	Form and Instruction
Authority for Conversion to National Bank Authority for Conversion to National Bank.pdf	Form
Authority for Conversion to National Bank Authority for Conversion to National Bank.pdf	Form
Letter Certifying Conversion Completion to National Bank Conversion Completion Certification by Applicant (Conversion to a NB).pdf	Form and Instruction
Letter Certifying Conversion Completion to National Bank Conversion Completion Certification by Applicant (Conversion to a NB).pdf	Form and Instruction
Letter Certifying Conversion Completion of Conversion to Conversion Completion Certification by Applicant (Conversion to FSA).pdf	Form
Letter Certifying Conversion Completion of Conversion to Conversion Completion Certification by Applicant (Conversion to FSA).pdf	Form
Oaths of Bank Directors Oath of the Bank Director.docx	Form and Instruction
Oaths of Bank Directors Oath of the Bank Director.docx	Form and Instruction
Organization Certificate Organization Certificate.pdf	Form
Organization Certificate Organization Certificate.pdf	Form
Main Office Relocation to Existing Branch Site within th Main Office Relocation to Existing Branch within the Same City.docx	Form
Main Office Relocation to Existing Branch Site within th Main Office Relocation to Existing Branch within the Same City.docx	Form
Opening Date of Branch Office form-open-date-branch-office-v1 (1).docx	Form
Opening Date of Branch Office form-open-date-branch-office-v1 (1).docx	Form
Opening Date for Relocation of Main Office to Branch Sit form-open-date-main-relo-v1.docx	Form
Opening Date for Relocation of Main Office to Branch Sit form-open-date-main-relo-v1.docx	Form
Business Combination Application - Checklist and Communi Business Combination Application Checklist and Community Reinvestment Commitments.pdf	Form
Business Combination Application - Checklist and Communi Business Combination Application Checklist and Community Reinvestment Commitments.pdf	Form
Business Combination Application - Streamlined Streamlined Business Combination Application.pdf	Form and Instruction
Business Combination Application - Streamlined Streamlined Business Combination Application.pdf	Form and Instruction
Interagency Bank Merger Act Application Interagency Bank Merger Act Application.docx	Form and Instruction
Interagency Bank Merger Act Application Interagency Bank Merger Act Application.docx	Form and Instruction
Branches Requiring Authorization Branches Requiring Authorization.pdf	Form
Branches Requiring Authorization Branches Requiring Authorization.pdf	Form
Bank Merger Screen Bank Merger Screen.docx	Form and Instruction
Bank Merger Screen Bank Merger Screen.docx	Form and Instruction
Merger with Nonbank Subsidiary or Affliliate Merger of NB with Nonbank affiliate - NB Results.docx	Form
Merger with Nonbank Subsidiary or Affliliate Merger of NB with Nonbank affiliate - NB Results.docx	Form
Application - Interim National Bank Charter Interim Bank Charter Application.pdf	Form
Application - Interim National Bank Charter Interim Bank Charter Application.pdf	Form
Application - Reorganization - Subsidiary of a BHC Reorganization of a National Bank to a Subsidiary of a Bank Holding Company Application.pdf	Form
Application - Reorganization - Subsidiary of a BHC Reorganization of a National Bank to a Subsidiary of a Bank Holding Company Application.pdf	Form
Stock Payment Certificate and Oaths of Directors and Off Stock Payment Certificate and Oaths.docx	Form
Stock Payment Certificate and Oaths of Directors and Off Stock Payment Certificate and Oaths.docx	Form
Shareholders' Waiver of Notice of Shareholders' Meeting Shareholders' Waiver of Notice of Shareholders' Meeting and Written Consent of Business Combination.pdf	Form
Shareholders' Waiver of Notice of Shareholders' Meeting Shareholders' Waiver of Notice of Shareholders' Meeting and Written Consent of Business Combination.pdf	Form
Board of Directors' Waiver of Notice of Board Meeting an Board of Directors Waiver of Notice of Board Meeting.docx	Form
Board of Directors' Waiver of Notice of Board Meeting an Board of Directors Waiver of Notice of Board Meeting.docx	Form
Emergency Processing Request Emergency Processing Request.docx	Form
Emergency Processing Request Emergency Processing Request.docx	Form
Notice of Consummation Notice of Consummation.pdf	Form and Instruction
Notice of Consummation Notice of Consummation.pdf	Form and Instruction
Notice of Shareholders' Meeting to Vote on Combination Notice of Shareholders' Meeting to Vote on Combination.docx	Form and Instruction
Notice of Shareholders' Meeting to Vote on Combination Notice of Shareholders' Meeting to Vote on Combination.docx	Form and Instruction
Secretary's Certificate of Board of Directors' Approval Secretary's Certificate .docx	Form
Secretary's Certificate of Board of Directors' Approval Secretary's Certificate .docx	Form
Secretary's Certificate of Shareholders' Approval of Com Secretary's Certificate of Shareholders' Approval of Combination.pdf	Form
Secretary's Certificate of Shareholders' Approval of Com Secretary's Certificate of Shareholders' Approval of Combination.pdf	Form
Application Fiduciary Powers Application.pdf	Form
Application Fiduciary Powers Application.pdf	Form
After-the-Fact Notice Fiduciary Powers After the Fact Notice.pdf	Form
After-the-Fact Notice Fiduciary Powers After the Fact Notice.pdf	Form
Surrender of Fiduciary Powers Notice of Surrender of Fiduciary Powers.pdf	Form
Surrender of Fiduciary Powers Notice of Surrender of Fiduciary Powers.pdf	Form
Commencement of Fiduciary Activities Notice Notice for Commencement of Fiduciary Activity.pdf	Form
Commencement of Fiduciary Activities Notice Notice for Commencement of Fiduciary Activity.pdf	Form
After-the-Fact Notice-Subsidiary NB ATF Notice Op Sub - Redline.docx	Form
After-the-Fact Notice-Subsidiary NB ATF Notice Op Sub - Redline.docx	Form
After-the-Fact Notice-Equity Investment ATF OE and Pass-Thru for DPC Notice - Redline.docx	Form
After-the-Fact Notice-Equity Investment ATF OE and Pass-Thru for DPC Notice - Redline.docx	Form
Annual Report on Operating Subsidiaries Annual Report on Operating Subsidiaries.pdf	Form
Annual Report on Operating Subsidiaries Annual Report on Operating Subsidiaries.pdf	Form
Operating Subsidiary Application NB and FSA Op Sub App - Redline.docx	Form
Operating Subsidiary Application NB and FSA Op Sub App - Redline.docx	Form
Bank Service Company Application NB and FSA Bank SVC CO Notice - Redline.docx	Form
Bank Service Company Application NB and FSA Bank SVC CO Notice - Redline.docx	Form
Financial Subsidiary Certification and Application NB Fin Sub Cert and App - Redline.docx	Form
Financial Subsidiary Certification and Application NB Fin Sub Cert and App - Redline.docx	Form
Financial Subsidiary Certification NB Fin Sub Cert - Redline.docx	Form
Financial Subsidiary Certification NB Fin Sub Cert - Redline.docx	Form
Financial Subsidiary National Bank Application NB Fin Sub Application - Redline.docx	Form
Financial Subsidiary National Bank Application NB Fin Sub Application - Redline.docx	Form
Advance Branch Closing & Downgrade Notice Advance Branch Closing Notice.pdf	Form and Instruction
Advance Branch Closing & Downgrade Notice Advance Branch Closing Notice.pdf	Form and Instruction
Final Branch Closing Notice Final Branch Closing Notice.pdf	Form and Instruction
Final Branch Closing Notice Final Branch Closing Notice.pdf	Form and Instruction
Sample Customer Notice of Branch Closing Customer Notice of Branch Closing.docx	Form
Sample Customer Notice of Branch Closing Customer Notice of Branch Closing.docx	Form
Application - Increase in Capital for Other than Cash Increase in Permanent Capital Application - Redline.docx	Form and Instruction
Application - Increase in Capital for Other than Cash Increase in Permanent Capital Application - Redline.docx	Form and Instruction
Application - Reduction of Permanent Capital Reduction of Permnt Cap Appl.docx	Form
Application - Reduction of Permanent Capital Reduction of Permnt Cap Appl.docx	Form
Application - Quasi-Reorganization Quasi-Reorganization Application - Redline.docx	Form
Application - Quasi-Reorganization Quasi-Reorganization Application - Redline.docx	Form
Application - Reverse Stock Split Reverse Stock Split Application - Redline.docx	Form
Application - Reverse Stock Split Reverse Stock Split Application - Redline.docx	Form
Increase in Permanent Capital Notice Increase in Permanent Capital Notice - Redline.docx	Form and Instruction
Increase in Permanent Capital Notice Increase in Permanent Capital Notice - Redline.docx	Form and Instruction
Interagency Notice of Change in Control Interagency Notice of Change in Control-FR 2081a.pdf	Form and Instruction
Interagency Notice of Change in Control Interagency Notice of Change in Control-FR 2081a.pdf	Form and Instruction
Notification of Change of Corporate Title Change of Corporate Title - Notice.pdf	Form and Instruction
Notification of Change of Corporate Title Change of Corporate Title - Notice.pdf	Form and Instruction
Change of Address Change of Address - Notice.pdf	Form and Instruction
Change of Address Change of Address - Notice.pdf	Form and Instruction
After the Fact Notice After-the-Fact Notice - Investment in Bank Premises.pdf	Form and Instruction
After the Fact Notice After-the-Fact Notice - Investment in Bank Premises.pdf	Form and Instruction
Management Interlocks Application Management Interlock Application - Redline.docx	Form and Instruction
Management Interlocks Application Management Interlock Application - Redline.docx	Form and Instruction
Application to Issue Subordinated Debt Issuance of Subordinated Debt Application.pdf	Form
Application to Issue Subordinated Debt Issuance of Subordinated Debt Application.pdf	Form
Prepayment of or Material Changes to Existing Subordinat Application Prepayment-of or Material Change-to Subordinated-Debt - Redline.docx	Form
Prepayment of or Material Changes to Existing Subordinat Application Prepayment-of or Material Change-to Subordinated-Debt - Redline.docx	Form
Notice of Debt Issuance Notice of Debt Issuance.pdf	Form and Instruction
Notice of Debt Issuance Notice of Debt Issuance.pdf	Form and Instruction
Notice of Standard Voluntary Liquidation Notice of Standard Voluntary Liquidation.docx	Form and Instruction
Notice of Standard Voluntary Liquidation Notice of Standard Voluntary Liquidation.docx	Form and Instruction
Voluntary Liquidation - Board of Directors' and Sharehol Voluntary Liquidation Board of Directors' and Shareholders' Resolution.docx	Form
Voluntary Liquidation - Board of Directors' and Sharehol Voluntary Liquidation Board of Directors' and Shareholders' Resolution.docx	Form
Voluntary Liquidation - Report of Condition at Commencem Voluntary Liquidation Report of Condition and Commencement of Liquidation.pdf	Form
Voluntary Liquidation - Report of Condition at Commencem Voluntary Liquidation Report of Condition and Commencement of Liquidation.pdf	Form
Annual Report - Progress of Liquidation Annual Report - Progress of Liquidation.docx	Form
Annual Report - Progress of Liquidation Annual Report - Progress of Liquidation.docx	Form
Final Notice - Expedited Liquidation Final Notice - Expedited Liquidation.docx	Form and Instruction
Final Notice - Expedited Liquidation Final Notice - Expedited Liquidation.docx	Form and Instruction
Notice of Intent - Expedited Liquidation Notice of Intent - Expedited Liquidation.docx	Form and Instruction
Notice of Intent - Expedited Liquidation Notice of Intent - Expedited Liquidation.docx	Form and Instruction
Final Notice of Conversion Out Final Notice of Conversion Out.pdf	Form
Final Notice of Conversion Out Final Notice of Conversion Out.pdf	Form
Final Notice of Merger or Consolidation Out and Notice o Final Notice of Merger or Consolidation Out and Notice of Intent - Merger or Consolidation Out.docx	Form
Final Notice of Merger or Consolidation Out and Notice o Final Notice of Merger or Consolidation Out and Notice of Intent - Merger or Consolidation Out.docx	Form
Notice upon Commencement of Voluntary Liquidation Notice Upon Commencement of Voluntary Liquidation.docx	Form
Notice upon Commencement of Voluntary Liquidation Notice Upon Commencement of Voluntary Liquidation.docx	Form
Notice of Intent - Voluntary Liquidation Notice of Intent - Voluntary Liquidation.docx	Form
Notice of Intent - Voluntary Liquidation Notice of Intent - Voluntary Liquidation.docx	Form
Application to Establish an Initial-Additional Federal B Application to Establish an Initial-Additional Federal Branch or Agency.pdf	Form
Application to Establish an Initial-Additional Federal B Application to Establish an Initial-Additional Federal Branch or Agency.pdf	Form
Financial Data Financial Data.docx	Form
Financial Data Financial Data.docx	Form
Request for After-the-Fact Approval Request for After-th-Fact Approval.pdf	Form
Request for After-the-Fact Approval Request for After-th-Fact Approval.pdf	Form
Application to Acquire a Federal Branch or Agency Application to Acquire a Federal Branch or Agency.pdf	Form
Application to Acquire a Federal Branch or Agency Application to Acquire a Federal Branch or Agency.pdf	Form
Notice of Effective Date for Relocation Notice of Effective Date for Relocation.pdf	Form and Instruction
Notice of Effective Date for Relocation Notice of Effective Date for Relocation.pdf	Form and Instruction
Senior Management Resolution on Surrender of Fiduciary P Senior Management Resolution on Surrender of Fiduciary Powers.pdf	Form and Instruction
Senior Management Resolution on Surrender of Fiduciary P Senior Management Resolution on Surrender of Fiduciary Powers.pdf	Form and Instruction
Notice Letter - Standard Voluntary Liquidation Notice Letter - Standard Voluntary Liquidation.docx	Form and Instruction
Notice Letter - Standard Voluntary Liquidation Notice Letter - Standard Voluntary Liquidation.docx	Form and Instruction
Resolution to Voluntary Liquidate Resolution to Voluntarily Liquidate.docx	Form
Resolution to Voluntary Liquidate Resolution to Voluntarily Liquidate.docx	Form
Voluntary Liquidation - Sample Public Notice Voluntary Liquidation - Sample Public Notice.docx	Form and Instruction
Voluntary Liquidation - Sample Public Notice Voluntary Liquidation - Sample Public Notice.docx	Form and Instruction
Liquidation - Interim Progress Report Liquidation - Interim Progress Report.pdf	Form
Liquidation - Interim Progress Report Liquidation - Interim Progress Report.pdf	Form
Liquidation - Final Report Liquidation - Final Report.docx	Form
Liquidation - Final Report Liquidation - Final Report.docx	Form
Capital Equivalency Deposit Agreement Capital Equivalency Deposit Agreement.pdf	Form
Capital Equivalency Deposit Agreement Capital Equivalency Deposit Agreement.pdf	Form
Notice of Change in Activities or Operations Notice of Change in Activities or Operations.docx	Form and Instruction
Notice of Change in Activities or Operations Notice of Change in Activities or Operations.docx	Form and Instruction
Senior Management Resolution or Conversion of a Federal Senior Management Resolution on Conversion of a Federal Branch.docx	Form and Instruction
Senior Management Resolution or Conversion of a Federal Senior Management Resolution on Conversion of a Federal Branch.docx	Form and Instruction
Non-Controlling Equity Investment Application Non-Controlling Equity Investment Application.pdf	Form and Instruction
Non-Controlling Equity Investment Application Non-Controlling Equity Investment Application.pdf	Form and Instruction
Interagency Charter and Federal Deposit Insurance Applic Interagency Charter and Federal Deposit Insurance Application.pdf	Form
Interagency Charter and Federal Deposit Insurance Applic Interagency Charter and Federal Deposit Insurance Application.pdf	Form
Charter - Federal Stock Association STOCK-model-stock-fsa-charter - Redline.docx	Form
Charter - Federal Stock Association STOCK-model-stock-fsa-charter - Redline.docx	Form
Bylaws - Mutual Savings Associations Model Bylaws for Mutual Savings Association.pdf	Form
Bylaws - Mutual Savings Associations Model Bylaws for Mutual Savings Association.pdf	Form
Charter - Federal Mutual Association MUTUAL-model-mutual-fsa-charter - Redline.docx	Form
Charter - Federal Mutual Association MUTUAL-model-mutual-fsa-charter - Redline.docx	Form
Bylaws - Federal Stock Association STOCK-model-stock-fsa-bylaws - Redline.docx	Form
Bylaws - Federal Stock Association STOCK-model-stock-fsa-bylaws - Redline.docx	Form
Charter and Bylaw Amendments form-fsa-charter-bylaw-amendments-notice- Redline.docx	Form and Instruction
Charter and Bylaw Amendments form-fsa-charter-bylaw-amendments-notice- Redline.docx	Form and Instruction
Voluntary Liquidation - Liquidation Plan Voluntary Liquidation Liquidation Plan.pdf	Form and Instruction
Voluntary Liquidation - Liquidation Plan Voluntary Liquidation Liquidation Plan.pdf	Form and Instruction
After-the-Fact Notice—Satisfaction of DPC Other Equity I Other Equity Investments or Pass Through Investments Application.pdf	Form
After-the-Fact Notice—Satisfaction of DPC Other Equity I Other Equity Investments or Pass Through Investments Application.pdf	Form
12 USC 1828(m) Investment Application Federal Savings As FSA Pass-Thru 1828m and 5.58 - Redline.docx	Form
12 USC 1828(m) Investment Application Federal Savings As FSA Pass-Thru 1828m and 5.58 - Redline.docx	Form
Subsidiary Redesignation Notice Federal Savings Associat FSA Redesignation Notice - Redline.docx	Form and Instruction
Subsidiary Redesignation Notice Federal Savings Associat FSA Redesignation Notice - Redline.docx	Form and Instruction
Other Equity Investments—National Banks Pass-Through Inv NB and FSA OE and Pass-Thru App - Redline.docx	Form
Other Equity Investments—National Banks Pass-Through Inv NB and FSA OE and Pass-Thru App - Redline.docx	Form
Equity Investment in Statutory Subsidiary—National Banks NB ATF Notice Stat Subs - Redline.docx	Form and Instruction
Equity Investment in Statutory Subsidiary—National Banks NB ATF Notice Stat Subs - Redline.docx	Form and Instruction
Agency Office Additional Services Application Agency Office Additional Services Application.docx	Form and Instruction
Agency Office Additional Services Application Agency Office Additional Services Application.docx	Form and Instruction
After the Fact Notice: FSA Branch/Relocation After the Fact Notice FSA Branch or Relocation.pdf	Form and Instruction
After the Fact Notice: FSA Branch/Relocation After the Fact Notice FSA Branch or Relocation.pdf	Form and Instruction
Individual Oath of FSA Director Individual Oath of FSA Director.pdf	Form
Individual Oath of FSA Director Individual Oath of FSA Director.pdf	Form
Reduction of Permanent Capital and Capital Distribution Reduction of Permanent Capital and Capital Distribu Notice FSA.pdf	Form and Instruction
Reduction of Permanent Capital and Capital Distribution Reduction of Permanent Capital and Capital Distribu Notice FSA.pdf	Form and Instruction
Reduction of Permanent Capital or Dividends Payable in P Reduction of Permnt Cap Appl - Redline.docx	Form and Instruction
Reduction of Permanent Capital or Dividends Payable in P Reduction of Permnt Cap Appl - Redline.docx	Form and Instruction
Interagency Change in Director and Senior Executive Offi Interagency Notice of Change in Director or Senior Executive Officer.pdf	Form
Interagency Change in Director and Senior Executive Offi Interagency Notice of Change in Director or Senior Executive Officer.pdf	Form
Form AC Form AC - Application for Conversion from Mutual to Stoc Form AC - Application for Conversion from Mutual to Stock Form.docx	Form
Form AC Form AC - Application for Conversion from Mutual to Stoc Form AC - Application for Conversion from Mutual to Stock Form.docx	Form
Application for Issuance of Subordinated Debt and Inclus Application issuance-of-subordinated-debt and Inclusion in Tier 2 Capital - Redline.docx	Form
Application for Issuance of Subordinated Debt and Inclus Application issuance-of-subordinated-debt and Inclusion in Tier 2 Capital - Redline.docx	Form
FSA Service Corporation Application FSA Service Corp Application - Redline.docx	Form
FSA Service Corporation Application FSA Service Corp Application - Redline.docx	Form
Application for Charter or Bylaw Amendment form-fsa-charter-bylaw-amendments-application-Redline.docx	Form and Instruction
Application for Charter or Bylaw Amendment form-fsa-charter-bylaw-amendments-application-Redline.docx	Form and Instruction
Issuance of, or Prepayment of, or Material Changes to Su Notice of issuance, prepayment, material change to Subordinated Debt - Redlined.docx	Form and Instruction
Issuance of, or Prepayment of, or Material Changes to Su Notice of issuance, prepayment, material change to Subordinated Debt - Redlined.docx	Form and Instruction
Federal Branch and Agency Relocation Application Federal Branch and Agency Relocation Application.pdf	Form
Federal Branch and Agency Relocation Application Federal Branch and Agency Relocation Application.pdf	Form

Information Collection (IC) Details

View Information Collection (IC)

IC Title:

Comptroller's Licensing Manual

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: Unchanged

Obligation to Respond: Required to Obtain or Retain Benefits

CFR Citation: 12 CFR 5 12 CFR 28 12 CFR 26 12 CFR 7 12 CFR 163 12 CFR 145

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Other-Booklet			General Policies and Procedures Booklet.pdf	https://www.occ.gov/publications-and-resources/publications/comptrollers-licensing-manual/files/licensing-booklet-general-policies-and-procedures.html	Yes	No	Printable Only
Other-Booklet			Change In Assets Applications.pdf		Yes	Yes	Fillable Fileable
Other-Form Letter			Survey Letter.pdf		Yes	Yes	Fillable Fileable
Instruction			Significant Deviation Policy.pdf		Yes	No	Printable Only
Other-Booklet			Background Investigations Booklet.pdf		Yes	Yes	Fillable Fileable
Form	N/A	Consent Form for DEA Background Investigations	Consent Form for DEA Background Investigations.pdf		Yes	Yes	Fillable Fileable
Form and Instruction	N/A	Interagency Biographical and Financial Report	Interagency Biographical and Financial Report.docx		Yes	Yes	Fillable Fileable
Form and Instruction	N/A	Corporate Background & Financial Report	Corporate Background & Financial Report.pdf		Yes	Yes	Fillable Fileable
Form	N/A	Appointment of Agent	Appointment of Agent.docx		Yes	Yes	Fillable Fileable
Form	N/A	IRS Tax Check Waiver	IRS Tax Check Waiver.docx		Yes	Yes	Fillable Fileable
Other-Booklet			Charters Booklet.pdf		Yes	No	Printable Only
Instruction			Business Plan Guidelines.pdf		Yes	No	Printable Only
Instruction			Call Report Financial Projections.pdf		Yes	No	Printable Only
Other-Form Letter			Application Amendments.pdf		Yes	Yes	Fillable Fileable
Instruction			Sample Public Notice.docx		Yes	No	Printable Only
Instruction			Policy Statement on Minority National Banks and Federal Savings Associations.pdf		Yes	No	Printable Only
Form	N/A	First Meeting of Organizers	First Meeting of Organizers.pdf		Yes	No	Fillable Fileable
Form	N/A	Articles of Association	NATIONAL BANK - form-articles-assoc-v1_Redline.docx		Yes	Yes	Fillable Fileable
Instruction			NATIONAL BANK - form-instruct-articles-assoc-v2 - Redline.docx		Yes	No	Printable Only
Form	N/A	Contact Person	Contact Person Designation.docx		Yes	Yes	Fillable Fileable
Form	N/A	Organizing Board's First Meeting	Organizing Board's First Meeting.docx		Yes	No	Fillable Fileable
Form	N/A	Individual Oath of Bank Director	Individual Oath of Bank Director.pdf		Yes	No	Fillable Fileable
Form	N/A	Joint Oath of Bank Directors	Joint Oath of Bank Directors.pdf		Yes	Yes	Fillable Fileable
Instruction			Oath of Bank Director - General Instructions.pdf		Yes	No	Printable Only
Form and Instruction	N/A	Bylaws	NATIONAL BANK - form-instruct-bylaws-v1_ Redline.docx		Yes	Yes	Fillable Fileable
Form	N/A	Subscription	Subscription Sample.pdf		Yes	Yes	Fillable Fileable
Form	N/A	Capital Stock Payment Certificate	Capital Stock Payment Certificate.pdf		Yes	Yes	Fillable Fileable
Form	N/A	Corporate Resolution	Corporate Resolution.docx		Yes	Yes	Fillable Fileable
Form	N/A	Proxy Card	Proxy Card.pdf		Yes	Yes	Fillable Fileable
Form	N/A	Notice of First Shareholder's Meeting	Notice of First Shareholders' Meeting.pdf		Yes	Yes	Fillable Fileable
Form	N/A	Minutes of the First Shareholder's Meeting	Minutes of the First Shareholders' Meeting.pdf		Yes	Yes	Fillable Fileable
Form	N/A	Minutes of Subsequent Organizing Board Meetings	Minutes of the Subsequent Organizing Board Meetings.pdf		Yes	Yes	Fillable Fileable
Form	N/A	Waiver of Notice of the First Board Meeting	Waiver of Notice of Organizing Board's First Meeting.pdf		Yes	Yes	Fillable Fileable
Form	N/A	First Meeting of Directors	First Meeting of Directors.pdf		Yes	Yes	Fillable Fileable
Form	N/A	Organization Completed	Organization Completed.docx		Yes	Yes	Fillable Fileable
Form	N/A	Preopening Checklist for Organizers	Preopening Checklist for Organizers.docx		Yes	Yes	Fillable Fileable
Other-Booklet			Conversions to Federal Charter.pdf		Yes	No	Printable Only
Form and Instruction	N/A	Conversion Application	Conversion Application.pdf		Yes	Yes	Fillable Fileable
Form	N/A	Authority for Conversion to National Bank	Authority for Conversion to National Bank.pdf		Yes	Yes	Fillable Fileable
Form and Instruction	N/A	Letter Certifying Conversion Completion to National Bank	Conversion Completion Certification by Applicant (Conversion to a NB).pdf		Yes	Yes	Fillable Fileable
Form	N/A	Letter Certifying Conversion Completion of Conversion to FSA	Conversion Completion Certification by Applicant (Conversion to FSA).pdf		Yes	Yes	Fillable Fileable
Form and Instruction	N/A	Oaths of Bank Directors	Oath of the Bank Director.docx		Yes	Yes	Fillable Fileable
Instruction			Organization Certificate - Instructions.docx		Yes	No	Printable Only
Form	N/A	Organization Certificate	Organization Certificate.pdf		Yes	Yes	Fillable Fileable
Other-Booklet			Branches and Relocations Booklet.pdf		Yes	No	Printable Only
Form	N/A	Main Office Relocation to Existing Branch Site within the Same City	Main Office Relocation to Existing Branch within the Same City.docx		Yes	Yes	Fillable Fileable
Form	N/A	Opening Date of Branch Office	form-open-date-branch-office-v1 (1).docx		Yes	Yes	Fillable Fileable
Form	N/A	Opening Date for Relocation of Main Office to Branch Site within the Same Town, City or Village	form-open-date-main-relo-v1.docx		Yes	Yes	Fillable Fileable
Other-Booklet			Business Combinations Booklet.pdf		Yes	No	Printable Only
Form	N/A	Business Combination Application - Checklist and Community Reinvestment Commitments	Business Combination Application Checklist and Community Reinvestment Commitments.pdf		Yes	Yes	Fillable Fileable
Form and Instruction	N/A	Business Combination Application - Streamlined	Streamlined Business Combination Application.pdf		Yes	Yes	Fillable Fileable
Form and Instruction	N/A	Interagency Bank Merger Act Application	Interagency Bank Merger Act Application.docx		Yes	Yes	Fillable Fileable
Form	N/A	Branches Requiring Authorization	Branches Requiring Authorization.pdf		Yes	Yes	Fillable Fileable
Form and Instruction	N/A	Bank Merger Screen	Bank Merger Screen.docx		Yes	Yes	Fillable Fileable
Form	N/A	Merger with Nonbank Subsidiary or Affliliate	Merger of NB with Nonbank affiliate - NB Results.docx		Yes	Yes	Fillable Fileable
Form	N/A	Application - Interim National Bank Charter	Interim Bank Charter Application.pdf		Yes	Yes	Fillable Fileable
Form	N/A	Application - Reorganization - Subsidiary of a BHC	Reorganization of a National Bank to a Subsidiary of a Bank Holding Company Application.pdf		Yes	Yes	Fillable Fileable
Form	N/A	Stock Payment Certificate and Oaths of Directors and Officers	Stock Payment Certificate and Oaths.docx		Yes	Yes	Fillable Fileable
Form	N/A	Shareholders' Waiver of Notice of Shareholders' Meeting and Written Consent of Business Combination	Shareholders' Waiver of Notice of Shareholders' Meeting and Written Consent of Business Combination.pdf		Yes	Yes	Fillable Fileable
Form	N/A	Board of Directors' Waiver of Notice of Board Meeting and Written Consent of Business Combination	Board of Directors Waiver of Notice of Board Meeting.docx		Yes	Yes	Fillable Fileable
Form	N/A	Emergency Processing Request	Emergency Processing Request.docx		Yes	Yes	Fillable Fileable
Form and Instruction	N/A	Notice of Consummation	Notice of Consummation.pdf		Yes	Yes	Fillable Fileable
Form and Instruction	N/A	Notice of Shareholders' Meeting to Vote on Combination	Notice of Shareholders' Meeting to Vote on Combination.docx		Yes	Yes	Fillable Fileable
Form	N/A	Secretary's Certificate of Board of Directors' Approval of Combination	Secretary's Certificate .docx		Yes	Yes	Fillable Fileable
Form	N/A	Secretary's Certificate of Shareholders' Approval of Combination	Secretary's Certificate of Shareholders' Approval of Combination.pdf		Yes	Yes	Fillable Fileable
Instruction			Sample Agreement - Consolidation.docx		Yes	No	Printable Only
Instruction			Sample Agreement - Merger.docx		Yes	No	Printable Only
Instruction			Sample Agreement - Purchase & Assumption.docx		Yes	No	Printable Only
Other-Booklet			Fiduciary Powers Booklet.pdf		Yes	No	Printable Only
Form	N/A	Application	Fiduciary Powers Application.pdf		Yes	Yes	Fillable Fileable
Form	N/A	After-the-Fact Notice	Fiduciary Powers After the Fact Notice.pdf		Yes	Yes	Fillable Fileable
Form	N/A	Surrender of Fiduciary Powers	Notice of Surrender of Fiduciary Powers.pdf		Yes	Yes	Fillable Fileable
Instruction			Fiduciary Business Plan.pdf		Yes	No	Printable Only
Form	N/A	Commencement of Fiduciary Activities Notice	Notice for Commencement of Fiduciary Activity.pdf		Yes	Yes	Fillable Fileable
Other-Booklet			Subsidiaries and Equity Investments Booklet.pdf		Yes	Yes	Fillable Fileable
Form	N/A	After-the-Fact Notice-Subsidiary	NB ATF Notice Op Sub - Redline.docx		Yes	Yes	Fillable Fileable
Form	N/A	After-the-Fact Notice-Equity Investment	ATF OE and Pass-Thru for DPC Notice - Redline.docx		Yes	Yes	Fillable Fileable
Form	N/A	Annual Report on Operating Subsidiaries	Annual Report on Operating Subsidiaries.pdf		Yes	Yes	Fillable Fileable
Instruction			Guidelines for Filing the Annual Report on Operating Subsidiaries.pdf		Yes	No	Printable Only
Form	N/A	Operating Subsidiary Application	NB and FSA Op Sub App - Redline.docx		Yes	Yes	Fillable Fileable
Form	N/A	Bank Service Company Application	NB and FSA Bank SVC CO Notice - Redline.docx		Yes	Yes	Fillable Fileable
Form	N/A	Financial Subsidiary Certification and Application	NB Fin Sub Cert and App - Redline.docx		Yes	Yes	Fillable Fileable
Form	N/A	Financial Subsidiary Certification	NB Fin Sub Cert - Redline.docx		Yes	Yes	Fillable Fileable
Form	N/A	Financial Subsidiary National Bank Application	NB Fin Sub Application - Redline.docx		Yes	Yes	Fillable Fileable
Form and Instruction	N/A	Advance Branch Closing & Downgrade Notice	Advance Branch Closing Notice.pdf		Yes	Yes	Fillable Fileable
Form and Instruction	N/A	Final Branch Closing Notice	Final Branch Closing Notice.pdf		Yes	No	Fillable Printable
Form	N/A	Sample Customer Notice of Branch Closing	Customer Notice of Branch Closing.docx		Yes	Yes	Fillable Fileable
Other-Booklet			Capital and Dividends Booklet.pdf		Yes	No	Printable Only
Form and Instruction	N/A	Application - Increase in Capital for Other than Cash	Increase in Permanent Capital Application - Redline.docx		Yes	Yes	Fillable Fileable
Form	N/A	Application - Reduction of Permanent Capital	Reduction of Permnt Cap Appl.docx		Yes	Yes	Fillable Fileable
Form	N/A	Application - Quasi-Reorganization	Quasi-Reorganization Application - Redline.docx		Yes	Yes	Fillable Fileable
Form	N/A	Application - Reverse Stock Split	Reverse Stock Split Application - Redline.docx		Yes	Yes	Fillable Fileable
Form and Instruction	N/A	Increase in Permanent Capital Notice	Increase in Permanent Capital Notice - Redline.docx		Yes	Yes	Fillable Fileable
Other-Booklet			Change in Bank Control Booklet.pdf		Yes	No	Printable Only
Form and Instruction	N/A	Interagency Notice of Change in Control	Interagency Notice of Change in Control-FR 2081a.pdf		Yes	Yes	Fillable Fileable
Instruction			Publication Notice - Change in Bank Control.docx		Yes	No	Printable Only
Other-Booklet			Changes in Directors and Senior Executive Officers Booklet.pdf		Yes	No	Printable Only
Other-Booklet			Changes of Corporate Title and Address Booklet.pdf		Yes	No	Printable Only
Form and Instruction	N/A	Notification of Change of Corporate Title	Change of Corporate Title - Notice.pdf		Yes	Yes	Fillable Fileable
Form and Instruction	N/A	Change of Address	Change of Address - Notice.pdf		Yes	No	Fillable Fileable
Other-Booklet			National Bank Director Waivers.pdf		Yes	No	Printable Only
Other-Booklet			Bank Premises and Equipment Booklet.pdf		Yes	Yes	Fillable Fileable
Form and Instruction	N/A	After the Fact Notice	After-the-Fact Notice - Investment in Bank Premises.pdf		Yes	Yes	Fillable Fileable
Other-Booklet			Management Interlocks Booklet.pdf		Yes	No	Printable Only
Form and Instruction	N/A	Management Interlocks Application	Management Interlock Application - Redline.docx		Yes	Yes	Fillable Fileable
Instruction			Issuance of Subordinated Debt Notice.pdf		Yes	No	Printable Only
Form	N/A	Application to Issue Subordinated Debt	Issuance of Subordinated Debt Application.pdf		Yes	Yes	Fillable Fileable
Form	N/A	Prepayment of or Material Changes to Existing Subordinated Debt Application	Application Prepayment-of or Material Change-to Subordinated-Debt - Redline.docx		Yes	Yes	Fillable Fileable
Form and Instruction	N/A	Notice of Debt Issuance	Notice of Debt Issuance.pdf		Yes	Yes	Fillable Fileable
Other-Booklet			Termination of Federal Charter.pdf		Yes	No	Printable Only
Form and Instruction	N/A	Notice of Standard Voluntary Liquidation	Notice of Standard Voluntary Liquidation.docx		Yes	Yes	Fillable Fileable
Form	N/A	Voluntary Liquidation - Board of Directors' and Shareholders' Resolution	Voluntary Liquidation Board of Directors' and Shareholders' Resolution.docx		Yes	Yes	Fillable Fileable
Form	N/A	Voluntary Liquidation - Report of Condition at Commencement of Liquidation	Voluntary Liquidation Report of Condition and Commencement of Liquidation.pdf		Yes	Yes	Fillable Fileable
Form	N/A	Annual Report - Progress of Liquidation	Annual Report - Progress of Liquidation.docx		Yes	Yes	Fillable Fileable
Form and Instruction	N/A	Final Notice - Expedited Liquidation	Final Notice - Expedited Liquidation.docx		Yes	Yes	Fillable Printable
Form and Instruction	N/A	Notice of Intent - Expedited Liquidation	Notice of Intent - Expedited Liquidation.docx		Yes	Yes	Fillable Printable
Form	N/A	Final Notice of Conversion Out	Final Notice of Conversion Out.pdf		Yes	Yes	Fillable Fileable
Form	N/A	Final Notice of Merger or Consolidation Out and Notice of Intent - Merger or Consolidation	Final Notice of Merger or Consolidation Out and Notice of Intent - Merger or Consolidation Out.docx		Yes	Yes	Fillable Fileable
Form	N/A	Notice upon Commencement of Voluntary Liquidation	Notice Upon Commencement of Voluntary Liquidation.docx		Yes	Yes	Fillable Fileable
Form	N/A	Notice of Intent - Voluntary Liquidation	Notice of Intent - Voluntary Liquidation.docx		Yes	Yes	Fillable Fileable
Instruction			Federal Branches and Agencies Booklet.pdf		Yes	No	Printable Only
Form	N/A	Application to Establish an Initial-Additional Federal Branch or Agency	Application to Establish an Initial-Additional Federal Branch or Agency.pdf		Yes	Yes	Fillable Fileable
Instruction			Conditions for Initial and Additional Establishment of a Federal Branch or Agency.pdf		Yes	No	Printable Only
Form	N/A	Financial Data	Financial Data.docx		Yes	Yes	Fillable Fileable
Form	N/A	Request for After-the-Fact Approval	Request for After-th-Fact Approval.pdf		Yes	Yes	Fillable Fileable
Form	N/A	Application to Acquire a Federal Branch or Agency	Application to Acquire a Federal Branch or Agency.pdf		Yes	Yes	Fillable Fileable
Instruction			Sample Public Notice that Foreign Bank has Filed an Application to Operate a Federal Branch-Limited FEderal Branch-Federal Agency.docx		Yes	No	Printable Only
Instruction			Notice of Contraction of Activities.docx		Yes	No	Printable Only
Other-Booklet			Branch Closings Booklet.pdf		Yes	No	Printable Only
Form and Instruction	N/A	Notice of Effective Date for Relocation	Notice of Effective Date for Relocation.pdf		Yes	Yes	Fillable Fileable
Instruction			Application Letter-Fiduciary Powers.docx		Yes	No	Printable Only
Instruction			Fiduciary Operating Plan-Instructions.pdf		Yes	No	Printable Only
Instruction			Notice of Commencement of Fiduciary Activities.docx		Yes	No	Printable Only
Form and Instruction	N/A	Senior Management Resolution on Surrender of Fiduciary Powers	Senior Management Resolution on Surrender of Fiduciary Powers.pdf		Yes	Yes	Fillable Fileable
Form and Instruction	N/A	Notice Letter - Standard Voluntary Liquidation	Notice Letter - Standard Voluntary Liquidation.docx		Yes	Yes	Fillable Fileable
Form	N/A	Resolution to Voluntary Liquidate	Resolution to Voluntarily Liquidate.docx		Yes	Yes	Fillable Fileable
Form and Instruction	N/A	Voluntary Liquidation - Sample Public Notice	Voluntary Liquidation - Sample Public Notice.docx		Yes	Yes	Fillable Fileable
Form	N/A	Liquidation - Interim Progress Report	Liquidation - Interim Progress Report.pdf		Yes	No	Fillable Fileable
Form	N/A	Liquidation - Final Report	Liquidation - Final Report.docx		Yes	Yes	Fillable Fileable
Form	N/A	Capital Equivalency Deposit Agreement	Capital Equivalency Deposit Agreement.pdf		Yes	No	Fillable Fileable
Form and Instruction	N/A	Notice of Change in Activities or Operations	Notice of Change in Activities or Operations.docx		Yes	Yes	Fillable Fileable
Form and Instruction	N/A	Senior Management Resolution or Conversion of a Federal Branch or Agency to a State-Licensed Operation of a Foreign Bank	Senior Management Resolution on Conversion of a Federal Branch.docx		Yes	No	Fillable Fileable
Form and Instruction	N/A	Non-Controlling Equity Investment Application	Non-Controlling Equity Investment Application.pdf		Yes	Yes	Fillable Fileable
Form	N/A	Interagency Charter and Federal Deposit Insurance Application	Interagency Charter and Federal Deposit Insurance Application.pdf		No		Printable Only
Form	N/A	Charter - Federal Stock Association	STOCK-model-stock-fsa-charter - Redline.docx		Yes	No	Fillable Printable
Form	N/A	Bylaws - Mutual Savings Associations	Model Bylaws for Mutual Savings Association.pdf		Yes	No	Fillable Printable
Form	N/A	Charter - Federal Mutual Association	MUTUAL-model-mutual-fsa-charter - Redline.docx		Yes	No	Fillable Fileable
Form	N/A	Bylaws - Federal Stock Association	STOCK-model-stock-fsa-bylaws - Redline.docx		Yes	No	Fillable Fileable
Form and Instruction	N/A	Charter and Bylaw Amendments	form-fsa-charter-bylaw-amendments-notice- Redline.docx		Yes	No	Fillable Fileable
Form and Instruction	N/A	Voluntary Liquidation - Liquidation Plan	Voluntary Liquidation Liquidation Plan.pdf		Yes	No	Fillable Printable
Form	N/A	After-the-Fact NoticeâSatisfaction of DPC Other Equity InvestmentsâNational Banks Pass-Through InvestmentsâFederal Savings Associations	Other Equity Investments or Pass Through Investments Application.pdf		Yes	No	Fillable Printable
Form	N/A	12 USC 1828(m) Investment Application Federal Savings Associations	FSA Pass-Thru 1828m and 5.58 - Redline.docx		Yes	No	Fillable Fileable
Form and Instruction	N/A	Subsidiary Redesignation Notice Federal Savings Association	FSA Redesignation Notice - Redline.docx		Yes	No	Fillable Printable
Form	N/A	Other Equity InvestmentsâNational Banks Pass-Through InvestmentsâFederal Savings Associations Application	NB and FSA OE and Pass-Thru App - Redline.docx		Yes	No	Fillable Fileable
Form and Instruction	N/A	Equity Investment in Statutory SubsidiaryâNational Banks After-the-Fact Notice	NB ATF Notice Stat Subs - Redline.docx		Yes	No	Fillable Printable
Form and Instruction	N/A	Agency Office Additional Services Application	Agency Office Additional Services Application.docx		Yes	No	Fillable Printable
Form and Instruction	N/A	After the Fact Notice: FSA Branch/Relocation	After the Fact Notice FSA Branch or Relocation.pdf		Yes	No	Fillable Printable
Form	N/A	Individual Oath of FSA Director	Individual Oath of FSA Director.pdf		Yes	No	Fillable Printable
Form and Instruction	N/A	Reduction of Permanent Capital and Capital Distribution Notice - FSA	Reduction of Permanent Capital and Capital Distribu Notice FSA.pdf		Yes	No	Fillable Printable
Form and Instruction	N/A	Reduction of Permanent Capital or Dividends Payable in Property Application	Reduction of Permnt Cap Appl - Redline.docx		Yes	No	Fillable Printable
Form	N/A	Interagency Change in Director and Senior Executive Officer	Interagency Notice of Change in Director or Senior Executive Officer.pdf		Yes	No	Fillable Printable
Form	Form AC	Form AC - Application for Conversion from Mutual to Stock Form	Form AC - Application for Conversion from Mutual to Stock Form.docx		Yes	Yes	Fillable Fileable Signable
Form	N/A	Application for Issuance of Subordinated Debt and Inclusion in Tier 2 Capital	Application issuance-of-subordinated-debt and Inclusion in Tier 2 Capital - Redline.docx		Yes	Yes	Fillable Fileable
Form	N/A	FSA Service Corporation Application	FSA Service Corp Application - Redline.docx		Yes	Yes	Fillable Fileable
Form and Instruction	N/A	Application for Charter or Bylaw Amendment	form-fsa-charter-bylaw-amendments-application-Redline.docx		Yes	Yes	Fillable Fileable
Form and Instruction	N/A	Issuance of, or Prepayment of, or Material Changes to Subordinated Debt After-the-Fact Notice	Notice of issuance, prepayment, material change to Subordinated Debt - Redlined.docx		Yes	No	Printable Only
Form	N/A	Federal Branch and Agency Relocation Application	Federal Branch and Agency Relocation Application.pdf		Yes	Yes	Fillable Fileable
Other-Booklet			Articles of Association, Charter, and Bylaw Amendments Booklet.pdf		Yes	No	Printable Only
Other-Booklet			Failure Acquisitions Booklet.pdf		Yes	No	Printable Only
Other-Booklet			Mutual to Stock Conversions Booklet.pdf		Yes	No	Printable Only
Other-Booklet			Public Notice and Comments Booklet.pdf		Yes	No	Printable Only
Other-Booklet			Subordinated Debt Booklet.pdf		Yes	No	Printable Only
Other-Booklet			Substantial Asset Changes, Including Changes in Charter Purpose.pdf		Yes	No	Printable Only
Instruction			ATF OE and Pass-Thru Notice - Redline.docx		Yes	No	Printable Only

Federal Enterprise Architecture Business Reference Module

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 3,698

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 36 %

table that charts list of burden
	Requested	Previously Approved
Annual Number of Responses for this IC	3,698	3,698
Annual IC Time Burden (Hours)	12,480	12,480
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.