Comptroller's Licensing Manual

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
Reduction of Permanent Capital and Capital Distribution Notice	Form	Unchanged	Available
Reduction in Permanent Capital	Form	Unchanged	Repair queued
Federal Branch and Agency Relocation Application	Form	Unchanged	Available
Issuance of, or Prepayment of, or Material Changes to Subordinated Debt After-the-Fact Notice	Form and Instruction	Unchanged	Available
Application for Charter or Bylaw Amendment	Form and Instruction	Unchanged	Available
FSA Service Corporation Application	Form	Unchanged	Available
Application for Issuance of Subordinated Debt and Inclusion in Tier 2 Capital	Form	Unchanged	Available
Form Form AC Form AC - Application for Conversion from Mutual to Stock Form	Form	Unchanged	Available
Interagency Change in Director and Senior Executive Officer	Form	Unchanged	Available
Reduction of Permanent Capital or Dividends Payable in Property Application	Form and Instruction	Unchanged	Available
Reduction of Permanent Capital and Capital Distribution Notice - FSA	Form and Instruction	Unchanged	Available
Individual Oath of FSA Director	Form	Unchanged	Available
After the Fact Notice: FSA Branch/Relocation	Form and Instruction	Unchanged	Available
Agency Office Additional Services Application	Form and Instruction	Unchanged	Repair queued
Equity Investment in Statutory Subsidiary—National Banks After-the-Fact Notice	Form and Instruction	Unchanged	Available
Other Equity Investments—National Banks Pass-Through Investments—Federal Savings Associations Application	Form	Unchanged	Available
Subsidiary Redesignation Notice Federal Savings Association	Form and Instruction	Unchanged	Repair queued
12 USC 1828(m) Investment Application Federal Savings Associations	Form	Unchanged	Available
After-the-Fact Notice—Satisfaction of DPC Other Equity Investments—National Banks Pass-Through Investments—Federal Savings Associations	Form	Unchanged	Available
Voluntary Liquidation - Liquidation Plan	Form and Instruction	Unchanged	Available
Charter and Bylaw Amendments	Form and Instruction	Unchanged	Available
Bylaws - Federal Stock Association	Form	Unchanged	Available
Charter - Federal Mutual Association	Form	Unchanged	Available
Bylaws - Mutual Savings Associations	Form	Unchanged	Repair queued
Charter - Federal Stock Association	Form	Unchanged	Repair queued
Interagency Charter and Federal Deposit Insurance Application	Form	Unchanged	Available
Non-Controlling Equity Investment Application	Form and Instruction	Unchanged	Available
Senior Management Resolution or Conversion of a Federal Branch or Agency to a State-Licensed Operation of a Foreign Bank	Form and Instruction	Unchanged	Available
Notice of Change in Activities or Operations	Form and Instruction	Unchanged	Available
Capital Equivalency Deposit Agreement	Form	Unchanged	Available
Liquidation - Final Report	Form	Unchanged	Available
Liquidation - Interim Progress Report	Form	Unchanged	Available
Voluntary Liquidation - Sample Public Notice	Form and Instruction	Unchanged	Repair queued
Resolution to Voluntary Liquidate	Form	Unchanged	Repair queued
Notice Letter - Standard Voluntary Liquidation	Form and Instruction	Unchanged	Available
Senior Management Resolution on Surrender of Fiduciary Powers	Form and Instruction	Unchanged	Available
Notice of Effective Date for Relocation	Form and Instruction	Unchanged	Available
Application to Acquire a Federal Branch or Agency	Form	Unchanged	Available
Request for After-the-Fact Approval	Form	Unchanged	Available
Financial Data	Form	Unchanged	Available
Application to Establish an Initial-Additional Federal Branch or Agency	Form	Unchanged	Available
Notice of Intent - Voluntary Liquidation	Form	Unchanged	Available
Notice upon Commencement of Voluntary Liquidation	Form	Unchanged	Available
Final Notice of Merger or Consolidation Out and Notice of Intent - Merger or Consolidation	Form	Unchanged	Available
Final Notice of Conversion Out	Form	Unchanged	Available
Notice of Intent - Expedited Liquidation	Form and Instruction	Unchanged	Available
Final Notice - Expedited Liquidation	Form and Instruction	Unchanged	Available
Annual Report - Progress of Liquidation	Form	Unchanged	Available
Voluntary Liquidation - Report of Condition at Commencement of Liquidation	Form	Unchanged	Available
Voluntary Liquidation - Board of Directors' and Shareholders' Resolution	Form	Unchanged	Available
Notice of Standard Voluntary Liquidation	Form and Instruction	Unchanged	Available
Notice of Debt Issuance	Form and Instruction	Unchanged	Available
Prepayment of or Material Changes to Existing Subordinated Debt Application	Form	Unchanged	Available
Application to Issue Subordinated Debt	Form	Unchanged	Available
Management Interlocks Application	Form and Instruction	Unchanged	Available
After the Fact Notice	Form and Instruction	Unchanged	Available
Change of Address	Form and Instruction	Unchanged	Available
Notification of Change of Corporate Title	Form and Instruction	Unchanged	Available
Interagency Notice of Change in Control	Form and Instruction	Unchanged	Available
Increase in Permanent Capital Notice	Form and Instruction	Unchanged	Available
Application - Reverse Stock Split	Form	Unchanged	Available
Application - Quasi-Reorganization	Form	Unchanged	Available
Application - Reduction of Permanent Capital	Form	Unchanged	Available
Application - Increase in Capital for Other than Cash	Form and Instruction	Unchanged	Available
Sample Customer Notice of Branch Closing	Form	Unchanged	Repair queued
Final Branch Closing Notice	Form and Instruction	Unchanged	Available
Advance Branch Closing & Downgrade Notice	Form and Instruction	Unchanged	Available
Financial Subsidiary National Bank Application	Form	Unchanged	Available
Financial Subsidiary Certification	Form	Unchanged	Available
Financial Subsidiary Certification and Application	Form	Unchanged	Available
Bank Service Company Application	Form	Unchanged	Available
Operating Subsidiary Application	Form	Unchanged	Available
Annual Report on Operating Subsidiaries	Form	Unchanged	Available
After-the-Fact Notice-Equity Investment	Form	Unchanged	Available
After-the-Fact Notice-Subsidiary	Form	Unchanged	Available
Commencement of Fiduciary Activities Notice	Form	Unchanged	Available
Surrender of Fiduciary Powers	Form	Unchanged	Available
After-the-Fact Notice	Form	Unchanged	Available
Application	Form	Unchanged	Available
Secretary's Certificate of Shareholders' Approval of Combination	Form	Unchanged	Available
Secretary's Certificate of Board of Directors' Approval of Combination	Form	Unchanged	Available
Notice of Shareholders' Meeting to Vote on Combination	Form and Instruction	Unchanged	Available
Notice of Consummation	Form and Instruction	Unchanged	Available
Emergency Processing Request	Form	Unchanged	Available
Board of Directors' Waiver of Notice of Board Meeting and Written Consent of Business Combination	Form	Unchanged	Repair queued
Shareholders' Waiver of Notice of Shareholders' Meeting and Written Consent of Business Combination	Form	Unchanged	Available
Stock Payment Certificate and Oaths of Directors and Officers	Form	Unchanged	Available
Application - Reorganization - Subsidiary of a BHC	Form	Unchanged	Available
Application - Interim National Bank Charter	Form	Unchanged	Available
Merger with Nonbank Subsidiary or Affliliate	Form	Unchanged	Available
Bank Merger Screen	Form and Instruction	Unchanged	Available
Branches Requiring Authorization	Form	Unchanged	Available
Interagency Bank Merger Act Application	Form and Instruction	Unchanged	Available
Business Combination Application - Streamlined	Form and Instruction	Unchanged	Available
Business Combination Application - Checklist and Community Reinvestment Commitments	Form	Unchanged	Available
Opening Date for Relocation of Main Office to Branch Site within the Same Town, City or Village	Form	Unchanged	Available
Opening Date of Branch Office	Form	Unchanged	Repair queued
Main Office Relocation to Existing Branch Site within the Same City	Form	Unchanged	Repair queued
Organization Certificate	Form	Unchanged	Available
Oaths of Bank Directors	Form and Instruction	Unchanged	Available
Letter Certifying Conversion Completion of Conversion to FSA	Form	Unchanged	Available
Letter Certifying Conversion Completion to National Bank	Form and Instruction	Unchanged	Available
Authority for Conversion to National Bank	Form	Unchanged	Available
Conversion Application	Form and Instruction	Unchanged	Available
Preopening Checklist for Organizers	Form	Unchanged	Available
Organization Completed	Form	Unchanged	Available
First Meeting of Directors	Form	Unchanged	Available
Waiver of Notice of the First Board Meeting	Form	Unchanged	Available
Minutes of Subsequent Organizing Board Meetings	Form	Unchanged	Available
Minutes of the First Shareholder's Meeting	Form	Unchanged	Available
Notice of First Shareholder's Meeting	Form	Unchanged	Available
Proxy Card	Form	Unchanged	Available
Corporate Resolution	Form	Unchanged	Available
Capital Stock Payment Certificate	Form	Unchanged	Available
Subscription	Form	Unchanged	Available
Bylaws	Form and Instruction	Unchanged	Available
Joint Oath of Bank Directors	Form	Unchanged	Available
Individual Oath of Bank Director	Form	Unchanged	Available
Organizing Board's First Meeting	Form	Unchanged	Repair queued
Contact Person	Form	Unchanged	Available
Articles of Association	Form	Unchanged	Available
First Meeting of Organizers	Form	Unchanged	Available
IRS Tax Check Waiver	Form	Unchanged	Available
Appointment of Agent	Form	Unchanged	Repair queued
Corporate Background & Financial Report	Form and Instruction	Unchanged	Available
Interagency Biographical and Financial Report	Form and Instruction	Unchanged	Available
Consent Form for DEA Background Investigations	Form	Unchanged	Available
1557-0014 Supporting Statement LICManualBusinessComb Under the BMA NPR Filing.docx	Supporting Statement A	Uploaded 2024-05-20	Repair queued

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
245709	Disclosure of OCC Authority to Limit Distributions		Unchanged
245708	Prior Approval: Prepayment in the Form of a Call Option		Unchanged
226304	Reduction in Permanent Capital	Form	Unchanged	Reduction of Permanent Capital and Capital Distribution Notice
226304	Reduction in Permanent Capital	Form	Unchanged
19996	Comptroller's Licensing Manual	Form	Unchanged	Federal Branch and Agency Relocation Application
19996	Comptroller's Licensing Manual	Form and Instruction	Unchanged	Issuance of, or Prepayment of, or Material Changes to Subordinated Debt After-the-Fact Notice
19996	Comptroller's Licensing Manual	Form and Instruction	Unchanged	Application for Charter or Bylaw Amendment
19996	Comptroller's Licensing Manual	Form	Unchanged	FSA Service Corporation Application
19996	Comptroller's Licensing Manual	Form	Unchanged	Application for Issuance of Subordinated Debt and Inclusion in Tier 2 Capital
19996	Comptroller's Licensing Manual	Form	Unchanged	Form AC - Application for Conversion from Mutual to Stock Form
19996	Comptroller's Licensing Manual	Form	Unchanged	Interagency Change in Director and Senior Executive Officer
19996	Comptroller's Licensing Manual	Form and Instruction	Unchanged	Reduction of Permanent Capital or Dividends Payable in Property Application
19996	Comptroller's Licensing Manual	Form and Instruction	Unchanged	Reduction of Permanent Capital and Capital Distribution Notice - FSA
19996	Comptroller's Licensing Manual	Form	Unchanged	Individual Oath of FSA Director
19996	Comptroller's Licensing Manual	Form and Instruction	Unchanged	After the Fact Notice: FSA Branch/Relocation
19996	Comptroller's Licensing Manual	Form and Instruction	Unchanged	Agency Office Additional Services Application
19996	Comptroller's Licensing Manual	Form and Instruction	Unchanged	Equity Investment in Statutory Subsidiary—National Banks After-the-Fact Notice
19996	Comptroller's Licensing Manual	Form	Unchanged	Other Equity Investments—National Banks Pass-Through Investments—Federal Savings Associations Application
19996	Comptroller's Licensing Manual	Form and Instruction	Unchanged	Subsidiary Redesignation Notice Federal Savings Association
19996	Comptroller's Licensing Manual	Form	Unchanged	12 USC 1828(m) Investment Application Federal Savings Associations
19996	Comptroller's Licensing Manual	Form	Unchanged	After-the-Fact Notice—Satisfaction of DPC Other Equity Investments—National Banks Pass-Through Investments—Federal Savings Associations
19996	Comptroller's Licensing Manual	Form and Instruction	Unchanged	Voluntary Liquidation - Liquidation Plan
19996	Comptroller's Licensing Manual	Form and Instruction	Unchanged	Charter and Bylaw Amendments
19996	Comptroller's Licensing Manual	Form	Unchanged	Bylaws - Federal Stock Association
19996	Comptroller's Licensing Manual	Form	Unchanged	Charter - Federal Mutual Association
19996	Comptroller's Licensing Manual	Form	Unchanged	Bylaws - Mutual Savings Associations
19996	Comptroller's Licensing Manual	Form	Unchanged	Charter - Federal Stock Association
19996	Comptroller's Licensing Manual	Form	Unchanged	Interagency Charter and Federal Deposit Insurance Application
19996	Comptroller's Licensing Manual	Form and Instruction	Unchanged	Non-Controlling Equity Investment Application
19996	Comptroller's Licensing Manual	Form and Instruction	Unchanged	Senior Management Resolution or Conversion of a Federal Branch or Agency to a State-Licensed Operation of a Foreign Bank
19996	Comptroller's Licensing Manual	Form and Instruction	Unchanged	Notice of Change in Activities or Operations
19996	Comptroller's Licensing Manual	Form	Unchanged	Capital Equivalency Deposit Agreement
19996	Comptroller's Licensing Manual	Form	Unchanged	Liquidation - Final Report
19996	Comptroller's Licensing Manual	Form	Unchanged	Liquidation - Interim Progress Report
19996	Comptroller's Licensing Manual	Form and Instruction	Unchanged	Voluntary Liquidation - Sample Public Notice
19996	Comptroller's Licensing Manual	Form	Unchanged	Resolution to Voluntary Liquidate
19996	Comptroller's Licensing Manual	Form and Instruction	Unchanged	Notice Letter - Standard Voluntary Liquidation
19996	Comptroller's Licensing Manual	Form and Instruction	Unchanged	Senior Management Resolution on Surrender of Fiduciary Powers
19996	Comptroller's Licensing Manual	Form and Instruction	Unchanged	Notice of Effective Date for Relocation
19996	Comptroller's Licensing Manual	Form	Unchanged	Application to Acquire a Federal Branch or Agency
19996	Comptroller's Licensing Manual	Form	Unchanged	Request for After-the-Fact Approval
19996	Comptroller's Licensing Manual	Form	Unchanged	Financial Data
19996	Comptroller's Licensing Manual	Form	Unchanged	Application to Establish an Initial-Additional Federal Branch or Agency
19996	Comptroller's Licensing Manual	Form	Unchanged	Notice of Intent - Voluntary Liquidation
19996	Comptroller's Licensing Manual	Form	Unchanged	Notice upon Commencement of Voluntary Liquidation
19996	Comptroller's Licensing Manual	Form	Unchanged	Final Notice of Merger or Consolidation Out and Notice of Intent - Merger or Consolidation
19996	Comptroller's Licensing Manual	Form	Unchanged	Final Notice of Conversion Out
19996	Comptroller's Licensing Manual	Form and Instruction	Unchanged	Notice of Intent - Expedited Liquidation
19996	Comptroller's Licensing Manual	Form and Instruction	Unchanged	Final Notice - Expedited Liquidation
19996	Comptroller's Licensing Manual	Form	Unchanged	Annual Report - Progress of Liquidation
19996	Comptroller's Licensing Manual	Form	Unchanged	Voluntary Liquidation - Report of Condition at Commencement of Liquidation
19996	Comptroller's Licensing Manual	Form	Unchanged	Voluntary Liquidation - Board of Directors' and Shareholders' Resolution
19996	Comptroller's Licensing Manual	Form and Instruction	Unchanged	Notice of Standard Voluntary Liquidation
19996	Comptroller's Licensing Manual	Form and Instruction	Unchanged	Notice of Debt Issuance
19996	Comptroller's Licensing Manual	Form	Unchanged	Prepayment of or Material Changes to Existing Subordinated Debt Application
19996	Comptroller's Licensing Manual	Form	Unchanged	Application to Issue Subordinated Debt
19996	Comptroller's Licensing Manual	Form and Instruction	Unchanged	Management Interlocks Application
19996	Comptroller's Licensing Manual	Form and Instruction	Unchanged	After the Fact Notice
19996	Comptroller's Licensing Manual	Form and Instruction	Unchanged	Change of Address
19996	Comptroller's Licensing Manual	Form and Instruction	Unchanged	Notification of Change of Corporate Title
19996	Comptroller's Licensing Manual	Form and Instruction	Unchanged	Interagency Notice of Change in Control
19996	Comptroller's Licensing Manual	Form and Instruction	Unchanged	Increase in Permanent Capital Notice
19996	Comptroller's Licensing Manual	Form	Unchanged	Application - Reverse Stock Split
19996	Comptroller's Licensing Manual	Form	Unchanged	Application - Quasi-Reorganization
19996	Comptroller's Licensing Manual	Form	Unchanged	Application - Reduction of Permanent Capital
19996	Comptroller's Licensing Manual	Form and Instruction	Unchanged	Application - Increase in Capital for Other than Cash
19996	Comptroller's Licensing Manual	Form	Unchanged	Sample Customer Notice of Branch Closing
19996	Comptroller's Licensing Manual	Form and Instruction	Unchanged	Final Branch Closing Notice
19996	Comptroller's Licensing Manual	Form and Instruction	Unchanged	Advance Branch Closing & Downgrade Notice
19996	Comptroller's Licensing Manual	Form	Unchanged	Financial Subsidiary National Bank Application
19996	Comptroller's Licensing Manual	Form	Unchanged	Financial Subsidiary Certification
19996	Comptroller's Licensing Manual	Form	Unchanged	Financial Subsidiary Certification and Application
19996	Comptroller's Licensing Manual	Form	Unchanged	Bank Service Company Application
19996	Comptroller's Licensing Manual	Form	Unchanged	Operating Subsidiary Application
19996	Comptroller's Licensing Manual	Form	Unchanged	Annual Report on Operating Subsidiaries
19996	Comptroller's Licensing Manual	Form	Unchanged	After-the-Fact Notice-Equity Investment
19996	Comptroller's Licensing Manual	Form	Unchanged	After-the-Fact Notice-Subsidiary
19996	Comptroller's Licensing Manual	Form	Unchanged	Commencement of Fiduciary Activities Notice
19996	Comptroller's Licensing Manual	Form	Unchanged	Surrender of Fiduciary Powers
19996	Comptroller's Licensing Manual	Form	Unchanged	After-the-Fact Notice
19996	Comptroller's Licensing Manual	Form	Unchanged	Application
19996	Comptroller's Licensing Manual	Form	Unchanged	Secretary's Certificate of Shareholders' Approval of Combination
19996	Comptroller's Licensing Manual	Form	Unchanged	Secretary's Certificate of Board of Directors' Approval of Combination
19996	Comptroller's Licensing Manual	Form and Instruction	Unchanged	Notice of Shareholders' Meeting to Vote on Combination
19996	Comptroller's Licensing Manual	Form and Instruction	Unchanged	Notice of Consummation
19996	Comptroller's Licensing Manual	Form	Unchanged	Emergency Processing Request
19996	Comptroller's Licensing Manual	Form	Unchanged	Board of Directors' Waiver of Notice of Board Meeting and Written Consent of Business Combination
19996	Comptroller's Licensing Manual	Form	Unchanged	Shareholders' Waiver of Notice of Shareholders' Meeting and Written Consent of Business Combination
19996	Comptroller's Licensing Manual	Form	Unchanged	Stock Payment Certificate and Oaths of Directors and Officers
19996	Comptroller's Licensing Manual	Form	Unchanged	Application - Reorganization - Subsidiary of a BHC
19996	Comptroller's Licensing Manual	Form	Unchanged	Application - Interim National Bank Charter
19996	Comptroller's Licensing Manual	Form	Unchanged	Merger with Nonbank Subsidiary or Affliliate
19996	Comptroller's Licensing Manual	Form and Instruction	Unchanged	Bank Merger Screen
19996	Comptroller's Licensing Manual	Form	Unchanged	Branches Requiring Authorization
19996	Comptroller's Licensing Manual	Form and Instruction	Unchanged	Interagency Bank Merger Act Application
19996	Comptroller's Licensing Manual	Form and Instruction	Unchanged	Business Combination Application - Streamlined
19996	Comptroller's Licensing Manual	Form	Unchanged	Business Combination Application - Checklist and Community Reinvestment Commitments
19996	Comptroller's Licensing Manual	Form	Unchanged	Opening Date for Relocation of Main Office to Branch Site within the Same Town, City or Village
19996	Comptroller's Licensing Manual	Form	Unchanged	Opening Date of Branch Office
19996	Comptroller's Licensing Manual	Form	Unchanged	Main Office Relocation to Existing Branch Site within the Same City
19996	Comptroller's Licensing Manual	Form	Unchanged	Organization Certificate
19996	Comptroller's Licensing Manual	Form and Instruction	Unchanged	Oaths of Bank Directors
19996	Comptroller's Licensing Manual	Form	Unchanged	Letter Certifying Conversion Completion of Conversion to FSA
19996	Comptroller's Licensing Manual	Form and Instruction	Unchanged	Letter Certifying Conversion Completion to National Bank
19996	Comptroller's Licensing Manual	Form	Unchanged	Authority for Conversion to National Bank
19996	Comptroller's Licensing Manual	Form and Instruction	Unchanged	Conversion Application
19996	Comptroller's Licensing Manual	Form	Unchanged	Preopening Checklist for Organizers
19996	Comptroller's Licensing Manual	Form	Unchanged	Organization Completed
19996	Comptroller's Licensing Manual	Form	Unchanged	First Meeting of Directors
19996	Comptroller's Licensing Manual	Form	Unchanged	Waiver of Notice of the First Board Meeting
19996	Comptroller's Licensing Manual	Form	Unchanged	Minutes of Subsequent Organizing Board Meetings
19996	Comptroller's Licensing Manual	Form	Unchanged	Minutes of the First Shareholder's Meeting
19996	Comptroller's Licensing Manual	Form	Unchanged	Notice of First Shareholder's Meeting
19996	Comptroller's Licensing Manual	Form	Unchanged	Proxy Card
19996	Comptroller's Licensing Manual	Form	Unchanged	Corporate Resolution
19996	Comptroller's Licensing Manual	Form	Unchanged	Capital Stock Payment Certificate
19996	Comptroller's Licensing Manual	Form	Unchanged	Subscription
19996	Comptroller's Licensing Manual	Form and Instruction	Unchanged	Bylaws
19996	Comptroller's Licensing Manual	Form	Unchanged	Joint Oath of Bank Directors
19996	Comptroller's Licensing Manual	Form	Unchanged	Individual Oath of Bank Director
19996	Comptroller's Licensing Manual	Form	Unchanged	Organizing Board's First Meeting
19996	Comptroller's Licensing Manual	Form	Unchanged	Contact Person
19996	Comptroller's Licensing Manual	Form	Unchanged	Articles of Association
19996	Comptroller's Licensing Manual	Form	Unchanged	First Meeting of Organizers
19996	Comptroller's Licensing Manual	Form	Unchanged	IRS Tax Check Waiver
19996	Comptroller's Licensing Manual	Form	Unchanged	Appointment of Agent
19996	Comptroller's Licensing Manual	Form and Instruction	Unchanged	Corporate Background & Financial Report
19996	Comptroller's Licensing Manual	Form and Instruction	Unchanged	Interagency Biographical and Financial Report
19996	Comptroller's Licensing Manual	Form	Unchanged	Consent Form for DEA Background Investigations
19996	Comptroller's Licensing Manual	Other-Booklet	Unchanged

ICR Details

OMB Control No: 1557-0014	ICR Reference No: 202405-1557-003
Status: Historical Inactive	Previous ICR Reference No: 202205-1557-001
Agency/Subagency: TREAS/OCC	Agency Tracking No:
Title: Comptroller's Licensing Manual
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Comment filed on proposed rule and continue	Conclusion Date: 07/02/2024
Retrieve Notice of Action (NOA)	Date Received in OIRA: 05/20/2024
Terms of Clearance: OIRA will review the submission again upon finalization of the rule.

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	02/28/2026	36 Months From Approved	02/28/2026
Responses	3,926	0	3,926
Time Burden (Hours)	12,741	0	12,741
Cost Burden (Dollars)	0	0	0

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Abstract: The Comptroller's Licensing Manual (Manual) explains the OCC's policies and procedures for the formation of a new national bank or Federal savings association, entry into the banking system by other institutions, and corporate expansion and structural changes by existing national banks and Federal savings associations. This ICR contains updates to a number of forms included in the Manual. This ICR is being filed in connection with a proposed rule that would increase the transparency of the standards that apply to the agency’s review of business combinations involving national banks and Federal savings associations.

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Authorizing Statute(s): US Code: 12 USC 1 et. seq. Name of Law: National Bank Act
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
1557-AF24	Proposed rulemaking	89 FR 10010	02/13/2024

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Federal Register Notices & Comments

Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 4

table that charts list of burden

IC Title	Form No.	Form Name
Comptroller's Licensing Manual	N/A, N/A, Form AC, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A	Consent Form for DEA Background Investigations ,   Interagency Biographical and Financial Report ,   Corporate Background & Financial Report ,   Appointment of Agent ,   IRS Tax Check Waiver ,   First Meeting of Organizers ,   Articles of Association ,   Contact Person ,   Organizing Board's First Meeting ,   Individual Oath of Bank Director ,   Joint Oath of Bank Directors ,   Bylaws ,   Subscription ,   Capital Stock Payment Certificate ,   Corporate Resolution ,   Proxy Card ,   Notice of First Shareholder's Meeting ,   Minutes of the First Shareholder's Meeting ,   Minutes of Subsequent Organizing Board Meetings ,   Waiver of Notice of the First Board Meeting ,   First Meeting of Directors ,   Organization Completed ,   Preopening Checklist for Organizers ,   Conversion Application ,   Authority for Conversion to National Bank ,   Letter Certifying Conversion Completion to National Bank ,   Letter Certifying Conversion Completion of Conversion to FSA ,   Oaths of Bank Directors ,   Organization Certificate ,   Main Office Relocation to Existing Branch Site within the Same City ,   Opening Date of Branch Office ,   Opening Date for Relocation of Main Office to Branch Site within the Same Town, City or Village ,   Business Combination Application - Checklist and Community Reinvestment Commitments ,   Business Combination Application - Streamlined ,   Interagency Bank Merger Act Application ,   Branches Requiring Authorization ,   Bank Merger Screen ,   Merger with Nonbank Subsidiary or Affliliate ,   Application - Interim National Bank Charter ,   Application - Reorganization - Subsidiary of a BHC ,   Stock Payment Certificate and Oaths of Directors and Officers ,   Shareholders' Waiver of Notice of Shareholders' Meeting and Written Consent of Business Combination ,   Board of Directors' Waiver of Notice of Board Meeting and Written Consent of Business Combination ,   Emergency Processing Request ,   Notice of Consummation ,   Notice of Shareholders' Meeting to Vote on Combination ,   Secretary's Certificate of Board of Directors' Approval of Combination ,   Secretary's Certificate of Shareholders' Approval of Combination ,   Application ,   After-the-Fact Notice ,   Surrender of Fiduciary Powers ,   Commencement of Fiduciary Activities Notice ,   After-the-Fact Notice-Subsidiary ,   After-the-Fact Notice-Equity Investment ,   Annual Report on Operating Subsidiaries ,   Operating Subsidiary Application ,   Bank Service Company Application ,   Financial Subsidiary Certification and Application ,   Financial Subsidiary Certification ,   Financial Subsidiary National Bank Application ,   Advance Branch Closing & Downgrade Notice ,   Final Branch Closing Notice ,   Sample Customer Notice of Branch Closing ,   Application - Increase in Capital for Other than Cash ,   Application - Reduction of Permanent Capital ,   Application - Quasi-Reorganization ,   Application - Reverse Stock Split ,   Increase in Permanent Capital Notice ,   Interagency Notice of Change in Control ,   Notification of Change of Corporate Title ,   Change of Address ,   After the Fact Notice ,   Management Interlocks Application ,   Application to Issue Subordinated Debt ,   Prepayment of or Material Changes to Existing Subordinated Debt Application ,   Notice of Debt Issuance ,   Notice of Standard Voluntary Liquidation ,   Voluntary Liquidation - Board of Directors' and Shareholders' Resolution ,   Voluntary Liquidation - Report of Condition at Commencement of Liquidation ,   Annual Report - Progress of Liquidation ,   Final Notice - Expedited Liquidation ,   Notice of Intent - Expedited Liquidation ,   Final Notice of Conversion Out ,   Final Notice of Merger or Consolidation Out and Notice of Intent - Merger or Consolidation ,   Notice upon Commencement of Voluntary Liquidation ,   Notice of Intent - Voluntary Liquidation ,   Application to Establish an Initial-Additional Federal Branch or Agency ,   Financial Data ,   Request for After-the-Fact Approval ,   Application to Acquire a Federal Branch or Agency ,   Notice of Effective Date for Relocation ,   Senior Management Resolution on Surrender of Fiduciary Powers ,   Notice Letter - Standard Voluntary Liquidation ,   Resolution to Voluntary Liquidate ,   Voluntary Liquidation - Sample Public Notice ,   Liquidation - Interim Progress Report ,   Liquidation - Final Report ,   Capital Equivalency Deposit Agreement ,   Notice of Change in Activities or Operations ,   Senior Management Resolution or Conversion of a Federal Branch or Agency to a State-Licensed Operation of a Foreign Bank ,   Non-Controlling Equity Investment Application ,   Interagency Charter and Federal Deposit Insurance Application ,   Charter - Federal Stock Association ,   Bylaws - Mutual Savings Associations ,   Charter - Federal Mutual Association ,   Bylaws - Federal Stock Association ,   Charter and Bylaw Amendments ,   Voluntary Liquidation - Liquidation Plan ,   After-the-Fact Notice—Satisfaction of DPC Other Equity Investments—National Banks Pass-Through Investments—Federal Savings Associations ,   12 USC 1828(m) Investment Application Federal Savings Associations ,   Subsidiary Redesignation Notice Federal Savings Association ,   Other Equity Investments—National Banks Pass-Through Investments—Federal Savings Associations Application ,   Equity Investment in Statutory Subsidiary—National Banks After-the-Fact Notice ,   Agency Office Additional Services Application ,   After the Fact Notice: FSA Branch/Relocation ,   Individual Oath of FSA Director ,   Reduction of Permanent Capital and Capital Distribution Notice - FSA ,   Reduction of Permanent Capital or Dividends Payable in Property Application ,   Interagency Change in Director and Senior Executive Officer ,   Form AC - Application for Conversion from Mutual to Stock Form ,   Application for Issuance of Subordinated Debt and Inclusion in Tier 2 Capital ,   FSA Service Corporation Application ,   Application for Charter or Bylaw Amendment ,   Issuance of, or Prepayment of, or Material Changes to Subordinated Debt After-the-Fact Notice ,   Federal Branch and Agency Relocation Application
Disclosure of OCC Authority to Limit Distributions
Prior Approval: Prepayment in the Form of a Call Option
Reduction in Permanent Capital	N/A	Reduction of Permanent Capital and Capital Distribution Notice

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Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement:

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Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 05/20/2024

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