Create/Update Importer Identity Form

Forms and Documents

Document Name	Status
Form CBP Form 5106 Importer Input ID Form and Instruction	Modified
ROCIS Renewal SS 1651-0064 CreateUpdate Importer Identity Form (CBP Form 5106).docx Supporting Statement A	2024-09-26
30FRN for 1651-0064 .pdf Supplementary Document	2024-09-26
60FRN for 1651-0064.pdf Supplementary Document	2024-09-26
DHS-2016-0048-0001_content (6).pdf Supplementary Document	2024-09-26
19 USC 1484.docx Supplementary Document	2016-05-02
31 USC 7701.docx Supplementary Document	2016-05-02
Screenshots with OMB No2016.pptx Supplementary Document	2016-04-20
privacy-piaupdate-cbp-ace-july2015.pdf Supplementary Document	2015-08-26
19cfr24.5.doc Supplementary Document	2009-07-13

IC Document Collections

IC ID	Document Title	Status
43957	Importer Input ID Form and Instruction	Modified

ICR Details

OMB Control No: 1651-0064	ICR Reference No: 202409-1651-006
Status: Received in OIRA	Previous ICR Reference No: 202011-1651-004
Agency/Subagency: DHS/USCBP	Agency Tracking No:
Title: Create/Update Importer Identity Form
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular	Date Submitted to OIRA: 09/27/2024

	Requested	Previously Approved
Expiration Date	36 Months From Approved	09/30/2024
Responses	432,000	300,000
Time Burden (Hours)	324,000	225,000
Cost Burden (Dollars)	0	0

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Abstract: The collection of the information on the “Create/Update Importer Identity Form”, commonly referred to as the “CBP Form 5106” is the basis for establishing bond coverage, release and entry of merchandise, liquidation and the issuance of bills and refunds. Members of the trade community use the Create/Update Importer Identification Form to register an entity as an Importer of Record (IOR) on the Automated Commercial Environment. Registering as IOR with CBP is required if an entity intends to transact Customs business and be involved as an importer, consignee/ultimate consignee, any individual or organization involved as a party, such as 4811 party, or sold to party on an informal or formal entry. The number used to identify an IOR is either an Internal Revenue Service (IRS) Employer Identification Number (EIN), a Social Security Number (SSN), or a CBP-Assigned Number. By collecting, certain information from the importer enables CBP to verify the identity of the importers, meeting IOR regulatory requirements for collecting information. 19 CFR 24.5. Importers, each person, business firm, government agency, or other organization that intends to file an import entry shall file CBP Form 5106 with the first formal entry or request for services that will result in the issuance of a bill or a refund check upon adjustment of a cash collection. This form is also filed for the ultimate consignee for whom an entry is being made. CBP Form 5106 is authorized by 19 U.S.C 1484 and 31 U.S.C. 7701, and provided for by 19 CFR 24.5. The current version of the form is accessible at: https://www.cbp.gov/document/forms/form-5106-importer-id-input-record.

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Authorizing Statute(s): US Code: 19 USC 1484 Name of Law: Tariff Act of 1930
   US Code: 31 USC 7701 Name of Law: Internal Revenue Code of 1986
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	89 FR 45911	05/24/2024
30-day Notice:	Federal Register Citation:	Citation Date:
	89 FR 70656	08/30/2024
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 1

IC Title	Form No.	Form Name
Importer Input ID	CBP Form 5106	Create/Update Importer Identity Form

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ICR Summary of Burden

	Total Request	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	432,000	300,000	0	0	132,000	0
Annual Time Burden (Hours)	324,000	225,000	0	0	99,000	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: There has been an increase in the estimated annual burden hours previously reported for this information collection, but no changes to the information collected or method of submission. The number of respondents increased due to a result of normal growth in trade and not a result of any program or policy change. The number of respondents increased from 300,000 to 432,000, resulting in an increase of 132,000 respondents. This increase in respondents increase the previously reported annual burden from 225,000 to 324,000, resulting in an increase by 99,000 hours.

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Annual Cost to Federal Government: $13,642,560

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     Yes

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     Yes

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 09/27/2024

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