Rule 17Ad-22 Clearing Agency
Standards for Operation and Governance
Revision of a currently approved collection
No
Regular
12/18/2024
Requested
Previously Approved
03/31/2027
03/31/2027
257
251
9,917
9,131
14,041,280
14,041,280
Rule 17Ad-22 establishes
minimum standards for the governance, operations, and risk
management of registered clearing agencies and "covered
clearing agencies" (which are registered clearing agencies
that provide central counterparty or central securities depository
services). Specifically, Rule 17Ad-22(e) includes requirements for
covered clearing agencies, as defined in Rule 17Ad-22(a)(5); Rule
17Ad-22(d) includes requirements for all registered clearing
agencies that are not covered clearing agencies; and Rules
17Ad-22(b) and (c) include certain other requirements for
registered clearing agencies that perform central counterparty
services. This submission is a revision of the previous approved
collection. This submission adds two new information collections
(“IC – 55 17Ad-22(e)(6) (Enhanced Margin)” and “IC – 56
17Ad-22(e)(6) (Enhanced Margin RNR)”) to the previously approved
collection. This submission makes no other changes to the previous
approved collection.
US Code:
15
USC 78c-3 Name of Law: Securities Exchange Act of 1934
US Code: 15
USC 78q-1 Name of Law: Securities Exchange Act of 1934
US Code:
15 USC 5464(a)(2) Name of Law: Wall Street Reform and Consumer
Protection Act
US Code: 12 USC 5464(a)(2) Name of Law: Wall
Street Reform and Consumer Protection Act
The Commission recently adopted
an enhanced margin rule that would add two new information
collections to this OMB number. The collections are discussed in
more detail in the attached Supporting Statement.
$0
No
No
No
No
Yes
No
No
Jesse Capelle 202
551-6468
No
On behalf of this Federal agency, I certify that
the collection of information encompassed by this request complies
with 5 CFR 1320.9 and the related provisions of 5 CFR
1320.8(b)(3).
The following is a summary of the topics, regarding
the proposed collection of information, that the certification
covers:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a
benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control
number;
If you are unable to certify compliance with any of
these provisions, identify the item by leaving the box unchecked
and explain the reason in the Supporting Statement.