Unified Certification System

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Section Ordinal
Question
Answer Choice
subquestion
answer type
1
Who is preparing the application?
I am an owner of the applicant business
I am an authorized delegate of
the applicant business
no
radio
2
Is the applying business registered in the Federal System for Award Management (SAM.gov)?
Yes, I have a Unique Entity Identifier and my SAM.gov registration is current and active.
No
no
boolean

Please provide the UEI number (12 characters, no spaces or dashes)
N/A
no
text

Please provide the CAGE code associated with the UEI listed above.
N/A
no
text

Please provide the TIN associated with the UEI listed above.
N/A
no
text

SAM.gov Bank Account Number (Enter this exactly as shown in
SAM.gov for the associated CAGE)
N/A
no
text

Is the information above/below correct?
Yes
No
no
boolean

Small Business Eligibility - Are the NAICS codes, industries, and size statuses shown above/below correct?


If any UEI is not correct, user needs to go to SAM to fix it. Add NAICS to Claim Your Business Interface
Yes No
no
boolean
3
SBA Current Program Participation – Please confirm the following
certification information is correct: (display current certifications for this UEI with entry and exit dates, as applicable)
Yes No
no


Please confirm your business’ legal structure. The legal structure of your business is reflected in the filings you submitted to your state when you established your company.
Sole Proprietor Partnership (General Partnership or Limited Partnership)
Limited Liability Company (LLC)
Corporation
no

4
Is the applicant business 51% or more owned by an American Indian Tribe (AIT), Alaska Native Corporation (ANC), Native Hawaiian Organization (NHO), Community Development Corporation (CDC), or Agricultural Cooperative?
Yes, my business is 51% or more owned by an AIT, ANC, NHO, CDC, or Agricultural Co- op.
No
no
boolean
1
We will now collect information for the owner of the business. We use this information to determine eligibility for our various programs, so please be as complete as possible.
Following Questions repeated of each Owner/LLC Member
N/A
no
table

First Name
N/A
no


Last Name
N/A
no


Title/Position
N/A
no
text

Email
N/A
no
text

Phone number
N/A
no
text

Has this owner ever gone by another name?
Yes
No
no
boolean

Percent Ownership of the Business
N/A
no
text number

Citizenship
Yes
No
no
boolean

Marital Status
Married
Unmarried (includes Divorced) Legally Separated ... requires doc upload
main
select

If Married, is your spouse an owner, officer, board member, partner, or
employee of the applicant business?
Yes
No
yes
boolean

Sex
f (female) m (male)
no
select

Veteran
Not Applicable Veteran
Service-Disabled Veteran (Rated 0-100% by Dept. of
Veterans Affairs)
no
select

8(a) Interest: Are you interested in the individually owned 8(a) Business Development program?
Yes
No
no
boolean

Type of Owner
Individual
Organization
no
select

If Organization, select type:

Tribal Government 501(c)
C-Corporation Cooperative
Employee Stock Ownership (ESOP)
Joint Venture Partnership
Sole Proprietorship Limited Liability Company (LLC)
Roll Over for Business Startup (ROBS)
401(k)
Trust
yes
select
1
List any individual who is on the legal management team of your company but is not an owner since the information was previously provided. Please include any officers, directors from a board of
directors or board of managers, or members, as applicable.
grid
no
text

Prefix, Middle Name, Suffix




First Name
N/A
no
text

Last Name
N/A
no
text

Email
N/A
no
text

Title/Position
N/A
no
text

Principal Type

Principal Partner Member Officer
Board Member
Board Director Other
no
select

License Holder
Yes
No
no
boolean

It appears that the applicant may be eligible for the following certifications [system populates possible certifications based on responses in ownership table]

Please select the certification applications you would like to complete:

8(a) WOSB EDWOSB
HUBZone VOSB SDVOSB
I have a Third Party Certification as a WOSB or EDWOSB and need to represent to SBA I have completed that process.
main
boolean
1
If WOSB or EDWOSB: Is the applicant certified as a WOSB or EDWOSB by an SBA-approved Third-Party Certifier?
Yes No
yes
boolean

If yes, please select which Third-Party Certifier below and upload a copy of your certificate or certification letter.
Document Type for Upload

El Paso Hispanic Chamber of Commerce
Women’s Business Enterprise
National Council National Association of
Women’s Business Owners
U.S. Women’s Chamber of
Commerce
yes
file upload

If yes, Are you seeking EDWOSB status?
Yes
No
yes
boolean
2
Has the applicant received a decision from the SBA – or a Third-Party certifier – in connection to an initial application denial, decertification, or protest-finding that the business does not qualify as {list applications that the applicant selected} in the last 90 days?
Yes No
no
boolean
3
For any current SBA certifications, please identify the owner(s) who qualified for that certification.
grid:
Name,
Certifications (multi-select: 8(a), WOSB, EDWOSB, HUBZone, VOSB, SDVOSB)
no
table
1
Has your business’ ownership, legal structure, or name changed in
the past two years?
Yes
No
no
boolean

Upload documentation of all prior owners, ownership percentages, and dates of ownership transfer within the last two years, and provide the buy/sell agreement, proof of payment, and evidence of
how the business was valued.
N/A
yes
document_upload
2
Does the applicant business have a franchise agreement?
Yes
No
no
boolean

Upload your franchise agreement.
N/A
yes
document_upload
3
Does your company share any of the following with another
business or organization?
N/A
main
boolean

Office Space and/or Location
Yes
No
yes
boolean

Employees
Yes
No
yes
boolean

Equipment
Yes
No
yes
boolean

Services
Yes
No
yes
boolean

Please explain the nature of the resources/services shared, including the name(s) of each business you share
resources/services with.
N/A
yes
text_area
4
Does the company have any agreements or receive financial support that may impact ownership or control?

5/23/2024: Does your company have any agreements that may impact ownership or control? These may include:
    • Joint Venture
    • Mentor-Protégé
    • Indemnity
-Consulting
    • Distributorship
    • Licensing
    • Teaming
    • Trust
    • Franchise
    • Management
    • Certifications
    • Permits
    • Shared locations or other resources
    • Ownership of another company
    • Other financial support
    • Lease with financial or familial interest
    • Loans not from a commercial bank
    • Buy/Sell Agreement
    • Transmutual Agreement protecting your majority ownership (requested if you are married and living in a community property state/territory - Arizona, California, Idaho, Louisiana, Nevada, New Mexico, Texas, Washington, Wisconsin, Guam, Puerto Rico)
Yes No
no
boolean

Please enter a written explanation within the comment box.
N/A
yes
text_area

Upload a copy of the written agreement (executory agreement, voting trust, or other arrangements) with conditions.
N/A
yes
document_uploa d

Upload any applicable licenses which you have indicated are critical
to your business.

no
file upload

Upload your most recent six months of shareholder meeting
minutes detailing the election of the Board of Directors.

no
file upload

Upload your most recent six months of Board of Directors meeting
minutes detailing the election of Officers.

no
file upload
5
Upload Minutes demonstrating or establishing the current operating practices. When
signed and dated, these legally serve as evidence of important actions such as:
    • Election or appointments of officers
    • Adoption/implementation of bylaws and voting agreements
    • Business decisions
    • Voting

no
file upload
6
Is the applicant business doing business under an assumed, trade,
or fictitious name?
Yes
No
no
boolean

If yes, please list DBA's.

yes
text
7

Fictitious Name Certificate or Certificate of Trade Name, as applicable

no
file_upload
8
TPC Certificate

no
file upload

A DBA (Doing Business As) name is used when a person or company conducts business under a name other than the legal name. A DBA is also referred to as an "assumed name", "fictitious business name", or "trade name". If you are using a DBA, you will be required to upload your DBA Certificate.

no
file upload
9
title: Upload proof of U.S. Citizenship or Naturalized Citizen.

description: Passport, Birth Certificate, or Naturalization paperwork of applicant

no
file upload
10
title: 1040 Schedule C, or
IRS SS4 TIN issuance letter with correct name and EIN

no
file upload

title: Upload proof of U.S. Citizenship or Naturalized Citizen of any specific person or multiple applicants who make up 51% of status they’re trying to get .

description: Passport, Birth Certificate, or Naturalization paperwork of applicant

no
file upload
11
title: Articles of Incorporation

description: The articles of incorporation -- or a certificate of incorporation -- is a comprehensive legal document that lays out the basic outline of your business. It's required by every state when you incorporate. The most common information included is the company name, business purpose, number of shares offered, value of shares, directors, and officers.

Please, upload the original document and most recent amendment (if applicable).

no
file upload
12
title: Current Bylaws and related amendments

description: Bylaws (called "resolutions" for nonprofits) are the internal governance documents of a corporation. They define how key business decisions are made, as well as officers' and shareholders' duties, powers, and responsibilities. It's widely recommended to create one to protect yourself and your business, even if your state doesn't mandate it.

Please, upload the original document and most recent amendment (if applicable).

no
file upload
13
title: Stock Ledger

description: A stock ledger lists all share-related transactions for a company. It states the name of the owner of each block of shares, as well as the number of shares owned by each investor, the type of shares purchased, and the date of each purchase and the amount paid.

no
file upload
14
title: Operating Agreements (and the associated requirements and amendments), and

description: An operating agreement describes the structure of your company's financial and functional decisions. It defines how key business decisions are made, as well as each member’s duties, powers, and responsibilities. It's widely recommended to create one to protect yourself and your business, even if your state doesn’t mandate it.

Please, upload the original document and most recent amendment (if applicable).

no
file upload

The register of members and share ledger is designed to provide a
record of who the company shareholders are.

no
file upload
15
title: Articles of Organization or Certificate of Organization/Formation (state dependent, names vary)

description: Articles of organization is a simple document that describes the basics of your LLC. It includes business information like the company name, address, member names, and the registered agent.

Please, upload the original document and most recent amendment (if applicable).

no
file upload
16
title: Transfer Asset Agreement of Ownership (if applicable) within
last 2 years.

no
optional
file_upload
17
A limited partnership agreement is an internally binding document between all partners that defines how business decisions get made, and each partner's duties, powers, and responsibilities. It's widely recommended to create one to protect yourself and your business, even if your state doesn’t mandate it.

no
file upload
1
Are you applying for the 8(a) Program under the same primary NAICS code listed for your company on SAM.gov? The NAICS code identified as primary is XXXXXX – Industry Description.

5/23/2024: Are you applying for the 8(a) Program under the same primary NAICS code listed for your company on SAM.gov?
Yes No
no
boolean
2
Has your business generated revenue in its primary NAICS in the last 2 years?

API description as of 5/21/24: Has the company ever generated revenue?
Yes No
main
boolean

Provide evidence that you have substantial business management
experience.
if answer = No for question
above: file upload
yes
file upload

Provide evidence that your business has technical experience in its
primary industry.
if answer = No for question
above: file upload
yes
file upload

Provide evidence of your business’ current financial position.
if answer = No for question
above: file upload
yes
file upload

Provide evidence that your business has a successful history of
performance in its primary industry.
if answer = No for question
above: file upload
yes
file upload

Provide evidence that your company will be able to perform on
contracts in the program.
if answer = No for question
above: file upload
yes
file upload
3
Are 50% or more of your company’s assets from a former 8(a)
Participant?
Yes
No
no
boolean

Upload details of the assets, including the name of the prior 8(a) Program participant.
N/A
yes
file_upload
4
Did you hire a consultant to help with your 8(a) application?
Yes
No
no
boolean

Do you need to request a waiver of the requirement of being in
business for at least two years?
Yes
No
no
boolean
5
List up to 10 of the largest contracts or projects performed by your business in the last year.
grid (data entry): Award Date Customer Name NAICS Code Description of Work Total Contract Value Award Revenue
Action
no
table
6
Are professional licenses or certificates required to operate [applicant
business]?
Yes
No
main
boolean

If yes, please note who holds the license(s) or certificate(s)
grid: Name,
License Name,
Explanation
yes
table

Is the information displayed correct?

Display:
-Full name
-DoB
-Country of birth
-Email
-Phone Number
-Home Address
-Marital status (only for Q.O)
-Gender identity
-Veteran status
-Race/ethnicity
-Ownership percentage of applicant
-Job title of applicant
-Owner type
Yes No
no

1
Marital Status
Married
Unmarried (includes Divorced) Legally Separated
main
select

Spouse First Name

yes
text

Spouse Last Name

yes
text

Spouse Email

yes
text
2
Race/Ethnicity
OMB Standard 15 List
Figure 1: 89 FR 22182
no
select
3
Date of Birth
N/A
no
date
4
Country of Birth
N/A
no
text
5
Social Security Number
N/A
no
text

First Name
N/A
no


Last Name
N/A
no


Email
N/A
no

6
Best contact phone number
N/A
no
text
7
Provide your current home address
Street Address City
State ZIP
Country
Dates of Residency
no
text

Ownership percentage of applicant (if applicable)
N/A



Owner type (if applicable)
N/A


8
Has this owner ever gone by another name?
Yes
No
no
boolean
1
Are you currently debarred, suspended, voluntarily excluded, or
otherwise rendered ineligible for assistance by any department or agency of the Federal government?
Yes No
no
boolean
2
Are you currently past due on any federal taxes (or failed to file),
subject to any federal liens, or past due on any federally-backed loans?
Yes No
main
boolean

If yes, please provide the following details for EACH delinquency:
    a. Type of delinquency
    b. Status of delinquency (e.g., dismissed, satisfied)
    c. Proof of compliance with repayment plan if applicable
    d. Evidence of deferred payment status if applicable
grid:
    1. Type of Delinquency
    2. Status of Delinquency
    3. Proof of Compliance with a Repayment Plan
    4. Evidence of Deferred Payment Status
yes
table file upload
3
Have you ever received an SBA loan?
Yes
No
main
boolean

If yes, provide loan status
Current Discharged Forgiven
Paid in Full
yes
select
4
Are you, or is any member of your household, an SBA employee?

If yes, your application will need to be reviewed by the Standards of Conduct Committee before a final eligibility decision is made.

Reference 13 CFR 105.301- Assistance to officers or employees of other Government organizations.
Yes No
main
boolean

Provide an explanation of how it does not impact your full-time
devotion to the company applying for the 8(a) BD program.
If Yes to above, upload doc
yes
file_upload
5
Is any member of your household a federal employee in a GS-13 position or above?
Yes No
no
boolean

If yes, provide a letter of no objection from the ethics official at the federal agency.

The Federal Acquisition Regulation Subpart 3.6 places restrictions on Federal Government employees which may prevent your business from acquiring contracts or create conflicts of interest. In addition, there are limitations on SBA’s ability to provide assistance to government employees.
Reference 13 CFR 105.301.
If Yes to above, upload doc
yes
file_upload
1
Describe your managerial experience and qualifications to run or control this business. Please include any relevant educational background or experience that contributed to your ability to run or
control the business.
N/A
no
text_area
2
Do you have ownership or management interest in any other
company
Yes
No
main
boolean

For Qualifying Owner:
If yes, please provide your title/role with the other business, business name, UEI (if applicable) and NAICS/primary industry, ownership percentage, and whether company has employees.


For Non-Qualifying Owner:
If yes, please provide your title/role with the other business, business name, UEI (if applicable) and NAICS/primary industry, and ownership percentage."
grid:
Title/Role, Business Name, UEI (if applicable),
NAICS/primary industry, Ownership %,
Does the company have employees?
Upload Proof of Ownership document if application_eligibility.intendi ng_to_apply_flag = T for 8a, Upload Federal Tax Returns for 3 Years if application_eligibility.intendi ng_to_apply_flag = T for 8a, Upload Year-To-Date Financial Statements if application_eligibility.intendi ng_to_apply_flag=T for 8a
yes
table

Please explain in as much detail as possible how you are able to devote the time and attention necessary to control the management and daily business operations of the applicant business while engaged
in the outside obligation(s)
N/A
yes
text_area
3
Are you engaged in outside obligations such as holding another
job or ownership in another business?
Yes
No
main
boolean

Is this outside obligation employment by Small Business
Administration?
Yes
No
yes
boolean

Is this outside obligation employment by the federal government at a
GS-13 equivalent or above?
Yes
No
yes
boolean

Please provide your title/role with the other business, business name, UEI (if applicable) and NAICS/primary industry
grid:
Title/Role with Other Business,
Business Name, UEI (if applicable),
NAICS/primary industry, Ownership % (if applicable)
yes
table

Please explain in as much detail as possible how you are able to devote the time and attention necessary to control the management and daily business operations of the applicant
business while engaged in the outside obligation(s).
N/A
yes
text_area
4
Are you or your ownership interest subject to any conditions or
agreements that could impact control or ownership, or cause ownership benefits to go to another person?
Yes No
no
boolean

Please enter a written explanation within the comment box.
N/A
yes
text_area

Upload a copy of the written agreement (executory agreement, voting trust, or other arrangements) with conditions.
N/A
yes
document_uploa d
5
Please provide your previous employment experience. Only include work history that is directly relevant to your current role.
grid data:
Start Date (date), End Date (date), Title (text),
Brief Description of Responsibilities (text_area), Currently Held (Yes/No)
no
table
6
List the Owners who have control of the business.
grid/table:
    1. First Name
    2. Last Name
no

7
Do you manage or supervise the day-to-day operations of the business applying for certification?
Yes No
main


If yes, please provide details.

If no, please explain who supervises the day-to-day operations.
N/A



yes

1
Do any of your immediate family members own a business that
conducts business with [applicant business]?
Yes
No
main
boolean

If Yes, if your immediate family members own a business that does business with your business, please provide the following:
    • Family member name
    • family member’s relationship to you
    • family member’s role in the business that does business with your business
    • Date of contractual relationship
    • Business name
    • Business UEI (If Applicable)
    • Detail any common ownership or management of your business by the family member
    • The nature of the relationship with the applicant business,
    • Financial details (loan agreements or other agreements)
    • Business revenues earned from the relationship or liabilities owed
N/A
yes
table
2
Does the applicant business have financial relationships with outside companies that are owned or operated by friends, family
members, or former colleagues of this owner?
Yes No
main
boolean

If Yes, please provide the business name, the names of the business' owners and their ownership percentages, an explanation of the business relationship, an explanation of the personal relationship, and a brief description of what the business relationship provides.
N/A
yes
table
3
Does the applicant business have any employee, officer, or
manager that formerly was your employer?
Yes
No
main
boolean

If yes, please explain the employment situation.
N/A
yes
text_area
4
Are you a former employer of any of the qualifying owners?
Yes
No
main
boolean

If yes, please explain the employment situation.
N/A
yes
text_area
5
Are you the former majority owner (51% or more) of the
applicant firm?
Yes
No
main
boolean

If yes, please upload all applicable details of the sale including:
    • The terms and conditions of the transaction
    • A copy of the agreement
    • Explain the calculation of the sale price
    • Evidence of compliance with the payment terms of the sales agreement
N/A
yes
file_upload
6
Are you the highest compensated person in your company?
Yes No
N/A - Entity Owned
no
select
1
Have any of your immediate family members ever owned a company
that was admitted to the 8(a) program?
Yes
No
main
boolean

If your immediate family members own a business that was admitted to the 8(a) Program, please provide the following:
-Business name.
-Business primary NAICS code during participation in 8(a) Program.
-Business UEI.
-Business relationship with your business.
-Detail of any common ownership or management of your business by the family member.
Immediate family members include your father, mother, husband, wife, son, daughter, brother, sister, grandfather, grandmother, grandson, granddaughter, father-in-law, and mother-in-law.
N/A
yes
table

Have you, or any company you owned, ever applied for certification in
the 8(a) program?
Yes
No
no
boolean
2
Have you already used your one-time 8(a) eligibility to qualify a
business for the 8(a) program?
Yes
No
no
boolean
1
Have you ever gone by any other names?
Yes
No
main
boolean

If yes, please provide detail of your other names.
N/A
yes
text
2
Are you presently subject to an indictment, criminal information,
arraignment, or other means by which formal criminal charges are brought?
Yes No
main
boolean

If yes, upload evidence of the current status of the charges.
N/A
yes
file_upload
3
Have you been arrested in the past six months/year for any criminal offense?

5/23/2024: Have you been arrested in the past six months for any criminal offense?
Yes No
main
boolean

If yes, upload an explanation including the current status of any
charges.
N/A
yes
file_upload
4
For any criminal offense, other than a minor motor vehicle violations/including expunged records, have you ever been convicted, plead guilty, plead nolo contendere, been placed on pretrial diversion, been placed on any form of parole or probation (including probation before judgment)?
5/23/2024:
For any criminal offense, including expunged records:
    • Been convicted
    • Plead nolo contendere
    • Been placed on pretrial diversion
    • Been placed on any form of parole or probation (including probation of judgement)
Yes No
main
boolean

If yes, provide details including dates, locations, fines, sentences, misdemeanor or felony, dates of parole/probation, unpaid fines or penalties, name(s) under which charged, and any other pertinent
information. Include expunged records.
N/A
yes
table
1
HUBZone Calculator Data and document upload storage



1
Do you have 51% or more ownership in another business with	Yes employees?	No
no
boolean

If Yes, Provide details.
grid/table:
    1. Business Name (text)
    2. Ownership % (number)
    3. Are any of the shared employees key personnel? (Y/N)
    4. Do any of the employees of the applicant perform work for the affiliate? (Y/N)
    5. Do any of the employees of the affiliate perform work for the applicant? (Y/N)
    6. Do the businesses operate in the same or similar line of business? (Y/N)
    7. Do the businesses operate in the same geographic location? (Y/N)
    8. Do the businesses share customers? (Y/N)
    9. Have the businesses entered into any agreements together? (Y/N)
yes
table
2
Does your business own or lease your principal office location?
    a. Own
    b. Lease
no
select

Does the deed identify the physical address of the principal office?
Yes No
yes
boolean

Upload property tax bill and/or insurance policy showing the physical address of the principal office.
N/A
yes
file_upload

Enter the start and end dates of the term of the lease as they appear in the lease agreement.
N/A
yes
text

Is the lease month-to-month?
Yes No
yes
boolean

Has the lease been amended?
Yes No
yes
boolean

Upload lease addendum.
N/A
yes
document_upload

Upload attestation from the landlord and proof of payment for 3 months leading up to the application date.
N/A
yes
document_upload

Does the lease provide that utilities are included in the rent?
Yes No
yes
boolean

Upload proof of rent payment for 3 months before application date.
N/A
yes
document_upload

Upload most-recent utility bill.
N/A
yes
document_upload

Enter the service dates of the utility bill.
N/A
yes
text

Is the lessor a business owned in whole or in part by an owner of the applicant business?
Yes No



Upload a copy of the master lease or deed, as applicable
N/A
yes
document_upload
3
Is the principal office located at or within a residence?
Yes No
no
boolean
4
Does the lease/deed list the firm's full legal name or the majority owner's full legal name as being the lessee or owner of the property?
Yes No
no
boolean

Please explain.
N/A
yes
text_area
Instruction
Social Disadvantage: 
A citizen may establish social disadvantage by first showing that during the citizen’s lifetime, a governmental or private entity in the United States, including but not limited to any federal, state or local government, university or corporation, through any action, policy, rule, regulation, or other practice of any of its agencies, subsidiaries, or authorized agents, discriminated or was biased against a clearly definable racial, ethnic, or cultural group of which the citizen is a member, or favored in any way a racial, ethnic, or cultural group of which the citizen is not a member.  In addition, the citizen must establish that such discrimination, bias, or favoritism conferred material harm on the citizen.
N/A
N/A
N/A
1
Provide evidence that the government's or private entity's action, policy, rule, regulation, or other practice favored other groups, excluding your group, or disadvantaged your group, or that the government or private entity took adverse actions against or otherwise disfavored your group.
N/A
No
text_area
2
Upload
N/A
No
file_upload 
3
Personal Attestation: Were you a member of the impacted group at the time of the governmental or private entity's action or during the effective period of the relevant action, policy, rule, regulation, or other practice?
Yes
No
No
boolean
4
Personal Attestation: Did you suffer material harm because of the action, policy, rule, regulation, or other practice you provided evidence of above?
Yes
No
No
boolean
1
Detail the draws/distributions taken from the applicant firm in the last
three years
N/A
no
text_area
2
Have you transferred any assets to any immediate family member for less than fair market value in the last two years?
Yes No
no
boolean
3
Upload your Individual Income Tax Returns for the last three
completed tax years. Include all the Schedules and attachments.
N/A
yes
file_upload
4
Upload your Wage and Tax Statements (W-2s) for the last three years. If you filed your tax return jointly with a spouse, upload your spouse's W-2s for the last three years, as well.

for Qualifying Owner and spouse for 8(a) & EDWOSB
N/A
yes
file_upload
5
If you owed taxes, upload evidence of payment. (This may be a bank statement or IRS Tax Account Transcript)

for Qualifying Owner and spouse for 8(a) & EDWOSB and space for N/A option.
N/A
yes
document_upload
6
As of Date
N/A
no
date
7
Cash on Hand
N/A
no
number
8
Savings Account(s) Balance
N/A
no
number
9
Checking Account(s) Balance
N/A
no
number
10
Salary
N/A
no
number
11
Other Source Of Income
N/A
no
text_area
12
Equity in applicant business
N/A
no
text
13
Equity in other businesses
N/A
no
text
14
Do you have any notes receivable from others?
Yes No
main
boolean

If yes, Enter notes receivable from others.
grid:
Name of Debtor (text), Current Balance (number)
yes
table
15
Do you have a Roth IRA?
Yes
No
main
boolean

If yes, Enter Roth IRA details.
grid:
Type (text),
Total Value (number),
Name of Investment Company (text),
Upload Supporting Documents
(see dev notes)
yes
table
16
Do you have any other retirement accounts?
Yes
No
main
boolean

Enter other retirement account details.
grid:
Type (text),
Total Value (number),
Name of Investment Company (text),
Upload Support Documents
(see policy notes)
yes
table
17
Do you have any life insurance policy that has a cash surrender value?
Yes No
main
boolean

If yes, Enter life insurance policy details.
grid:
Name of Insurance (text), Case Surrender Value if applicable (number), Face Amount (number), Beneficiaries (text)
yes
table
18
Do you have any loans against a life insurance policy?
Yes No
main
boolean

If Yes, What is the current balance of any loans against life insurance?
N/A
yes
number
19
Do you have any stocks, bonds, or mutual funds?
Yes
No
main
boolean

If Yes, Enter stock, bond, or mutual fund details.
grid:
Type (text),
Name of Securities (text), Total Value (number), Number of Shares (number), Cost (number),
Market Value (number), Date of Quotation Exchange (date),
Interest & Dividends Received (number)
yes
table
20
Do you own your primary residence?
Yes
No
main
boolean

What is the address of your primary residence?
N/A
yes
boolean

Is your primary residence jointly owned?
Yes
No
yes
boolean

Is your name on the mortgage?
Yes No
N/A - No Mortgage
yes
select

What is the current value of your primary residence?
N/A
yes
number

What is the mortgage balance on your primary residence?
N/A
yes
number

Is there a lien, 2nd mortgage or Home Equity Line of Credit on your primary residence?
Yes
No
yes
boolean

Do you receive income from your primary residence (rent, etc.)?
Yes
No
yes
boolean
21
Do you own any additional real estate?
Yes
No
main
boolean

What type of Other Real Estate do you own?
Other Residential Commercial Industrial
Land
Other Real Estate
yes
select

What is the address of your other real estate?
N/A
yes
text

Is your Other Real Estate jointly owned?
Yes No
yes
boolean

Is your name on the mortgage?
Yes No
N/A - No Mortgage
yes
select

What is the current value of your Other Real Estate?
N/A
yes
number

What is the mortgage balance on your other real estate?
N/A
yes
number

Are there additional mortgages or home equity loans/lines of credit on your Other Real Estate?
Yes No
yes
boolean

Do you receive income from your Other Real Estate (rent, etc.)?
Yes No
yes
boolean
22
Do you own any vehicles?
Yes
No
main
boolean

If Yes, Details of Automobiles Owned
grid:
Current Value (number), Loan Balance (number), Description of Asset (text)
yes
table

Question from API not in spreadsheet:
Auto loan



23
Do you own any other personal property or assets?
Yes
No
main
boolean

If Yes, List Other Personal Properties or Assets.
grid:
Current Value (number), Loan Balance (number), Description of Asset (text)
yes
table
24
Do you have any notes payable or other liabilities?
Yes No
yes
boolean
25
Do you have any Assessed Taxes that were unpaid?
Yes
No
main
boolean

If yes, Details of unpaid assessed Taxes.
grid:
Payee (text), Amount (number), When Due (date),
Liened Property, if any (text), Total (number)
yes
table

Doc to upload:
1040 Schedule C, or

IRS SS4 TIN issuance letter with correct name and EIN;

no
file_upload

Doc to upload:
Partnership Agreement

no
file_upload

Doc to upload:
Operating Agreements (and the associated requirements and amendments), and

Articles of Organization or Certificate of Organization/Formation (state dependent, names vary)

If applicable: Transfer Asset Agreement of Ownership (if applicable) within last 2 years

no
file_upload

Doc to upload:
Articles of Incorporation, and
Current Bylaws and related amendments, plus Stock ledger (flag to be clear on what this looks like) If applicable / not included in above:
Minutes or resolutions which document:
    i. establishing the current operating practice (officers)
    ii. Establishing current board members or elected officers
    iii. And for unsigned bylaws, minutes that show adoption of bylaws

no
file_upload

Doc to upload:
Fictitious Name Certificate or Certificate of Trade Name, as applicable

no
file_upload

Doc to upload:
SAM.gov confirmation of NAICS code matching program requirements Must be registered with SAM.gov

no
file_upload

Doc to upload:
Passport, Birth Certificate, or Naturalization paperwork of applicant

no
file_upload

Doc to upload:
Passport, Birth Certificate, or Naturalization paperwork of any specific person or multiple applicants who make up 51% of status they’re
trying to get

no
file_upload

Doc to upload:
TPC Certificate

no
file_upload
Section
Ordinal
Section
Question
Answer Choice
Answer_type
1
Economic Disadvantage
Has the Tribe previously established its economic disadvantaged status
under
the 8(a) BD Program?
Yes, No
Radio Button

Economic Disadvantage
Upload copy of SBA determination
N/A
document_upload
2
Economic Disadvantage
Does the Tribe or subsidiary of the Tribe own 50% or more of another
business
other than the applicant business ?
Yes, No
Radio Button + Text Field

Economic Disadvantage
Identify the names of
any other business concern(s), the primary NAICS code of the other
business concern(s), and which (if any) of the other business
concerns
have ever participated in the 8(a) BD Program.
N/A
text_area
3
Economic Disadvantage
Does the Tribe own the applicant concern directly (rather than through
a
subsidiary)?
Yes, No
Radio Button
4
Economic Disadvantage
Does the Tribe own the applicant business through a subsidiary?
Yes, No, Text
Radio Button + Text Field
5
Economic Disadvantage
Is a tribal member the highest officer or designated manager of the
applicant
business?
Yes, No
Radio Button

Economic Disadvantage
Provide the following information to show that the tribe is economically disadvantaged:
    a. number of tribal members
    b. current tribal unemployment rate
    c. per capita income of tribal members, excluding judgment awards
    d. percentage of local Indian population living below the poverty level
    e. the tribe's access to capital
    f. the tribal assets as disclosed in a current tribal financial statement. The statement must list all assets including those which are encumbered or held in trust, but the status of those encumbered or in trust must be clearly delineated
    g. a list of all wholly or partially owned tribal enterprises or affiliates and the primary industry classification of each. The list must also specify the members of the tribe who manage or control such enterprises by serving as officers or directors.
Number of tribal members (text) Current tribal unemployment rate (%) Per capita income of tribal members,
excluding judgment awards percentage of local Indian population living below the poverty level (text)
The tribe's access to capital (text)
The tribal assets as disclosed in a current tribal financial statement. The statement must list all assets including those which are encumbered or held in trust, but the status of those encumbered or in trust must be clearly delineated (doc upload)
A list of all wholly or partially owned tribal enterprises or affiliates and the primary industry classification of each. The list must also specify the members of the tribe who manage or control such enterprises by serving as officers or directors. (text or doc upload?)
grid

Economic Disadvantage
Provide the following information to show that the NHO is economically disadvantaged:
    a. The number of Native Hawaiians in the community that the NHO intends to serve;
    b. The present Native Hawaiian unemployment rate of those individuals;
    c. The per capita income of those Native Hawaiians, excluding judgment awards;
    d. The percentage of those Native Hawaiians below the poverty level; and
    e. The access to capital of those Native Hawaiians.
The number of Native Hawaiians in the community that the NHO intends to serve; The present Native Hawaiian unemployment rate of those individuals;
The per capita income of those Native Hawaiians, excluding judgment awards; The percentage of those Native Hawaiians below the poverty level; and
The access to capital of those Native
Hawaiians.
grid

Common Business EO
Which type of entity owns the applicant company?
    a. American Indian Tribe (AIT)
    b. Alaska Native Corporation (ANC)
    c. Native Hawaiian Organization (NHO)
    d. Community Development Corporation (CDC)
American Indian Tribe (AIT) Alaska Native Corporation (ANC)
Native Hawaiian Organization (NHO) Community Development Corporation (CDC)
SELECT

Common Business EO
Please select the applicant company’s American Indian Tribe from the following drop-down list.
This would be a list of Tribes/ANC/NHO/CDC who have previously been approved (entities continue to be added as they’re approved)
SELECT

Common Business EO
Please select the applicant company’s Alaska Native Corporation from the following drop-down list.
This would be a list of Tribes/ANC/NHO/CDC who have previously been approved (entities continue to be added as they’re approved)
SELECT

Common Business EO
Please select the applicant company’s Native Hawaiian Organization from the following drop-down list.
This would be a list of Tribes/ANC/NHO/CDC who have previously been approved (entities continue to be added as they’re approved)
SELECT

Common Business EO
Please select the applicant company’s Community Development Corporation from the following drop-down list.
This would be a list of Tribes/ANC/NHO/CDC who have previously been approved (entities continue to be added as they’re approved)
SELECT

Common Business EO
Please provide the following for [AIT/ANC/NHO/CDC]:
    a. Name
    b. Address
    c. City
    d. County
    e. State
    f. Zip
Name Address City County State Zip
grid

Common Business EO
Does [AIT/ANC/NHO/CDC] own any current or past 8(a) or HUBZone participants?
Yes, No
Radio Button


If yes, please identify those participants:
    1. Name
    2. UEI
    3. EIN
    4. Percentage of the tribe’s ownership
    5. Primary NAICS code
    6. Current or former 8(a) participant.
N/A
text_area

Common Business EO
Does your [AIT/ANC/NHO/CDC] or any of its subsidiaries own 50% or more of any other companies?
Yes, No
Radio Button


. If yes, please provide the following information for all other companies owned by [AIT/ANC/NHO/CDC]:
    a. Name
    b. UEI
    c. EIN
    d. Percentage of [AIT/ANC/NHO/CDC] ownership
    e. Primary NAICS code
    f. Detail of any prior 8(a) participation
N/A
text_area

Common Business EO
Has the Tribe/ANC/NHO/CDC ever been an owner, stockholder or guarantor for a
concern which has received an SBA loan?
Yes, No
Radio Button + Text Field

Common Business EO
Does the Tribe own the applicant company through a subsidiary such as a holding
company or Section 17 Corporation?
Yes, No
Radio Button + Text Field

Common Business EO
Does the ANC/NHO/CDC own the applicant company applying for the 8(a)
Program through a subsidiary or holding company
Yes, No
Radio Button + Text Field

Common Business EO
Detail the ownership of the applicant company

More Information: If another person owns 20% or more of the company, they must complete their own section of the application. You will be prompted for contact information to invite additional contributors.
TEXT
text_area

Common Business EO
Detail the management of the applicant company

More information:
Include all management members (day-to-day manager, officers, directors, and key employees). A “key employee” is an employee who, because of his/her position in the concern, has a critical influence in or substantive control over the
operations or management of the concern.
TEXT
text_area






Common Business
Does the applicant company have any delinquent financial obligations or liens?
Yes, No, Text
Radio Button + Text Field

Common Business EO
When does the applicant company's fiscal year end?
Your company's fiscal year is the 12-month accounting period used for financial and tax
reporting purposes.
text_area

Program Specific
Does the applicant company have any assets from a former 8(a) Participant?
Yes, No, Text
Radio Button + Text Field

Program Specific EO
Has a consultant been hired to assist with this 8(a) application?
    a. Yes
    b. No
More information:
If yes, upload a signed Representatives and Fees Form and a copy of the consulting agreement. Outside consultants may include attorneys, accountants, appraisers, agents, or other representatives who assisted in preparing your application.
Yes, No, Text
Radio Button + Text Field

Program Specific
Has the applicant company’s ownership, legal structure, or name changed in the
past two years
Yes, No, Text
Radio Button + Text Field

Program Specific
Are professional licenses or certificates required to operate [applicant business]?
Yes, No, Text
Radio Button + Text Field

Program Specific
Does the applicant company have any agreements, or receive financial support, that may impact ownership or control? These may include:
    • Shared Services Agreement
    • Joint venture
    • Mentor Protégé
    • Indemnity
    • Consulting
    • Distributorship
    • Licensing
    • Teaming
    • Trust
    • Franchise
    • Management
    • Certifications
    • Permits
    • Shared locations or other resources
    • Ownership of another company
    • Other financial support
    • Lease with financial or familial interest
    • Loans not from a commercial bank
Yes, No, Text
Radio Button + Text Field

Program Specific AIT
Is the applicant company's highest officer or designated manager a tribal member?

More Information:
You must demonstrate that the Tribe can hire and fire those individuals, that it will retain control of all management decisions common to boards of directors, including strategic planning, budget approval, and the employment and compensation of officers, and that a written management development plan exists which shows how Tribal members will develop managerial skills sufficient to manage the concern or similar Tribally-owned concerns in the future.
More Information:
You must demonstrate that the Tribe can hire and fire those individuals, that it will retain control of all management decisions common to boards of directors, including strategic planning, budget approval, and the employment and compensation of officers, and that a written management development plan exists which shows how Tribal members will develop managerial skills sufficient to manage the concern or similar Tribally-owned concerns in the future.
text_area






Program Specific EO
Select the method used to demonstrate the applicant company's potential for success:
    (i) It has been in business for at least two years, as evidenced by income tax returns (individual or consolidated) for each of the two previous tax years showing operating revenues in the primary industry in which the applicant is seeking 8(a)
BD certification; or
    (ii) The individual(s) who will manage and control the daily business operations of the firm have substantial technical and management experience, the applicant has a record of successful performance on contracts from governmental or nongovernmental sources in its primary industry category, and the applicant has adequate capital to sustain its operations and carry out its business plan as a Participant; or
    (iii) The Tribe, a tribally-owned economic development corporation, or other relevant tribally-owned holding company vested with the authority to oversee tribal economic development or business ventures has made a firm written commitment to support the operations of the applicant concern and it has the financial ability to do so.
It has been in business for at least two years, as evidenced by income tax returns (individual or consolidated) for each of the two previous tax years showing operating revenues in the primary industry in which the applicant is seeking 8(a) BD certification; or
The individual(s) who will manage and control the daily business operations of the firm have substantial technical and management experience, the applicant has a record of successful performance on contracts from governmental or nongovernmental sources in its primary industry category, and the applicant has adequate capital to sustain its operations and carry out its business plan as a Participant; or
The Tribe, a tribally-owned economic development corporation, or other relevant tribally-owned holding company vested with the authority to oversee tribal economic development or business ventures has made a firm written commitment to support the operations of the applicant concern and it has the financial ability to do so.
grid

Common Qualifying Own
Is the information displayed correct?

    • Full name
    • DOB
    • Country of birth
    • Email
    • Phone Number
    • Home Address
    • Ownership percentage of applicant
    • Job title in applicant
    • Owner type
Yes, No, Text
Radio Button + Text Field

Common Qualifying Own
Please input your SSN or ITIN
Text
Text Field

Common Qualifying Own
Are you currently debarred, suspended, voluntarily excluded, or otherwise rendered ineligible for assistance by any department or agency of the Federal government?
Yes, No
Radio Button

Common Qualifying Own
Are you currently past due on any federal taxes (or failed to file), subject to any federal liens, or past due on any federally-backed loans?
a. Yes
a. If yes, please provide the following details and upload supporting documentation for EACH delinquency:
    i. Type of Delinquency
    ii. Status of Delinquency (e.g. dismissed, satisfied)
    iii. Proof of Compliance with repayment plan if applicable
    iv. Evidence of Deferred payment status if applicable
b. No
Yes, No, Text
Radio Button + Text Field

Common Qualifying Own
Have you ever received an SBA loan?
a. Yes
a. If yes, is that loan current, discharged, forgiven, or paid in full (drop down menu)
Yes, No, Text
Radio Button + Text Field

Common Qualifying Own
Are you, or is any member of your household, an SBA employee?
Yes, No
Radio Button

Common Qualifying Own
Is any member of your household a federal employee in a GS-13 position or above?
Yes, No
Radio Button

Common Qualifying Own
Do you have ownership in another business?

More Information:
If yes, please provide your title/role with the other business, business name, UEI (if applicable), NAICS/primary industry, ownership percentage, and whether the company has employees
Yes, No, Text
Radio Button + Text Field

Common Qualifying Own
Are you engaged in outside obligations such as holding another job?
Yes, No, Text
Radio Button + Text Field

Common Other Individua
Is the information displayed correct?

    • Full name
    • DOB
    • Country of birth
    • Email
    • Phone Number
    • Home Address
    • Ownership percentage of applicant
    • Job title in applicant
    • Owner type
Yes, No, Text
Radio Button + Text Field


Please input your SSN or ITIN
Text
Text Field

Common Other Individua
Are you currently debarred, suspended, voluntarily excluded, or otherwise rendered ineligible for assistance by any department or agency of the Federal government?
Yes, No
Radio Button

Common Other Individua
Are you currently past due on any federal taxes (or failed to file), subject to any federal liens, or past due on any federally-backed loans?
a. Yes
a. If yes, please provide the following details and upload supporting documentation for EACH delinquency:
    i. Type of Delinquency
    ii. Status of Delinquency (e.g. dismissed, satisfied)
    iii. Proof of Compliance with repayment plan if applicable
    iv. Evidence of Deferred payment status if applicable
b. No
Yes, No, Text
Radio Button + Text Field

Common Other Individua
Have you ever received an SBA loan?
a. Yes
a. If yes, is that loan current, discharged, forgiven, or paid in full (drop down menu)
Yes, No, Text
Radio Button + Text Field

Common Other Individua
Are you, or is any member of your household, an SBA employee?
Yes, No
Radio Button

Common Other Individua
Is any member of your household a federal employee in a GS-13 position or above?
Yes, No
Radio Button

Common Other Individua
Do you have ownership in another business?

More Information:
If yes, please provide your title/role with the other business, business name, UEI (if applicable), NAICS/primary industry, ownership percentage, and whether the company has employees
Yes, No, Text
Radio Button + Text Field

Program Specific Qualifyi
Describe your managerial experience and qualifications to run or control this business? Please include any relevant educational background or experience
that contributed to your ability to run or control the business.
Text
Text Field

Program Specific Qualifyi
Please provide your previous employment experience. Only include work history
that is directly relevant to your current role.
Text
Text Field

Claim Business
Who is preparing the application?
a. I am an owner of the applicant business
b. I am an authorized delegate of the applicant business

Radio Button

Claim Business
"Is the applying business registered in the Federal System for Award Management (SAM.gov)?
a. Yes, I have a Unique Entity ID (UEI) and my SAM.gov registration is current and active.
Yes, No
Radio Button

Claim Business
Please provide the UEI assigned to the applicant (12 characters, no spaces or
dashes).
Text
Text Field

Claim Business
Please provide the CAGE code associated with the UEI listed above.
Text
Text Field

Claim Business
Please provide the TIN associated with the UEI listed above.
For sole proprietorships: You can use your Social Security Number (SSN) for business purposes. However, it is highly recommended that businesses obtain an Employer Identification Number (EIN). Applying for an EIN is simple and using your SSN for business can pose security and privacy risks. Please visit irs.gov to apply for an EIN.
Text
Text Field

Claim Business
SAM.gov Bank Account Number (Enter this exactly as shown in SAM.gov for
associated CAGE)
Text
Text Field

Claim Business
Is the information above/below correct? a.Yes
b.No
Yes, No
Radio Button

Claim Business EO
Small Business Eligibility - Are the NAICS Codes, industries, and size statuses
shown above/below correct?
Yes, No
Radio Button

Claim Business
SBA Current Program Participation – Please confirm the following certification information is correct:

(display current certifications for this UEI with entry and exit dates, as applicable)
Yes, No
Radio Button

Claim Business
Please confirm your business’ legal structure. The legal structure of your business is reflected in the filings you submitted to your state when you established your business.
    a. Sole Proprietorship
    b. Partnership (General Partnership or Limited Partnership) c.Limited Liability Company (LLC)
d.Corporation
Legal structure is not necessarily the same as your tax filing status. The legal structure of your business is established in the documentation filed with the state at time of formation.

If you are seeking to designate a joint venture with a certification, please return to the MySBA home page to proceed.

Radio Button

Claim Business
Is the applicant business 51% or more owned by an American Indian Tribe (AIT), Alaska Native Corporation (ANC), Native Hawaiian Organization (NHO),
Community Development Corporation (CDC), or Agricultural Cooperative
    a. Yes, my business is 51% or more owned by an AIT, ANC, NHO, CDC, or Agricultural Co-op.
    b. No
Yes, No
Radio Button
SBA Unified Certification Questions HUBZone Program

Section
Ordinal

Section

Question

Answer Choices

33
Principal
Office
Does your business own or lease your principal office located? at [generate PO address as determined by
HUBZone Calculator]?
    a. Own
    b. Lease

34
Principal
Office

Is the principal office located at or within a residence?
    a. Yes
    b. No

35
Principal
Office

es the deed identify the physical address of the principal office?
    a. Yes
    b. No

36
Principal
Office

Enter the start and end dates of the term of the lease as they appear in the lease agreement.


37
Principal
Office
Does the lease/deed list the firm’s full legal name or the majority owner’s full legal name as being the lessee
or owner of the property?
    a. Yes
    b. No

38
Principal
Office

Is the lease month-to-month?
    a. Yes
    b. No

39
Principal
Office

Has the lease been amended?
    a. Yes
    b. No

40
Principal
Office

Does the lease provide that utilities are included in the rent?
    a. Yes
    b. No

41
Principal
Office

Enter the service dates of the utility bill.


42
Principal
Office

Is the lessor a business owned in whole or in part by an owner of the applicant business?
    a. Yes
    b. No


43


Payroll


Does your business have payroll records?
    a. Yes
    b. No (mostly-applies to sole proprietorships)

44

Payroll

Are there any owners or officers of the business that do not appear on the payroll records?
    a. Yes
    b. No

45

Payroll
Were any of the applicant business's employees obtained from a temporary employee agency, from a leasing
company or through a union agreement, or co-employed pursuant to a professional employer organization
    a. Yes
    b. No

Upload supporting documentation.	Prior Ownership Documentation

Upload a copy of the written agreement (executory agreement, voting trust, or other arrangements) with conditions.	Written Agreement

Fictitious Name Certificate or Certificate of Trade Name, as applicable.	Fictitious Name Certificate

TPC Certificate	Third Party Certification or Certification Letter

1040 Schedule C, or IRS SS4 TIN issuance letter with correct name and EIN	1040 Schedule C, or IRS SS4 TIN

Bylaws (called resolutions for nonprofits) are the internal governance documents of a corporation. They define how key business decisions are made, as well
as officer and shareholders' duties, powers, and responsibilities. It's widely recommended to create one to protect yourself and your business, even if your state doesn't mandate it.

Current Bylaws and Related Amendments

An operating agreement describes the structure of your company's financial and functional decisions. It defines how key business decisions are made, as well
as each member's duties, powers and responsibilities. It's widely recommended to create one to protect yourself and your business, even if your state doesn't Operating Agreements mandate it.

Transfer Asset Agreement of Ownership (if applicable) within last 2 years.	Transfer Asset Agreement of Ownership

Business Management Experience	Evidence of Substantial Business Management

Business' Current Finances	Current Financial Position Evidence

Performance on Contracts	Past Performance Evidence

Upload a signed Representatives and Fees Form and consulting agreement.	Signed Representatives and Fees Form and Consulting Agreement

Proof of compliance with repayment plan if applicable.	Proof of Compliance with a Repayment Plan

The Federal Acquisition Regulation Subpart 3.6 places restrictions on Federal Government employees which may prevent your business from acquiring
contracts or create conflicts of interest. In addition, there are limitations on SBA�s ability to provide assistance to government employees. Reference 13 CFR Letter of No Objection from the Ethics Official 105.301.

Upload Federal Tax Returns for the past 3 years.	Federal Tax Returns

Executory agreement, voting trust, or other arrangements, plus conditions.	Written Executory Agreement with Conditions

Upload evidence of the current status of the charges.	Evidence of the Current Status of Charges

Upload details including dates, locations, fines, sentences (misdemeanor or felony), dates of parole/probation, unpaid fines or penalties, name(s) under which charged, and any other pertinent information. Include expunged records.

Document Containing Conviction Details

Upload property tax bill and/or insurance policy showing the physical address of the principal office.	Property Tax Bill and/or Insurance Policy

Upload attestation from the landlord and proof of payment for three months leading up to the application date.	Attestation from the Landlord and Proof of Payment

Upload most recent utility bill.	Utility Bill

Supporting documents	Immediate Family Member Asset Transfer

Upload your Wage and Tax Statements (W-2s) for the last three years. If you filed your tax return jointly with a spouse, upload your spouse's W-2s for the last three years as well.

Wage and Tax Statements (W-2s)

Upload information on the terms and restrictions of the account(s). Supplying the most recent account statement from your IRA provider will suffice in most cases. SBA will not include the funds in calculating your net worth if the statement indicates that the funds are not available until retirement age without a significant penalty.


Roth IRA Account Statement(s)