Registry of Nonbank Covered Persons Subject to Certain Agency and Court Orders

The Bureau has proposed requiring registration by certain nonbank covered person entities (with exclusions for insured depository institutions, insured credit unions, related persons, States, natural persons, and certain entities excluded from the exercise of the Bureau’s rulemaking authority under the circumstances described in 12 U.S.C. 5517 and 5519) of certain final public orders obtained or issued by a Federal, State, or local agency based on an alleged violation of a “covered law.”. Under the proposal, the term “covered law” would include, to the extent that the violation of law found or alleged arises out of conduct in connection with the offering or provision of a consumer financial product or service

The latest form for Registry of Nonbank Covered Persons Subject to Certain Agency and Court Orders expires 2027-08-31 and can be found here.

Registration Provision (Initial Identification)

Federal Enterprise Architecture: Economic Development - Financial Sector Oversight