Fingerprinting Plans of Self-Regulatory Organizations. (17 CFR 240.17f-2(c))

OMB 3235-0029

OMB 3235-0029

Rule 17f-2(c) allows persons required to be fingerprinted pursuant to Section 17(f)(2) of the Securities Exchange Act of 1934 to submit their fingerprints through a registered securities exchange or a national securities association in accordance with a plan submitted to and approved by the Commission.

The latest form for Fingerprinting Plans of Self-Regulatory Organizations. (17 CFR 240.17f-2(c)) expires 2021-02-28 and can be found here.

All Historical Document Collections
Extension without change of a currently approved collection 2021-02-12
Approved without change
Extension without change of a currently approved collection 2017-12-15
Approved without change
Extension without change of a currently approved collection 2014-09-29
Approved without change
Extension without change of a currently approved collection 2011-08-26
Approved without change
Extension without change of a currently approved collection 2008-09-16
Approved without change
Extension without change of a currently approved collection 2005-09-20
Approved without change
Extension without change of a currently approved collection 2002-09-20
Approved without change
Extension without change of a currently approved collection 1999-08-17
Approved without change
Extension without change of a currently approved collection 1996-09-04
Approved without change
Extension without change of a currently approved collection 1993-08-04
Approved without change
Extension without change of a currently approved collection 1990-10-09
Approved without change
Extension without change of a currently approved collection 1987-09-29
Approved without change
Extension without change of a currently approved collection 1984-07-11
Approved without change
New collection (Request for a new OMB Control Number) 1981-07-21
OMB Details

Electronic Fingerprint Submissions

Federal Enterprise Architecture: Economic Development - Financial Sector Oversight


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