Fingerprinting Plans of Self-Regulatory Organizations. (17 CFR 240.17f-2(c))

OMB 3235-0029

Rule 17f-2(c) allows persons required to be fingerprinted pursuant to Section 17(f)(2) of the Securities Exchange Act of 1934 to submit their fingerprints through a registered securities exchange or a national securities association in accordance with a plan submitted to and approved by the Commission.

The latest form for Fingerprinting Plans of Self-Regulatory Organizations. (17 CFR 240.17f-2(c)) expires 2021-02-28 and can be found here.

Latest Forms, Documents, and Supporting Material

Document Name
3235-0029 30 Day Notice.pdf Supplementary Document
3235-0029 60 Day Notice.pdf Supplementary Document
DGL REVISED 2020 17f-2(c) Supporting Statement (004).pdf Supporting Statement A
DST Comment Letter re Fingerprinting Process Information Collection for SEC 17f-2 Nov_6_17.pdf Supplementary Document
Electronic Fingerprint Submissions
Paper Fingerprint Submissions

All Historical Document Collections

202011-3235-010 Approved with change	Extension without change of a currently approved collection	2021-02-12
201707-3235-011 Approved without change	Extension without change of a currently approved collection	2017-12-15
201406-3235-003 Approved without change	Extension without change of a currently approved collection	2014-09-29
201106-3235-005 Approved without change	Extension without change of a currently approved collection	2011-08-26
200807-3235-008 Approved without change	Extension without change of a currently approved collection	2008-09-16
200509-3235-007 Approved without change	Extension without change of a currently approved collection	2005-09-20
200209-3235-005 Approved without change	Extension without change of a currently approved collection	2002-09-20
199908-3235-014 Approved without change	Extension without change of a currently approved collection	1999-08-17
199609-3235-002 Approved without change	Extension without change of a currently approved collection	1996-09-04
199308-3235-016 Approved without change	Extension without change of a currently approved collection	1993-08-04
199010-3235-009 Approved without change	Extension without change of a currently approved collection	1990-10-09
198709-3235-007 Approved without change	Extension without change of a currently approved collection	1987-09-29
198407-3235-001 Approved without change	Extension without change of a currently approved collection	1984-07-11
198107-3235-007 Approved without change	New collection (Request for a new OMB Control Number)	1981-07-21

OMB Details

Electronic Fingerprint Submissions

Federal Enterprise Architecture: Economic Development - Financial Sector Oversight