OMB.report

Federal forms, ICRs, and supporting documents

OMB control number

Fingerprinting Plans of Self-Regulatory Organizations. (17 CFR 240.17f-2(c))

OMB 3235-0029 · SEC.

OMB 3235-0029

Rule 17f-2(c) allows persons required to be fingerprinted pursuant to Section 17(f)(2) of the Securities Exchange Act of 1934 to submit their fingerprints through a registered securities exchange or a national securities association in accordance with a plan submitted to and approved by the Commission.

The latest form for Fingerprinting Plans of Self-Regulatory Organizations. (17 CFR 240.17f-2(c)) expires 2027-09-30 and is listed under ICR 202405-3235-011.

Latest Forms, Documents, and Supporting Material

Latest forms, documents, and information collections
DocumentType
89 FR 65421 (OMB 3235-0029).pdf Supplementary Document
89 FR 48476 (OMB 3235-0029).pdf Supplementary Document
Supporting Statement_Rule 17f-2(c) 2024 DGL REVISED.pdfSupporting Statement A
3235-0029 30 Day Notice.pdf Supplementary Document
3235-0029 60 Day Notice.pdf Supplementary Document
DST Comment Letter re Fingerprinting Process Information Collection for SEC 17f-2 Nov_6_17.pdf Supplementary Document
Electronic Fingerprint Submissions Information collection
Paper Fingerprint Submissions Information collection

All Historical Document Collections

Historical document collections
ReferenceFilingReceivedConcludedAction
202405-3235-011 Extension without change of a currently approved collection 2024-08-09
202011-3235-010 Extension without change of a currently approved collection 2021-02-12 Approved with change
201707-3235-011 Extension without change of a currently approved collection 2017-12-15 Approved without change
201406-3235-003 Extension without change of a currently approved collection 2014-09-29 Approved without change
201106-3235-005 Extension without change of a currently approved collection 2011-08-26 Approved without change
200807-3235-008 Extension without change of a currently approved collection 2008-09-16 Approved without change
200509-3235-007 Extension without change of a currently approved collection 2005-09-20 Approved without change
200209-3235-005 Extension without change of a currently approved collection 2002-09-20 Approved without change
199908-3235-014 Extension without change of a currently approved collection 1999-08-17 Approved without change
199609-3235-002 Extension without change of a currently approved collection 1996-09-04 Approved without change
199308-3235-016 Extension without change of a currently approved collection 1993-08-04 Approved without change
199010-3235-009 Extension without change of a currently approved collection 1990-10-09 Approved without change
198709-3235-007 Extension without change of a currently approved collection 1987-09-29 Approved without change
198407-3235-001 Extension without change of a currently approved collection 1984-07-11 Approved without change
198107-3235-007 New collection (Request for a new OMB Control Number) 1981-07-21 Approved without change

OMB Details

Electronic Fingerprint Submissions

Federal Enterprise Architecture: Economic Development - Financial Sector Oversight