OMB control number

Exchange Act Rule 12d2-1 (17 CFR 240.12d2-1): Suspension of Trading

OMB 3235-0081 · SEC.

OMB 3235-0081

Rule 12d2-1, which was adopted in 1935, requires that national securities exchanges send written notice to the Commission of all trading suspensions. This provides the Commission with information necessary to determine whether suspensions have been accomplished in accordance with federal securities laws and exchange rules.

The latest form for Exchange Act Rule 12d2-1 (17 CFR 240.12d2-1): Suspension of Trading expires 2027-12-31 and is listed under ICR 202408-3235-007.

Latest Forms, Documents, and Supporting Material

Latest forms, documents, and information collections
Document	Type
89 FR 88842 (OMB 3235-0081).pdf	Supplementary Document
89 FR 68227 (OMB 3235-0081).pdf	Supplementary Document
Supporting Statement_Rule 12d2-1 2024 DGL REVISED.docx	Supporting Statement A
Exchange Act Rule 12d2-1 (17 CFR 240.12d2-1): Suspension of Trading	Information collection

All Historical Document Collections

Historical document collections
Reference	Filing	Received	Action
202408-3235-007	Extension without change of a currently approved collection	2024-11-08
202107-3235-002	Extension without change of a currently approved collection	2021-10-25	Approved without change
201804-3235-010	Extension without change of a currently approved collection	2018-07-24	Approved without change
201411-3235-001	Extension without change of a currently approved collection	2015-03-31	Approved without change
201111-3235-014	Extension without change of a currently approved collection	2012-01-26	Approved without change
200812-3235-012	Extension without change of a currently approved collection	2008-12-31	Approved without change
200510-3235-003	Extension without change of a currently approved collection	2005-10-11	Approved without change
200208-3235-011	Extension without change of a currently approved collection	2002-08-09	Approved without change
199908-3235-017	Extension without change of a currently approved collection	1999-08-17	Approved without change
199609-3235-008	Extension without change of a currently approved collection	1996-09-16	Approved without change
199308-3235-031	Extension without change of a currently approved collection	1993-08-25	Approved without change
199101-3235-003	Reinstatement with change of a previously approved collection	1991-01-23	Approved without change
198710-3235-022	Extension without change of a currently approved collection	1987-10-27	Approved without change
198408-3235-009	Extension without change of a currently approved collection	1984-08-17	Approved without change
198108-3235-029	New collection (Request for a new OMB Control Number)	1981-08-24	Approved without change