Exchange Act Rule 12d2-1 (17 CFR 240.12d2-1): Suspension of Trading

OMB 3235-0081

OMB 3235-0081

Rule 12d2-1, which was adopted in 1935, requires that national securities exchanges send written notice to the Commission of all trading suspensions. This provides the Commission with information necessary to determine whether suspensions have been accomplished in accordance with federal securities laws and exchange rules.

The latest form for Exchange Act Rule 12d2-1 (17 CFR 240.12d2-1): Suspension of Trading expires 2021-10-31 and can be found here.

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