OMB control number

Rule 30b1-10 (17 CFR 270.30b1-10) under the Investment Company Act of 1940, "Current report for open-end management investment companies" and Form N-LIQUID, "Current report, open-end investment compan

OMB 3235-0754 · SEC.

OMB 3235-0754

Rule 30b1-10 requires investment companies, other than those regulated as money market funds under rule 2a-7 of the Investment Company Act, that experience certain specified events to file Form N-RN with the Commission, generally within one business day after occurrence of the event. Form N-RN is the form that sets forth the information required to be provided under rule 30b1-10.

The latest form for Rule 30b1-10 (17 CFR 270.30b1-10) under the Investment Company Act of 1940, "Current report for open-end management investment companies" and Form N-LIQUID, "Current report, open-end investment compan expires 2027-01-31 and is listed under ICR 202305-3235-015.

Latest Forms, Documents, and Supporting Material

Latest forms, documents, and information collections
DocumentType
3235-0754.pdf Supplementary Document
3235-0754.pdf Supplementary Document
Supporting Statement Rule 30b1-10 (2023).pdfSupporting Statement A
Investment Company Act Rule 30b1-10 and Form N-LIQUID Information collection

All Historical Document Collections

Historical document collections
ReferenceFilingReceivedConcludedAction
202305-3235-015 Extension without change of a currently approved collection 2023-12-01 Approved without change
202101-3235-022 Revision of a currently approved collection 2021-01-27 Approved without change
202005-3235-024 Extension without change of a currently approved collection 2020-08-27 Approved with change
202001-3235-020 Revision of a currently approved collection 2020-02-12 Comment filed on proposed rule and continue
201703-3235-013 New collection (Request for a new OMB Control Number) 2017-06-22 Approved without change
201612-3235-026 New collection (Request for a new OMB Control Number) 2016-12-22 Comment filed on proposed rule