Rule 30b1-10 (17 CFR 270.30b1-10) under the Investment Company Act of 1940, "Current report for open-end management investment companies" and Form N-LIQUID, "Current report, open-end investment compan

ICR 201703-3235-013

OMB: 3235-0754

Federal Form Document

Forms and Documents
Document
Name
Status
Supporting Statement A
2017-05-09
IC Document Collections
IC ID
Document
Title
Status
224869
Modified
ICR Details
3235-0754 201703-3235-013
Historical Active 201612-3235-026
SEC IM-270-803
Rule 30b1-10 (17 CFR 270.30b1-10) under the Investment Company Act of 1940, "Current report for open-end management investment companies" and Form N-LIQUID, "Current report, open-end investment compan
New collection (Request for a new OMB Control Number)   No
Regular
Approved without change 12/01/2017
Retrieve Notice of Action (NOA) 06/22/2017
  Inventory as of this Action Requested Previously Approved
12/31/2020 36 Months From Approved
69 0 0
941 0 0
0 0 0

Rule 30b1-10 requires investment companies, other than those regulated as money market funds under rule 2a-7 of the Investment Company Act, that experience certain specified events to file Form N-LIQUID with the Commission, generally within one business day after occurrence of the event. Form N-LIQUID is the form that sets forth the information required to be provided under rule 30b1-10.

US Code: 15 USC 80a Name of Law: Investment Company Act of 1940
  
None

3235-AL61 Final or interim final rulemaking 81 FR 82142 11/18/2016

No

1
IC Title Form No. Form Name
Investment Company Act Rule 30b1-10 and Form N-LIQUID

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 69 0 0 0 69 0
Annual Time Burden (Hours) 941 0 0 0 941 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No
This is the first request for approval of the collection of information for rule 30b1-10 and Form N-LIQUID.

No
    No
    No
No
No
No
Uncollected
Zeena Abdul-Rahman 202 551-4099

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
06/22/2017


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