Rule 30b1-10 (17 CFR 270.30b1-10) under the Investment Company Act of 1940, "Current report for open-end management investment companies" and Form N-LIQUID, "Current report, open-end investment compan
ICR 202001-3235-020
OMB: 3235-0754
Federal Form Document
⚠️ Notice: This information collection may be outdated. More recent filings for OMB 3235-0754 can be found here:
Rule 30b1-10 (17 CFR
270.30b1-10) under the Investment Company Act of 1940, "Current
report for open-end management investment companies" and Form
N-LIQUID, "Current report, open-end investment compan
OMB files this
comment in accordance with 5 CFR 1320.11( c ). This OMB action is
not an approval to conduct or sponsor an information collection
under the Paperwork Reduction Act of 1995. This action has no
effect on any current approvals. If OMB has assigned this ICR a new
OMB Control Number, the OMB Control Number will not appear in the
active inventory. For future submissions of this information
collection, reference the OMB Control Number provided. Pursuant to
5 CFR 1320.11(c), OMB files this comment on this information
collection request (ICR). The agency shall examine public comment
in response to the NPRM and will describe in the supporting
statement of its next collection any public comments received
regarding the collection as well as why (or why it did not)
incorporate the commenter’s recommendation. The next submission to
OMB must include the draft final rule.
Inventory as of this Action
Requested
Previously Approved
12/31/2020
36 Months From Approved
12/31/2020
69
0
69
941
0
941
0
0
0
Rule 30b1-10 requires investment
management companies, other than those regulated as money market
funds under rule 2a-7 of the Investment Company Act, that
experience certain specified events to file Form N-RN with the
Commission, generally within one business day after occurrence of
the event. Form N-RN is the form that sets forth the information
required to be provided under rule 30b1-10.
US Code:
15
USC 80a Name of Law: Investment Company Act of 1940
The estimated hourly burden
associated with Form N-RN has increased from 941 hours to 965 hours
(an increase of 24 hours). The change in burden hours is due to the
estimates of the time burden that will result from our amendments
affecting Form N RN. The Commission does not estimate any change in
cost burden.
No
No
No
No
No
No
Uncollected
Asaf Barouk 202
551-4029
No
On behalf of this Federal agency, I certify that
the collection of information encompassed by this request complies
with 5 CFR 1320.9 and the related provisions of 5 CFR
1320.8(b)(3).
The following is a summary of the topics, regarding
the proposed collection of information, that the certification
covers:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a
benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control
number;
If you are unable to certify compliance with any of
these provisions, identify the item by leaving the box unchecked
and explain the reason in the Supporting Statement.