Personal Financial Statement

OMB 3245-0188

The regulations for SBA's business loans and disaster loan programs require loan guarantors and individual owners of the small business applicant to submit information on their assets and liabilities to help determine applicant's creditworthiness and repayment ability. For the 8(a) Business Development (BD), Small Disadvantaged Business (SDB), and Women-Owned Small Business (WOSB) programs SBA collects the information from applicants and participants in those programs to determine whether they meet the economic disadvantage requirements to participate in these programs.

The latest form for Personal Financial Statement expires 2021-03-31 and can be found here.

Latest Forms, Documents, and Supporting Material

Document Name
Form SBA Form 413 Personal Financial Statement Form and Instruction
3245-0188 Small Business Investment Act 1958 - 15 USC 695 5-30-2024.pdf Supplementary Document
3245-0188 Laws and Regs SBA Form 413 5-30-2024.docx Supplementary Document
3245-0188 BA Act (updated 5-30-2024.pdf Supplementary Document
3245-0188 13 CFR 102.7 Confidential Commercial Information 5-30-2024.docx Supplementary Document
3245-0188 Supporting Statement - SBA Form 413 5-30-2024.docx Supporting Statement A
Personal Financial Statement Form and Instruction

All Historical Document Collections

202405-3245-004 Approved with change	Revision of a currently approved collection	2024-05-30
202111-3245-002 Approved without change	No material or nonsubstantive change to a currently approved collection	2021-11-22
202103-3245-013 Approved without change	Revision of a currently approved collection	2021-03-31
201801-3245-003 Approved without change	Revision of a currently approved collection	2018-01-31
201409-3245-002 Approved with change	Revision of a currently approved collection	2014-09-30
201108-3245-002 Approved with change	Revision of a currently approved collection	2011-08-30
200805-3245-001 Approved without change	Extension without change of a currently approved collection	2008-05-01
200501-3245-001 Approved without change	Reinstatement without change of a previously approved collection	2005-01-21
200109-3245-002 Approved without change	Reinstatement without change of a previously approved collection	2001-09-27
199708-3245-005 Approved without change	No material or nonsubstantive change to a currently approved collection	1997-08-15
199702-3245-003 Approved without change	Reinstatement without change of a previously approved collection	1997-02-03
199403-3245-001 Approved without change	Revision of a currently approved collection	1994-03-25
199208-3245-005 Approved without change	Revision of a currently approved collection	1992-08-28
198908-3245-002 Approved without change	Extension without change of a currently approved collection	1989-08-02
198707-3245-012 Approved with change	No material or nonsubstantive change to a currently approved collection	1987-07-07
198607-3245-005 Approved without change	Revision of a currently approved collection	1986-07-30
198407-3245-010 Approved without change	New collection (Request for a new OMB Control Number)	1984-07-16