Regulations and Forms Relating to Registration with the Commission

ICR 199606-3038-002

OMB: 3038-0023

Federal Form Document

Forms and Documents
Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
IC Document Collections
ICR Details
3038-0023 199606-3038-002
Historical Active 199302-3038-001
CFTC
Regulations and Forms Relating to Registration with the Commission
Extension without change of a currently approved collection   No
Regular
Approved without change 07/30/1996
Retrieve Notice of Action (NOA) 06/20/1996
  Inventory as of this Action Requested Previously Approved
07/31/1999 07/31/1999 07/31/1996
60,840 0 55,180
18,910 0 10,975
0 0 0

This collection allows APs of CTAs, CPOs, FCMs, and IBs to petition for exemption from the requirement of Rule 3.12 that they be registered. It also allows for petitions for exemption from the requirement that registrants re-register in certain cases. It further permits maintaining documents of compliance with ethics training requirements.

None
None


No

1
IC Title Form No. Form Name
Regulations and Forms Relating to Registration with the Commission

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 60,840 55,180 0 0 5,660 0
Annual Time Burden (Hours) 18,910 10,975 0 0 7,935 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
06/20/1996


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