Rules, Regulations, and Forms for Domestic and Foreign Futures and Options Relating to Registration with the Commission

ICR 199901-3038-001

OMB: 3038-0023

Federal Form Document

Forms and Documents
Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
ICR Details
3038-0023 199901-3038-001
Historical Active 199807-3038-001
CFTC
Rules, Regulations, and Forms for Domestic and Foreign Futures and Options Relating to Registration with the Commission
Extension without change of a currently approved collection   No
Regular
Approved without change 05/26/1999
Retrieve Notice of Action (NOA) 01/20/1999
  Inventory as of this Action Requested Previously Approved
05/31/2002 05/31/2002 09/30/2001
76,750 0 76,685
12,640 0 12,544
0 0 0

The Commodity Exchange Act requires the registration of industry professionals, both foreign and domestic. The rules also require a registrant to provide their customers with a standard statement describing some of the risks of trading futures and options. In the attached Federal Register notice, the Commodity Futures Trading Commission is proposing to adopt amendments to Commission Rules 30.5 and 30.6. The amendments will revise the procedure by which persons may obtain an exemption from registration under Rule 30.5 and will require CPOs and CTAs to provide U.S. customers with certain disclosure.

None
None


No

1
IC Title Form No. Form Name
Rules, Regulations, and Forms for Domestic and Foreign Futures and Options Relating to Registration with the Commission 7-R, 8-R, 8-T, 3-R

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 76,750 76,685 0 65 0 0
Annual Time Burden (Hours) 12,640 12,544 0 96 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
Yes
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
01/20/1999


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