Submission Requirements for the Capital Advance Program Section 202/811

Forms and Documents

Document Name	Status
Form HUD 90167-CA Submission Requirements for the Capital Advance Program Section 202/811 Form and Instruction	Modified
83C.doc Justification for No Material/Nonsubstantive Change	2007-11-01

IC Document Collections

IC ID	Document Title	Status
27215	Submission Requirements for the Capital Advance Program Section 202/811 Form and Instruction	Modified

ICR Details

OMB Control No: 2502-0470	ICR Reference No: 200711-2502-001
Status: Historical Active	Previous ICR Reference No: 200701-2502-008
Agency/Subagency: HUD/OH	Agency Tracking No:
Title: Submission Requirements for the Capital Advance Program Section 202/811
Type of Information Collection: No material or nonsubstantive change to a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 01/28/2008
	Date Received in OIRA: 11/01/2007
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	05/31/2010	05/31/2010	05/31/2010
Responses	21,305	0	21,305
Time Burden (Hours)	8,690	0	8,690
Cost Burden (Dollars)	0	0	0

---

Abstract: This collection facilitates the processing of all Sections 202 and 811 capital advance projects from firm commitment through final closing. Second, it allows for the collection of information under the mixed-finance section of this program so that those owners who wish to partner with for-profit limited partners can participate in the development and management of supportive housing. And lastly, it allows for the collection of information to satisfy the reporting requirements for owners who receive predevelopment grant funds.

---

Authorizing Statute(s): US Code: 42 USC 8013(k)(6) Name of Law: Conston-Gonzalez National Affordable Housing Act
   US Code: 12 USC 1701q Name of Law: AHEO Act
  

Citations for New Statutory Requirements: None

---

Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

---

Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	71 FR 167	08/29/2006
30-day Notice:	Federal Register Citation:	Citation Date:
	72 FR 18	01/29/2007
Did the Agency receive public comments on this ICR? No

---

Number of Information Collection (IC) in this ICR: 1

IC Title	Form No.	Form Name
Submission Requirements for the Capital Advance Program Section 202/811	9839-A, 9839-B, 2880, SF269, SF1199A, SF LLL, 90172A-CA, 92443-CA, 92450-CA, 92452-A, 92452-CA, 90175-CA, 92264, 92464, 90166A-CA, 90173A-CA, 92452, 92013-SUPP, 935.2, 92458, 2530, 93566.1-CA, 93480, 2328, 2554, HUD-90163-CA, 92485, 92580-CA, 93432-CA, 93479, 93481, 90164-CA, 90165-CA, 90166-CA, 90170-CA, 90171-CA, 90176-CA, 90177-CA, 91732A-CA, 90169.1-CA, 90169-CA, 92330-A, 90172B-CA, 90173B-CA, 90173C-CA, 90175.1-CA, 90178-CA, 90179-CA, 92329, 92330, 92331, 92403-1, 92403-CA, 92433-CA, 92434-CA, 92435-CA, 92437, 92442A-CA, 92442-CA, 92448, 92457, 92466.1-CA, 92466-CA, 92476-A, 92476A-CA, 92013, HUD 90167-CA, 93566-CA, FM1006, 2453.1-CA, 9832	Capital Advance Agreement ,   Capital Advance Program Use Agreement ,   Property Insurance Requirements ,   Capital Advance Mixed Finance Program Regulatory Agreement ,   Capital Advance Program Regulatory Agreement Housing for the Elderly or Handicapped (Nonprofit) ,   Escrow Agreement Additional Contribution by Sponsors ,   Escrow Agreement Additional Contribution by Sponsors ,   Permission to Occupy Project Mortgages ,   Maximum Capital Advance ,   Capital Advance Program Mortgage Note ,   Schedule A Monthly Report for Establishing Net Income ,   Schedule B Schedule of Disbursements ,   Schedule C Schedule of Accounts Payable ,   Mixed-Finance Capital Advance Program Agreement & Certification ,   Capital Advance Program Agreement & Certification ,   Request for Verification of Deposit ,   Affirmative Fair Housing Marketing Plan ,   Contractor's and/or Mortgagor's Cost Breakdown Schedules of Values ,   Firm Commitment for Capital Advance Financing Upon Project Completion ,   Previous Participation Certification ,   Supplementary Conditions of the Contract for Construction ,   Management Entity Profile ,   Project Owner's Certification for Owner-Managed Multifamily Housing Projects ,   Project Owner's/Management Agent's Certification for Multifamily Housing Projects for Identity-of-Interest or Independent Management Agents ,   Applicant/RecipientDisclosure/Update Report ,   FINANCIAL STATUS REPORT ,   Direct Deposit Sign-Up Form ,   DISCLOSURE OF LOBBYING ACTIVITIES ,   Owner's Certificate ,   OWNER CERTIFICATIONS - SECTION 811 PROGRAM ,   OWNER CERTIFICATIONS -SECTION 202 PROGRAM ,   Request for Construction Changes on Project Mortgages ,   Capital Advance Program Construction Contract Cost Plus ,   Capital Advance Program Construction Contract Lump Sum ,   Construction Contract Incentive Payment ,   Contractor's Requisition Project Mortgages ,   Capital Advance Program Completion Assurance Agreement ,   PERFORMANCE BOND-DUAL OBLIGEE ,   PAYMENT BOND ,   Performance-Payment Bond Dual Obligee ,   HUD Survey Instructions and Report for Insured Multifamily Projects ,   Rent Schedule Low Rent Housing ,   Request for Approval of Advance of Escrow Funds ,   Instructions for the Preparation of Mortgage Deed of Trust or Security Deed ,   Capital Advance Program Owner's Attorney's Closing Opinion ,   Escrow Agreement for Off-Site Facilities ,   Escrow Agreement for Unpaid Construction Costs ,   Capital Advance Program Escrow Deposit Agreement ,   Capital Advance Program Off-Site Bond ,   Certificate of Incorporation ,   Guide for Opinion Of Owner?s Counsel ,   Design Architect�s Certification ,   Amendment to AIA Document B181, Standard Form of Agreement Between Owner and Architect for Housing Services ,   Part I of the Agreement to Enter into a Project Rental Assistance Contract ,   Part II of the Agreement to Enter into a Project Rental Assistance Contract ,   Part I of the Project Rental Assistance Contract ,   Part II of the Project Rental Assistance Contract ,   Project Rental Assistance Contract Amendment ,   Request for Closing on Completion Certificate of Construction Lender, Mixed-Finance Owner, and General Contractor ,   Request for Final Closing ,   General Depository Agreement ,   LAND APPRAISAL CHECKLIST FOR GROUP HOMES UNDER THE SECTION 811 CAPITAL ADVANCE PROGRAM ,   Application for Multifamily Housing Project ,   Supplement to Application for a Multifamily Housing Project ,   Multifamily Summary Appraisal Report ,   Property Insurance Schedule Insurable Values for Property Insurance Coverages ,   Mortgagor's Certificate of Actual Cost ,   Contractor's Certificate of Actual Cost ,   Summary of Cost Certification Review Cost Section ,   Mortgagor's and Architect's Certificate of Payment ,   Requisition for Disbursement of Funds

---

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	21,305	21,305	0	0	0	0
Annual Time Burden (Hours)	8,690	8,690	0	0	0	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: This submission updates all forms that are essential to the firm commitment and final closing stage of the Section 202 and Section 811 Capital Advance Program; in addition it includes a request to have several new forms included in the collection.

---

Annual Cost to Federal Government: $37,821

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? Uncollected

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? Uncollected

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? Uncollected

Is this ICR related to the Pandemic Response? Uncollected

---

Common Form ICR:  No

---

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 11/01/2007

---