Reports to SBA; Provisions of 13 CFR 120.472

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
Statutory Attachment for Lender Oversight PRA.rtf	Supplementary Document	Uploaded 2008-11-07	Available
Reports_to_SBA 3245-0077.doc	Supporting Statement A	Uploaded 2008-11-06	Available

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
35628	Reports to SBA; Provisions of 13 CFR 120.472		Modified

ICR Details

OMB Control No: 3245-0077	ICR Reference No: 200811-3245-001
Status: Historical Active	Previous ICR Reference No: 200609-3245-007
Agency/Subagency: SBA	Agency Tracking No:
Title: Reports to SBA; Provisions of 13 CFR 120.472
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 01/15/2009
	Date Received in OIRA: 11/07/2008
Terms of Clearance:

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	01/31/2012	36 Months From Approved	12/31/2009
Responses	72	0	14
Time Burden (Hours)	8,352	0	1,120
Cost Burden (Dollars)	617,143	0	120,000

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Abstract: SBLCs and NFRL'S are non-depository lending institutions authorized by SBA primarily to make loans under section 7(a) of the Small Business Act. As sole regulator of these institutions, SBA requires them to submit audited financial statements annually as well as interim, quarterly financial statements and other reports to facilitate the Agency's oversight of these lenders.

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Authorizing Statute(s): US Code: 15 USC 634 Name of Law: Commerce and Trade
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
3245-AE14	Final or interim final rulemaking	72 FR 61752	10/31/2007

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Federal Register Notices & Comments

Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 1

table that charts list of burden

IC Title	Form No.	Form Name
Reports to SBA; Provisions of 13 CFR 120.472

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ICR Summary of Burden

table that charts list of burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	72	14	0	58	0	0
Annual Time Burden (Hours)	8,352	1,120	0	7,232	0	0
Annual Cost Burden (Dollars)	617,143	120,000	0	497,143	0	0

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Changing Regulations

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The increase is total cost from the current OMB approval collection is mainly attributable to the extension of the information collection to the 58 NFRL.

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Annual Cost to Federal Government: $8,470

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? Yes

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? Uncollected

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? Uncollected

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? Uncollected

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 11/07/2008

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