OE Recovery Act Financial Assistance Grants

ICR 200912-1910-010

OMB: 1910-5149

Federal Form Document

Forms and Documents
Document
Name
Status
Supplementary Document
2010-02-26
Supplementary Document
2010-01-28
Supporting Statement A
2010-02-26
Supplementary Document
2009-12-22
IC Document Collections
ICR Details
1910-5149 200912-1910-010
Historical Active
DOE/DOEOA Jaime Carlson-OE
OE Recovery Act Financial Assistance Grants
New collection (Request for a new OMB Control Number)   No
Emergency 12/22/2009
Approved with change 02/26/2010
Retrieve Notice of Action (NOA) 12/22/2009
This collection is approved with the following terms of clearance: DOE is approved as an emergency clearance to meet American Reinvestment Recovery Act requirements. This collection will be valid for six months. If DOE decides to continue use of the collection past the approved emergency request clearance time period, it must resubmit to OMB under the normal PRA clearance process for a three-year approval. Additional terms of clearance follow: 1)If DOE seeks renewal of this emergency collection, at 4 months following date of this collection's approval, DOE will begin to dialogue with OMB on burden impact and introducing a risk-tiered model where selected recipients could return to quarterly reporting; 2)Monthly data will be presumed to be for internal use, but where made public, DOE will caveat the data as "preliminary/informal and subject to change"; 3)DOE will include language reflective of terms 1) and 2) in both their supporting statements and guidance; 4)DOE will continue to collect jobs data on a quarterly rather than monthly basis.
  Inventory as of this Action Requested Previously Approved
08/31/2010 6 Months From Approved
1,656 0 0
3,312 0 0
621,000 0 0

The Department of Energy (DOE) requires collection of information for Recovery Act Smart Grid grants. Sections 1304 and 1306 of the Energy Independence and Security Act of 2007 (“EISA”), enacted on December 19, 2007, Pub. L. 110-140, and amended in Section 405 of the American Recovery and Reinvestment Act of 2009 (“ARRA”) authorize the Secretary of Energy (“Secretary”) to establish programs to make grants and financial assistance to eligible applicants for qualifying investments. The information to be gathered will provide current information required by DOE project managers to manage individual grants, respond to OMB, congressional and consumer requests, and to guide budget preparation.
DOE requests the emergency approval of these ICRs due to the timely nature of DOE’s investments made under the American Recovery and Reinvestment Act (Recovery Act). The Recovery Act appropriated $36.7 billion to DOE with the goal of stimulating the U.S. economy and creating jobs in a timely fashion. These weighty goals elevate the importance of the investments and demand a higher level of oversight and information. This view has been reinforced by DOE’s Inspector General who identified several issues related to the ability of Program Offices to track and manage projects. The information that would be collected through these ICRs would provide program directors with the data and management tools they need to avoid cost overruns and ensure DOE stimulus money is working to create U.S. jobs. Another concern shared by the program offices is that quarterly reporting, while well suited to research and development projects, is insufficient to address cost, schedule or other performance issues in upholding Recovery Act and Secretary Chu’s requirements. This view is not taken without regard for the burden it places on Recovery fund recipients. However, many recipients, in keeping with sound business practices, already have their own monthly reporting requirements and are already collecting much of the information requested in these ICRs.

None
None

Not associated with rulemaking

No

1
IC Title Form No. Form Name
OE Recovery Act Financial Assistance Grants

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 1,656 0 0 0 1,656 0
Annual Time Burden (Hours) 3,312 0 0 0 3,312 0
Annual Cost Burden (Dollars) 621,000 0 0 0 621,000 0
No
No

No
No
Uncollected
Uncollected
Yes
Uncollected
Christina Rouleau 301 903-6227 [email protected]

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
12/22/2009


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