Pursuant to 5
CFR 1320.11(c), OMB files this comment on this information
collection request (ICR). In accordance with 5 CFR 1320, OMB is
withholding approval at this time. The agency shall examine public
comment in response to the NPRM and will include in the supporting
statement of the next ICR--to be submitted to OMB at the final rule
stage--a description of how the agency has responded to any public
comments on the ICR, including comments on maximizing the practical
utility of the collection and minimizing the burden.
Inventory as of this Action
Requested
Previously Approved
05/31/2012
36 Months From Approved
07/31/2012
64,014
0
64,014
24,480
0
24,480
0
0
0
Commission's Part 1 regulations
amended (17CFR Part 1) and Part 23 regulations being adopted that
will require new categorites of registrant -- namely swap dealer
and major swap participants, to make certain reports and keep
certain records with respect to margin and capital
requirements
PL: Pub.L. 110 - 246 122 Stat 1651.2189.2204
Name of Law: Food, Conservation and Energy Act of 2008
PL: Pub.L. 111 - 203 124 Stat 1376 (2020) Name of Law: Dodd - Frank
Act
This an amendment to
(Regulations & Forms Pertaining to Financial Intergrity of the
Market Place)
$0
No
No
No
Yes
No
Uncollected
John Nowlin
202-418-5427
No
On behalf of this Federal agency, I certify that
the collection of information encompassed by this request complies
with 5 CFR 1320.9 and the related provisions of 5 CFR
1320.8(b)(3).
The following is a summary of the topics, regarding
the proposed collection of information, that the certification
covers:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a
benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control
number;
If you are unable to certify compliance with any of
these provisions, identify the item by leaving the box unchecked
and explain the reason in the Supporting Statement.