OMB files this
comment in accordance with 5 CFR 1320.11( c ). This OMB action is
not an approval to conduct or sponsor an information collection
under the Paperwork Reduction Act of1995. This action has no effect
on any current approvals. If OMB has assigned this ICR a new OMB
Control Number, the OMB Control Number will not appear in the
active inventory. For future submissions of this information
collection, reference the OMB Control Number provided. Pursuant to
5 CFR 1320.11(c), OMB files this comment on this information
collection request (ICR). In accordance with 5 CFR 1320, OMB is
withholding approval at this time. The agency shall examine public
comment in response to the NPRM and will describe in the preamble
of the final rule how the agency has maximized the practical
utility of the collection and minimized the burden. The next
submission to OMB must include the draft final rule.
Inventory as of this Action
Requested
Previously Approved
36 Months From Approved
0
0
0
0
0
0
0
0
0
In accordance with Section 763 of
Title VII of the Dodd-Frank Wall Street Reform and Consumer
Protection Act of 2010, Section 805 of Title VIII of the Dodd-Frank
Act, and Section 17A of the Securities Exchange Act of 1934, the
Securities and Exchange Commission is proposing rules regarding
registration of clearing agencies and standards for the operation
and governance of clearing agencies.
US Code:
15
USC 78c-3 Name of Law: Securities Exchange Act of 1934
US Code: 15
USC 78q-1 Name of Law: Securities Exchange Act of 1934
US Code:
15 USC 5464(a)(2) Name of Law: Wall Street Reform and Consumer
Protection Act
US Code: 12 USC 5464(a)(2) Name of Law: Wall
Street Reform and Consumer Protection Act
In accordance with Section 763
of Title VII of the Dodd-Frank Wall Street Reform and Consumer
Protection Act of 2010, Section 805 of Title VIII of the Dodd-Frank
Act, and Section 17A of the Securities Exchange Act of 1934, the
Securities and Exchange Commission is proposing rules regarding
registration of clearing agencies and standards for the operation
and governance of clearing agencies.
$0
No
No
No
Yes
No
Uncollected
Joseph horn 202
551-5765
No
On behalf of this Federal agency, I certify that
the collection of information encompassed by this request complies
with 5 CFR 1320.9 and the related provisions of 5 CFR
1320.8(b)(3).
The following is a summary of the topics, regarding
the proposed collection of information, that the certification
covers:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a
benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control
number;
If you are unable to certify compliance with any of
these provisions, identify the item by leaving the box unchecked
and explain the reason in the Supporting Statement.
PRA Supporting Statement Clearing Agency Standards 7-6-12.docx
Rule 3Cj-1(b) - Designation of Chief Compliance Officer