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ATTACHMENTS
Attachment 1: PREA Public Law 108-79
Page 2
Attachments 2A & 2B: NIS-4 Cognitive Testing Informed Consents (non-Inmate & Inmate)
Page 21
Attachment 3: Full IRB Approval Notice (NIS-3)
Page 25
Attachment 4: RTI IRB Determination for Cognitive Test
Page 26
Attachment 5: NIS-4 Cognitive Testing Protocol
Page 27
Attachment 6: NIS-4 Cognitive Interview Flyer
Page 42
Attachment 7: Non-Inmate Receipt for Participation
Page 43
Attachment 8: Recruiting Script
Page 44
117 STAT. 972
PUBLIC LAW 108-79-SEPT. 4, 2003
Public Law 108-79
108th Congress
An Act
Sept. 4, 2003
[So 1435]
Prison Rape
Elimination Act
of 2003.
45 use
15601 note.
To provide for the analysis of the incidence and effects of prison rape in Federal, State, and
local institutions and to provide information, resources,· recommendations, and funding to
protect individuals from prison rape.
Be it enacted by the Senate and House of Representatives of the
United States of America in Congress assembled,
SECTION l.SHORT TITLE; TABLE OF CONTENTS.
(a) SHORT TITLE.-This Act may be cited as the "Prison Rape
Elimination Act of 2003".
(b) TABLE OF CONTENTS.-The table of contents of this Act is
as follows:
Sec. 1. Short title; table of contents.
Sec. 2. Findings.
Sec. 3. Purposes.
Sec. 4. National prison rape statistics, data, and research. Sec. 5.
Prison rape prevention and prosecution.
Sec. 6. Grants to protect inmates and safeguard communities. Sec.
7. National Prison Rape Reduction Commission.
Sec. 8. Adoption and effect of national standards.
Sec. 9. Requirement that accreditation organizations adopt accreditation standards. Sec. 10.
Definitions.
42 use 15601.
SEC. 2. FINDINGS.
Congress makes the following findings:
(1) 2,100,146 persons were incarcerated in the United States
at the end of 2001: 1,324,465 in Federal and State prisons and
631,240 in county and local jails. In 1999, there were more than
10,000,000 separate admissions to and discharges from prisons
and jails.
(2) Insufficient research has been conducted and insufficient
data reported on the extent of prison rape. However, experts have
conservatively estimated that at least 13 percent of the inmates in
the United States have been sexually assaulted in prison. Many
inmates have suffered repeated assaults. Under this estimate,
nearly 200,000 inmates now incarcerated have been or will be the
victims of prison rape. The total number of inmates who have
been sexually assaulted in the past 20 years likely exceeds
1,000,000.
(3) Inmates with mental illness are at increased risk of sexual
victimization. America's jails and prisons house more mentally ill
individuals than all of the Nation's psychiatric hospitals combined.
As many as 16 percent of inmates in State prisons and jails, and 7
percent of Federal inmates, suffer from mental illness.
( 4) Young first-time offenders are at increased risk of sexual
victimization. Juveniles are 5 times more likely to be sexually
PUBL I C LAW 108-79-S E P T . 4, 2003
117 STAT.
973
assaulted in adult rather than juvenile facilities -often within the first 48 hours of
incarceration.
(5) Most prison staff are not adequately trained or prepared to prevent,
report, or treat inmate sexual assaults.
(6) Prison rape often goes unreported, and inmate victims often receive
inadequate treatment for the severe physical and psychological effects of sexual
assault -if they receive treatment at all.
(7) HIV and AIDS are major public health problems within America's
correctional facilities. In 2 000, 25,088 inmates in Federal and State prisons were
known to be infected with HIV/AIDS. In 2000, HIV/AIDS accounted for more
than 6 percent of all deaths in Federal and State prisons. Infection rates for other
sexually transmitted diseases, tuberculosis , and hepa titis Band C are also far
greater for prisoners than for the American population as a whole. Prison rape
undermines the public health by contributing to the spread of these diseases, and
often giving a potential death sentence to its victims.
(8) Prison rape endangers the public safety by making brutalized inmates
more likely to commit crimes when they are released -as 600,000 inmates are
each year. '
(9) T he frequently interracial character of prison sexual assaults
significantly exacerbates interracial' tensions, both within prison and, upon
release of perpetrators and victims from prison, in the community at large.
(10) Prison rape increases the level of homicides and other violence against
inmates and staff, and the risk of insurrections and riots.
(11) Victims of prison rape suffer severe physical and psychological effects
that hinder their ability to integrate into the community and maintain stable
employment upon their release from prison. T hey are thus more likely to
become home less and/or require government assistance.
(12) Members of the public and government officials are largely unaware of
the epidemic character of prison rape and
the day-to-day horror experienced by victimized inmates.
'
(13) T he high incidence of sexua l assault within prisons involves actual and
potential violations of the United States Constitution. In Farmer v. Brennan, 511
U.S. 825 (1994), the Supreme Court ruled that deliberate indifference to the
substantial risk of sexual assault violates prisoner s' rights under the Cruel and
Unusual Punishments Clause of the Eighth Amendment. The E ighth
Amendment rights of State and local prisoners are protected through the Due
Process Clause of the Fourteenth Amendment. Pursuant to the power of
Congress under Sec tion Five of the Fourteenth Amendment, Congress may take
action to enforce those rights in States where officials have demonstrated such
indifference. States that do not take basic steps to abate prison rape by adopting
stand ards that do not generate sign ificant additional expenditures demonstrate
such indifference. Therefore, such States are not entitled to the same level of
Federal benefits as other States.
(14) T he high incidence of prison rape undermines the effectiveness and
efficiency of United States Government expenditures through grant programs
such as those dealing with health care; mental health care; disease prevention;
crime prevention, investigat ion, and prosecution; prison construction,
117 STAT.
974
PUBL I C LAW 108-79-SEPT. 4, 2003
maintenance, and operation; race relations; poverty; unemploy ment and homelessness. T he ef f ectiveness and efficiency of these
feder ally f unded grant pr ograms ar e compr omised by the failure of
State officials to adopt policies and pr ocedures that reduce the
incidence of prison rape in that the high incidence of prison rape: (A) increases the costs incur r ed by Feder al, State, and
local ju risdictions to administer their prison systems;
(B) increases the levels of violence, directed at inmates
and at staf f , within prisons;
(C) increases health care expenditures, both inside and
outside of prison systems, and reduces the ef f ectiveness of
disease prevention pr ogr ams by substantially increasing the
incidence and spr ead of HN, AIDS, tuberculosis, hepa titis
Band C, and other diseases;
(D) increases mental health care expenditur es, both
inside and outside of prison systems, by substantially
increasing the r ate of post -traumatic stress disor der,
depression, suicide, and the exacer bation of existing mental
illnesses among current and f ormer inmates;
(E) incr eases the risks of r ecidivism, civil strife, and
violent crime by individuals who have been brutalized by
prison rape; and
(F) increases the level of interracial tensions and strife
within prisons and, upon release of perpetrators and vic tims,
in the community at large.
(15) The high incidence of prison rape has a significant effect
on inter state. commer ce because it increases substantially (A) the costs incur r ed by Federal, State, and local
jurisdictions to administer their prison systems;
(B) the incidence and spread of HIV, AIDS, tuber culosis,
hepatitis Band C, and other diseas es, contributing to
increased health and medical expenditures throughout the
Nation;
(C) the rate of post-traumatic stress disor der, depres sion,
suicide, and the exacerbation of existing mental ill nesses
among current and former inmates, contributing to increased
health and medical expenditures throughout the Nation; and
(D) the risk of recidivism, civil strife, and violent crime
by individuals who have been brutalized by prison rape.
S E C. 3. PURPOSES.
42 use 15602.
T he purposes of this Act are to (1) establish a zer o -toler ance standard for the incidence of
prison rape in prisons in the United States;
(2) make the prevention of prison rape a top priority in each
prison system;
(3) develop and implement national standards f or the detec tion,
prevention, r eduction, and punishment of prison rape; ( 4) increase
the available data and inf ormation on the incidence of prison
rape, consequently improving the manage ment and administration
of cor r ectional facilities;
(5) standar dize the definitions used f or collec ting data on the
incidence of prison rape;
PUBL I C LAW 108-79-SEPT. 4, 2003
117 STAT. 975
(6) increase the accountability of prison officials who f ail to
detect, pr event, reduce, and punish prison rape;
(7) protect the Eighth Amendment rightsof Feder al, State, and
local prisoners;
(8) incr ease the efficiency and ef f ectiveness of Federal
expenditures through grant programs such as those dealing with
health car e; mental health care; disease prevention; crime prevention,
investigation, and pr os ecution; prison construction, maintenance, and
oper ation; race relations; poverty; unemploy ment; and homelessness;
and .
(9) reduce the costs that prison r ape imposes on inter state
commerce.
S E C. 4. NAT I ONAL P RISON RAPE STATISTICS, DAT A,
AND RE S E ARCH. 42 USC 15603.
ANNuAL COMPREHENSIVE STATISTICAL RE VI E W.
(1) IN GENERAL.-T he Bur eau of Justice Statistics of the
Department of Justice (in this section r efer r ed to as the "Bur eau")
shall car r y out, for each calendar year , a comprehen sive statistical
review and analysis of the incidence and effects of prison rape. T he
statistical review and analysis shall include, but not be limited to the
identification of the common char acter istics of .
(A) both victims and per petr ators of prison rape; and ( B) prisons
and prison systems with a high incidence of prison rape ...
(2) CONSIDERAT I ONS . .,.-In car r ying out par agraph ( 1), the
Bureau shall consider -·
.
(A) how rape should be defined for the purposes of the
statistical review and analysis; .
(B) how the Bureau should collect inf ormation about
staff -on-inmate sexual assault;
.
(C) how the Bureau should collect inf ormation beyond
inmate self -reports of prison rape;
.
(D) how the Bureau should adjust the data in order to
account for dif f er ences among prisons as required by subsection
(c) ( 3);
(E) the categorization of prisons as required by sub section
(c) ( 4); and
(F) whether a preliminar y study of prison rape should be
conducted to inf orm the methodology of the comprehensive
sta tistical review.
(3) SOLICI T AT I ON OF VI E WS.
-The Bureau of Justice Statis tics shall solicit views from repr esentatives of the following:
State departments of cor r ection; county and municipal jails; juvenile
correctional f acilities; former inmates; vict im advo cates; resear cher s;
and other experts in the area of sexual assault.
(4) SAMP L I NG T E CHNIQUES.
-T he review and analysis under
paragraph (1) shall be based on a random sample, or other
scientifically appropriate sample, of not less than 10 percent o f all
Feder al, State, and county prisons, and a representative sample of
municipal prisons. T he selection shall include at least one prison
from each State. T he selection of f acilities f or sampling shall be
made at the latest practicable date prior to cond ucting the surveys
and shall not be disclosed to any facility or prison system official
prior to the time period studied in the survey. Selection of a facility
for sampling during any
(a)
117 STAT.
976
Confidentiality.
PUBLIC LAW 108-79-SEPT. 4, 2003
year shaH not preclude its selection for sampling in any subsequent
year.
(5) SURVEYS.-In carrying out the review and analysis under
paragraph (1), the Bureau shaH, in addition to such other methods as
the Bureau considers appropriate, use surveys and other statistical
studies of current and former inmates from a sample of Federal,
State, county, and municipal prisons. The Bureau shaH ensure the
confidentiality of each survey participant.
(6) PARTICIPATION IN SURVEY.-Federal, State, or local
officials or facility administrators that receive a request from the
Bureau under subsection (a)(4) or (5) will be required to participate
in the national survey and provide access to any inmates under their
legal custody.
(b) REVIEW PANEL ON PRISON RAPE.0) ESTABLlSHMENT._To assist the Bureau in carrying out
the review and analysis under subsection (a), there is established,
within the Department of Justice, the Review Panel on Prison Rape
(in this section referred to as the "Panel").
(2) MEMBERSHIP._
(A) COMPOSITION.-The Panel shall be composed of 3
members, each of whom shaH be appointed by the Attorney
General, in consultation with the Secretary of Health and
Human Services.
(B) QUALIFICATIONS.-Members of the Panel shall be
selected from among individuals with knowledge or expertise
in matters to be studied by the Panel.
(3) PUBLIC HEARINGS.(A)IN GENERAL.--:-The duty of the Panel shaH be to carry
out, for each calendar year, public hearings concerning the
operation of the three prisons with the highest incidence of
prison rape and the two prisons with the lowest incidence of
prison rape in each category of facilities identified under
subsection (c)(4). The Panel shall hold a separate hearing
regarding the three Federal or State prisons with the highest
incidence of prison rape. The purpose of these hearings shaH be
to coHect evidence to aid in the identification of common
characteristics of both victims and perpetrators of prison rape,
and the identification of common characteristics of prisons and
prison systems with a high incidence of prison rape, and the
identification of common characteristics of prisons and prison
systems that appear to have been successful in deterring prison
rape.
(B) TESTIMONY AT HEARINGS.(i) PuBLIC OFFICIALS.-In carrying out the hearings
required under subparagraph (A), the Panel shaH request
the public testimony of Federal, State, and local officials
(and organizations that represent such officials), including
the warden or director of each prison, who bears
responsibility for the prevention, detection, and
punishment of prison rape at each entity, and the head of
the prison system encompassing such prison.
(ii) VICTIMS.-The Panel may request the testimony
of prison rape victims, organizations representing
PUBL I C LAW lOB -79-SEPT. 4,2003
117 STAT. 977
such victims, and other appropriate individuals and
organizations.
(C) SUBPOENAS.(i) ISSUANCE -.T he Panel may issue subpoenas for the
attendan ce of witnesses and the production of writ ten or other
matter.
(ii) ENFORCEMENT.-In the case of contumacy or refusal
to obey a subpoena, the Attorney General may in a Federal
court of appropriate jurisdiction obtain an appropriate order to
enforce the subpoena.
(c) REPORTS.(1) IN GE NE RAL-Not
.
later than June 30 of each year, Deadline. the
Attorney General shall submit a report on the activities
of the Bureau and the Review Panel, with respect to prison
rape, for the preceding calendar year to (A)Congress; and
(B) the Secretary of Health and Human Services.
(2). CONT E NTS.-T he report required under paragraph (1) shall
include (A)with respect to the effects of prison rape, statistical,
sociological, and psychological data;
(B) with respect to the incidence of prison rape (i) statistical data aggregated at the Federal, State, prison
system, and prison levels;
(ii) a listing of those institutions in the representa tive
sample, separated into each category identified under
subsection (c)(4) and ranked according to the incidence of
prison rape in each institution; and
(iii) an identification of those institutions in the
representative sample that appear to have been successful in
deterring prison rape; and
(C) a listing of any prisons in the representative sample that
did not cooperate with the survey conducted pursuant to section 4.
(3) DATA ADJUSTMENTS.-In preparing the information specified in
paragraph (2), the Attorney General shall use estab lished statistical
methods to adj ust the data as necessary to . account for differences
among institutions in the representative
sample, which are not related to the detection, prevention, reduction
and punishment of prison rape, or which are outside the control of the
State, prison, or prison system, in order to provide an accurate
comparison among prisons. Such dif ferences may include the mission,
security level, size, and juris diction under which the prison operates.
For each such adjust ment made, the Attorney General shall identif y
and explain such adjustment in the report.
(4) CAT E GORI Z AT I ON OF PRISONS.
-The report shall divide
the prisons surveyed into three categories. One category shall be
composed of all Federal and State prisons. The other two categories
shall be defined by the Attorney General in order to compare simil ar
institutions.
(d) CONT RACTS AND GRANTS.-In carrying out its duties under
this section, the Attorney General may (1) provide grants for research through the National Institute of
Justice; and
(2) contract with or provide grants to any other entitythe Attorney
General deems appropriate.
117 STAT.
978
PUBLIC LAW 108-79-SEPT. 4, 2003
(e) AUTHORIZATION OF APPROPRIATIONS.-There are
authorized to be appropriated $15,000,000 for each of fiscal years 2004
through 2010 to carry out this section.
42
use 15604.
Establishment.
Deadline.
42
use 15605.
SEC. 5. PRISON RAPE PREVENTION AND
PROSECUTION. (a) INFORMATION AND
ASSISTANCE.(1) NATIONAL CLEARINGHOUSE.-There is established
within the National Institute of Corrections a national clearinghouse
for the provision of information and assistance to Federal, State, and
local authorities responsible for the prevention, investigation, and
punishment of instances of prison rape.
(2) TRAINING AND EDUCATION.-The National Institute of
Corrections shall conduct periodic training and education programs
for Federal, State, and local authorities responsible for the prevention,
investigation, and punishment of instances of prison rape.
(b) REPORTS.(1) IN GENERAL.-Not later than September 30 of each year, the
National Institute of Corrections shall submit a report to Congress and
the Secretary of Health and Human Services. This report shall be
available to the Director of the Bureau of Justice Statistics.
(2) CONTENTS.-The report required under paragraph (1) shall
summarize the activities of the Department of Justice regarding prison
rape abatement for the preceding calendar year ..
(c) AUTHORIZATION OF APPROPRIATIONS.-There are
authorized to be appropriated $5,000,000 for each of fiscal years 2004
through 2010 to carry out this section ..
SEC. 6. GRANTS TO PROTECT INMATES AND SAFEGUARD
COMMUNITIES.
(a) GRANTS AUTHORIZED.-From amounts made available for
grants under this section, the Attorney General shall make grants to States
to assist those States in ensuring that budgetary circumstances (such as
reduced State and local spending on prisons) do not compromise efforts to
protect inmates (particularly from prison rape) and to safeguard the
communities to which inmates return. The purpose of grants under this
section shall be to provide funds for personnel, training, technical
assistance, data collection, and equipment to prevent and prosecute
prisoner rape.
(b) USE OF GRANT AMOUNTS.-Amounts received by a grantee
under this section may be used by the grantee, directly or through
subgrants, only for one or more of the following activities:
(1) PROTECTING INMATES.-Protecting inmates by(A) undertaking efforts to more effectively prevent prison
rape;
(B) investigating incidents of prison rape; or
(C) prosecuting incidents of prison rape.
(2) SAFEGUARDING COMMUNITIES.-Safeguarding
communities by(A) making available, to officials of State and local
governments who are considering reductions to prison budgets,
training and technical assistance in successful methods for
moderating the growth of prison populations without
compromising public safety, including successful methods used
by other jurisdictions;
PUBL I C LAW 108-79-S E P T . 4,2003
117 ST AT . 979
(B) developing and utilizing analyses of prison popu lations and risk
assessment instruments that will improve State and local governments'
understanding of risks to the community regarding release of inmates in the
prison population;
(C) preparing maps demonstrating the concentration, on a community by-community basis, of inmates who have been released, to facilitate the
efficient and effective (i) deployment of law enforcement resources (includin g probation
and parole resources); and
(ii) delivery of services (such as job training and substance abuse treatment)
to those released inmates; (D)promoting collaborative efforts, among
officials of State and local governments and leaders of appropriat e
communities, to understand and address the effects on a community of the
presence of a disproportionate number of released inmates in that
community; or
(E) developing policies and programs that reduce spending on prisons
by effectively reducing rates of parole and probation revocation without
compromising public safety.
(c) GRANT REQUIREMENTS.(1) PERIOD.-A grant under this .section shall be made for a period of not
more than 2 years.
(2) MAXIMUM. - T he amount of a grant under this section may no t exceed
$1,000,000.
(3) MAT CHING.-The Federal share of a grant under this section may not
exceed 50 percent of the total costs of the project described in the application
submitted under subsection (d) for the fiscal year for which the grant was made
under this section.
(d) APPLICAT I ONS.
(1) IN GENERAL-To
.
request a grant under this section, the chief executive
of a State shall submit an application to the Attorney General at such time, in
such manner, and accom panied by such information as the Att orney General
may require.
(2) CONT E NTS.-E ach application required by paragraph
(1) shall.
(A)include the certification of the chief executive that
the State receiving such grant ..
(i) has adopted all national prison rape standards that, as of the date
on which the application was submitted, have been promulgated under
this Act; and
(ij) will consider adopting all national prison rape standards that are
promulgated under this Act after such date; .. (B) specify with
particularity the preventative, prosecu torial, or administrative activities to be undertaken by the State with the
amounts received under the grant; and (C) in the case of an application for a
grant for one or more activities specified in paragraph (2) of subsection (b)(1) review the extent of the budgetary cir cumstances affecting the
State generally and describe how those circumstances relate to the
State's prisons;
117 STAT. 980
Deadline.
42 use 15606.
President.
PUBLIC LAW 108-79-SEPT. 4, 2003
(ii) describe the rate of growth of the State's prison
population over the preceding 10 years and explain why
the State may have difficulty sustaining that rate of
growth; and
(iii) explain the extent to which officials (including
law enforcement officials) of State and local governments
and victims of crime will be consulted regarding decisions
whether, or how, to moderate the growth of the State's
prison population.
(e) REPORTS BY GRANTEE.(1) IN GENERAL.-The Attorney General shall require each
grantee to submit, not later than 90 days after the end of the period
for which the grant was made under this section, a report on the
activities carried out under the grant. The report shall identify and
describe those activities and shall contain an evaluation of the
effect of those activities on(A) the number of incidents of prison rape, and the
grantee's response to such incidents; and
(B)the safety of the prisons, and the safety of the
communities in which released inmates are present.
(2) DISSEMINATION.-The Attorney General shall ensure that
each report submitted under paragraph (1) is made available under
the national clearinghouse established under section 5.
(f) STATE DEFINED.-In this section, the term "State" includes the
District of Columbia, the Commonwealth of Puerto Rico, and any other
territory or possession of the United States.
(g) AUTHORIZATION OF APPROPRIATIONS.(1) IN GENERAL.-There are authorized to be appropriated for
grants under this section $40,000,000 for each of fiscal years 2004
through 2010.
(2) LIMITATION.-Of amounts made available for grants
under this section, not less than 50 percent shall be available only
for activities specified in paragraph (1) of subsection (b).
SEC. 7. NATIONAL PRISON RAPE REDUCTION COMMISSION.
(a) ESTABLISHMENT.-There is established a commission to be
known as the National Prison Rape Reduction Commission (in this
section referred to as the "Commission").
(b) MEMBERS.(1) IN GENERAL.-The Commission shall be composed of 9
members, of whom(A) 3 shall be appointed by the President;
(B)2 shall be appointed by the Speaker of the House of
Representatives, unless the Speaker is of the same party as the
President, in which case 1 shall be appointed by the Speaker of
the House of Representatives and 1 shall be appointed by the
minority leader of the House of Representatives;
(C) 1 shall be appointed by the minority leader of the
House of Representatives (in addition to any appointment
made under subparagraph (B));
(D) 2 shall be appointed by the majority leader of the
Senate, unless the majority leader is of the same party as the
President, in which case 1 shall be appointed by the majority
leader of the Senate and 1 shall be appointed by the minority
leader of the Senate; and
PUBL I C L AW 108-79-S E P T . 4, 2003
117 STAT . 981
( E ) 1 member appointed by the minority leader of the Senate
(in addition to any appointment made under subparagraph (D».
(2) PERSONS ELIGIBL E
-E. ach member of the Commission shall
be an individual who has knowledge or expertise in mat ters to be
studied by the Commission.
(3) CONSUL T AT I ON RE QUIRED.
-The President, the Speaker
and minority leader of the House of Representatives, and the majority
leader and minority leader of the Senate shall consult with one another
prior to the appointment ofthe members of the Commission to achieve,
to the maximum extent possible, fair and equitable representation of
various points of view' with respect to the matters to be studied by the
Commission.
(4) T E RM.-E ach member shall be appointed for the life of the
Commission.
(5) T I ME FOR INITIAL APPOINTMENTs.
-T he appointment of Deadline.
the members shall be made not later than 60 days after the
date of enactment of this Act.
(6) VACANCIES.-A vacancy in the Commission shall be Deadline. filled in
the mann er in which the original appointment was
made, and shall be made not later than 60 days after the
date on which the vacancy occurred.
(c) OPERAT I ON.(1) CHAIRPERSON.-Not later than 15 days after appoint- Deadline. ments
of all the members are made , the Pr~sident shall appoint President. a chairperson
for the Commission from among its members.
(2) ME E T I NGS.
-T he Commission shall meet at the call
of the chairperson. T he initial meeting of the Cl;>mmission shall Deadline. take
place not later than 30 days after the initial appointment
of the members is completed.
(3) QUORUM.-A majority of the members of the Commis sion
shall constitute a quorum to conduct business, but the Commission may
establish a lesser quorum for conducting hearings schedule d by the
Commission.
(4) RULES.-T he Commission may establish by majority vote any
other rules for the conduct of Commission business, if such rules are
not inconsistent with this Act or other applicable law.
(d) COMPREHENSIVE STUDY OF THE IMPACTS OF PR
ISON RAPE .(1) IN GENERAL-T
. he Commission shall carry out a com prehensive legal and factual study of the penalogical, physical, mental,
medical, social, and economic impacts of prison rape in the United
States on(A) Federal, State, and local governments; and
(B) communities and social institutions generally, including
individuals, families, and businesses within such communities and
social institutions.
(2) MAT T E RS INCL UDE D.
-T he study under paragraph (1) shall
include (A) a review of existing Federal, State, and local government
policies and practices with respect to the prevention, detection, and
punishment of prison rape;
(B)an assessment of the relationship between prison rape and
prison conditions, and of existing monitoring, regulatory , and
enforcement practices that are intended to address any such
relationship;
117 STAT.
982
Deadline.
PUBLIC LAW 108-79-SEPT. 4,2003
(C) an assessment of pathological or social causes of
prison rape;
(D) an assessment of the extent to which the incidence of
prison rape contributes to the spread of sexually transmitted
diseases and to the transmission of HI V;
(E)an assessment of the characteristics of inmates most
likely to commit prison rape and the effectiveness of various
types of treatment or programs to reduce such likelihood;
(F) an assessment of the characteristics of inmates most
likely to be victims of prison rape and the effectiveness of
various types of treatment or programs to reduce such
likelihood;
(G) an assessment of the impacts of prison rape on
individuals, families, social institutions and the economy
generally, including an assessment of the extent to which the
incidence of prison rape contributes to recidivism and to
increased incidence of sexual assault;
(H) an examination of the feasibility and cost of conducting surveillance, undercover activities, or both, to reduce
the incidence of prison rape;
(I) an assessment of the safety and security of prison
facilities and the relationship of prison facility construction
and design to the incidence of prison rape;
(J)an assessment of the feasibility and cost of any
particular proposals for prison reform;
(K) an identification of the need for additional scientific
and social science research on the prevalence of prison rape in
Federal, State, and'local prisons;
(L) an assessment of the general relationship between
prison rape and prison violence;
(M) an assessment of the relationship between prison
rape and levels of training, supervision, and discipline of
prison staff; and
(N) an assessment of existing Federal and State systems
for reporting incidents of prison rape, including an assessment
of whether existing systems provide an adequate assurance of
confidentiality, impartiality and the absence of reprisal.
(3) REPORT.(A) DISTRIBUTION.-Not later than 2 years after the
date of the initial meeting of the Commission, the Commission shall submit a report on the study carried out under this
subsection to,0) the President;
(ii) the Congress;
(iii) the Attorney General;
(iv) the Secretary of Health and Human Services; (v)
the Director of the Federal Bureau of Prisons; (vi)
the chief executive of each State; and
(vii) the head of the department of corrections of
each State.
(B) CONTENTs.-The report under subparagraph (A)
shall include(i) the findings and conclusions of the Commission; (ii)
recommended national standards for reducing prison
rape;
PUBL I C LAW 108-79-S E P T . 4, 2003
117 STAT. 983
(iii) recommended protocols for preserving evidence
and treating victims of prison r ape; and
(iv) a summary of the materials r elied on by the
Commission in the pr eparation of the report.
(e) RE COMMENDATIONS.( 1) I N GENERAL.-I n conjunction with the r eport submitted
under subsection (d)(3), the Commission shall provide the
Attorney General and the Secretary of Health and Human
Services with recommended national standards for enhancing the
detection, pr evention, reduction, and punishment of prison r ape.
( 2) MATTERS INCLUDED.-T he information provided
under par agr aph ( 1) shall include r ecommended national
standards relating to - (A) the classification and assignment of prisoner s, using
proven standardized instruments and protocols, in a manner
that limits the occur r ence of prison rape;
(B) the investigation and r esolution of r ape complaints
by r esponsible prison authorities, local and State police, and
Feder al and State prosecution authorities;
(C) the preservation of physical and testimonial evi dence f or use in an investigation of the ci rcumstances
relating to the rape;
(D)acute -term trauma care for rape victims, including
standards relating to - (i) the manner and extent of physical examination
and treatment to be provided to any r ape victim; and
(ii) the manner. and extent· of any psychological
examination, psychiatric car e, medication, and mental
health counseling to be provided to any r ape victim; (E)
ref er r als f or long-term continuity of car e f or r ape
victims;
(F) educational and medical testing measures for
reducing the in cidence of HIV transmission due to prison
rape;
(G) post-rape prophylactic medical measur es f or r educing the
incidence of transmission of sexual diseases; (H) the tr aining
of correctional staff sufficient to ensure that they under stand
and appr eciate the significance of prison r ape and the
necessity of its·er adication;
( 1) the timely and comprehensive investigation of staf f
sexual misconduct involving r ape or other sexual assault on
inmates;
(J)ensuring the confidentiality of prison r ape com plaints
and protecting inmates who make complaints of prison rape;
(K) creating a system for reporting incidents of prison
rape that will ensure the confidentiality of prison rape
complaints, pr otect inmates who make prison r ape com plaints f r om retaliation, and assur e the impartial resolution of
prison r ape complaints;
(L)data collection and reporting of.
(i) prison rape;
(ii) prison staf f sexual misconduct; and
(ill) the resolution of prison rape complaints by
prison officials and Feder al, State, and lo cal investiga tion and prosecution authorities; and
.-......./.
117 ST AT .
984
PUBL I C LAW 108-79-SEPT. 4, 2003
( M) such other matters as may r easonably be related to the detection,
prevention, reduction, and punishment
of prison rape.
( 3) L I MI T AT I ON.
-T he Commission shall not propose a r ec ommended standard that would impose substantial additional costs compar ed to the
costs pr esently expended by Federal, State, and local prison authorities.
( DCONSULTATION WITH ACCREDITATION ORGANIZAT I ONs.-I n
developing recommended national standar ds f or enhancing the detection, pr evention,
reduction, and punishment of prison rape, the Commission shall consider any standar ds
that have alr eady been developed, or ar e being developed simultaneously to
the delib er ations of the Commission. T he Commission shall consult with accr editation
organizations responsible f or the accr editation of Fed er al, State, local or private prisons,
that have developed or ar e currently developing standar ds r elated to prison r ape. T he
Commis sion will also consult with national associations representing the corr ections
profession that have developed or are currently devel oping standards related to prison
rape.
( g) HEARINGS.( 1) IN GENERAL-T
. he Commission shall hold publi c
hearings. T he Commission may hold such hearings, sit and act at such times and
places, take such testimony, and r eceive such evidence as the Commission considers
advisable to carry
out its duties under this section.
( 2) WITNESS EXPENSEs.
-Witnesses requested to appear
before the Commission shall be paid the same fees as ar e paid to witnesses under
section 1821 of title 28, United States Code. T he per diem and mileage allowances for
witnesses shall be paid from funds appropriated to the Commission.
( h) INFORMAT I ON FROM F E DE RAL OR S T AT E AGENCI E s.-The Commission
may secur e directly from any Federal department or agency such information as the
Commission considers necessar y to carr y out its duties under this section. T he
Commission may request the hea d of any State or local department or agency to furnish
such information to the Commission.
(i) PERSONNE L MAT T E RS.
( 1) T RAVE L E XP E NS E-T
s. he members of the Commission
shall be allowed travel expenses, including per diem in lieu of subsistence, at r at
es
authorized for employees of agencies under subchapter I of chapter 57 of title 5,
United States Code, while away from their homes or regular places of business in the
per f ormance of ser vice for the Commission.
( 2) DE T AI L OF FEDERAL E MP L OYE E-With
S.
the affirmative vote of 2/3 of
the Commission, any Feder al· Government employee, with the approval of the head
of the appropriate Federal agency, may be detailed to the Commission without
reimbursement, and such detail shall be without interruption or loss of civil ser vice
status, benefits, or privileges.
( 3) PROCURE MENT OF TEMPORARY AND I N T E RMI T T E NT S E RV
I CE s.Upon the r equest of the Commission, the Attorney Gen eral shall provide reasonable
and appropriate office space, sup plies, and administr ative assist ance.
(j) CONT RACTS FOR RE S E ARCH. ( 1) NAT I ONAL INSTITUTE OF JUS T I CE
-With
. a o/s affirmative
vote, the Commission may select nongovernmental researchers and experts to assist
the Commission in car r ying out its duties
PUBLIC LAW 108-79-SEPT. 4, 2003
117 STAT. 985
under this Act. The National Institute of Justice shall contract with
the researchers and experts selected by the Commission to provide
funding in exchange for their services.
(2) OTHER ORGANIZATIONS.-Nothing in this subsection
shall be construed to limit the ability of the Commission to enter
into contracts with other entities or organizations for research
necessary to carry out the duties of the Commission under this
section.
(k) SUBPOENAS.(1) ISSUANCE.-The Commission may issue subpoenas for
the attendance of witnesses and the production of written or other
matter.
(2) ENFORCEMENT.-In the case of contumacy or refusal to
obey a subpoena, the Attorney General may in a Federal court of
appropriate jurisdiction obtain an appropriate order to enforce the
subpoena.
(3)
CONFIDENTIALITY
OF
DOCUMENTARY
EVIDENCE.-Documents provided to the Commission pursuant to
a subpoena issued under this subsection shall not be released
publicly without the affirmative vote of% of the Commission.
(l) AUTHORIZATION OF APPROPRIATIONS.-There are
authorized to be appropriated such sums as may be necessary to carry
out this section ..
(m) TERMINATION.~The Commission shall terminate on the date
that is 60 days after the date on which the Commission
submits the reports required by this section.'
.
(n)EXEMPTIoN.-The Commission shall be exempt from the
Federal Advisory Committee Act.
SEC. 8. ADOPTION AND EFFECT OF NATIONAL
STANDARDS. (a) PuBLICATION OF PROPOSED
STANDARDS.(1) FINAL RULE.-Not later than 1 year after receiving the
report specified in section 7(d)(3), the Attorney General shall
publish a final rule adopting national standards for the detection,
prevention, reduction, and punishment of prison rape.
(2) INDEPENDENT JUDGMENT.-The standards· referred to
in paragraph (1) shall be based upon the independent judgment of
the Attorney General, after giving due consideration to the
recommended national standards provided by the Commission
under section 7(e), and being informed by such data, opinions, and
proposals that the Attorney General determines to be appropriate to
consider.
(3) LIMITATION.-The Attorney General shall not establish a
national standard under this section that would impose substantial
additional costs compared to the costs presently expended by
Federal, State, and local prison authorities. The Attorney General
may, however, provide a list of improvements for consideration by
correctional facilities.
(4) TRANSMISSION TO STATES.-Within 90 days of
publishing the final rule under paragraph (1), the Attorney General
shall transmit the national standards adopted under such paragraph
to the chief executive of each State, the head of the department of
corrections of each State, and to the appropriate authorities in those
units of local government who oversee operations in one or more
prisons.
(b) APPLICABILITY TO FEDERAL BUREAU OF PRISONs.The national standards referred to in subsection (a) shall apply to the
Deadlines.
42 USC
15607.
117 STAT. 986
Deadline.
Procedures.
PUBLIC LAW 108-79-SEPT. 4, 2003
Federal Bureau of Prisons immediately upon adoption of the final rule
under subsection (a)(4).
(c) ELIGIBILITY FOR FEDERAL
FUNDS.(1) COVERED
PROGRAMS.(A) IN GENERAL.-For purposes of this subsection, a
fgrant program is covered by this subsection if, and only i
(i) the program is carried out by or under the authority
of the Attorney General; and
(ii) the program may provide amounts to States for
prison purposes.
(B) LIsT.-For each fiscal year, the Attorney General shall
prepare a list identifying each program that meets the criteria of
subparagraph (A) and provide that list to each State.
(2) ADOPTION OF NATIONAL STANDARDs.-For each
fiscal year, any amount that a State would otherwise receive for
prison purposes for that fiscal year under a grant program covered
by this subsection shall be reduced by 5 percent, unless the chief
executive of the State submits to the Attorney General(A) a certification that the State has adopted, and is in full
compliance with, the national standards described in section
8(a); or
(B) an assurance that not less than 5 percent of such
amount shall. be used only for the purpose of enabling the State
to adopt, and achieve full compliance with, those national
standards, so as to ensure that a certification under
subparagraph (A) may be submitted in future years. (3)
REPORT ON NONCOMPLIANCE.-Not later than September
30 of each year, the Attorney General shall publish a report listing
each grantee that is not in compliance with the national standards
adopted pursuant to section 8(a).
(4) COOPERATION WITH SURVEY.-For each fiscal year,
any amount that a State receives for that fiscal year under a grant
program covered by this subsection shall not be used for prison
purposes (and shall be returned to the grant program if no other
authorized use is available), unless the chief executive of the State
submits to the Attorney General a certification that neither the State,
nor any political subdivision or unit of local government within the
State, is listed in a report issued by the Attorney General pursuant to
section 4(c)(2)(C).
(5) REDISTRIBUTION OF AMOUNTS.-Amounts under a
grant program not granted by reason of a reduction under paragraph
(2), or returned by reason of the prohibition in paragraph (4), shall
be granted to one or more entities not subject to such reduction or
such prohibition, subject to the other laws governing that program.
(6) IMPLEMENTATION.-The Attorney General shall establish
procedures to implement this subsection, including procedures for
effectively applying this subsection to discretionary grant programs.
(7) EFFECTIVE DATE.(A)
REQUIREMENT
OF
ADOPTION
OF
STANDARDS.-The first grants to which paragraph (2) applies
are grants for the second fiscal year beginning after the date on
which the national standards under section 8(a) are finalized.
PUBLIC LAW 108-79-SEPT. 4, 2003
117 STAT.
987
(B
) REQUIREMENT FOR COOPERATION.-The first
grants to which paragraph (4) applies are grants for the fiscal
year beginning after the date of the enactment of this Act.
SEC. 9. REQUIREMENT THAT ACCREDITATION ORGANIZATIONS 42 use 15608.
ADOPT ACCREDITATION STANDARDS.
(a) ELIGIBILITY FOR FEDERAL GRANTS.-Notwithstanding any
other provision of law, an organization responsible for the accreditation
of Federal, State, local, or private prisons, jails, or other penal facilities
may not receive any new Federal grants during any period in which such
organization fails to meet any of the requirements of subsection (b).
(b) REQUIREMENTS.-To be eligible to receive Federal grant~, Deadlines. an
accreditation organization referred to in subsection (a) must
meet the following requirements:
(1) At all times after 90 days after the date of enactment of this
Act, the organization shall have in effect, for each facility that it is
responsible for accrediting, accreditation standards for' the
detection, prevention, reduction, and punishment of prison rape ..
(2) At all times. after 1 year after the date of the adoption of the
final rule under section 8(a)(4), the organization shall, in addition to
any other such standards that it may promulgate relevant to the
detection, prevention, reduction, and punishment of prison rape,
adopt accreditation standards consistent with the national standards
adopted pursuant to such final rule.
SEC. 10. DEFINITIONS.
42 USC 15609.
In this Act, the following definitions shall apply:
(1) CARNAL KNOWLEDGE.-The term "carnal knowledge"
means contact between the penis and the vulva or the penis and the
anus, including penetration of any sort, however slight .
.
(2) INMATE.-The term "inmate" means any person incarcerated or detained in any facility who is accused of, convicted of,
sentenced for, or adjudicated delinquent for, violations of criminal law
or the terms and conditions of parole, probation, pretrial release, or
diversionary program.
(3) JAIL.-The term "jail" means a confinement facility of a Federal,
State, or local law enforcement agency to hold(A) persons pending adjudication of crimiJ:!.al charges;
j
(B
)
persons committed to confinement after adjudication of criminal
or
charges for sentences of 1 year or less. (4) HIV.-The term "HIV"
means the human immunodeficiency virus.
(5) ORAL SODoMY.-The term "oral sodomy" means contact
between the mouth and the penis, the mouth and the· vulva, or the
mouth and the anus.
(6) POLICE LOCKUP.-The term "police lockup" means a
temporary holding facility of a Federal, State, or local law
enforcement agency to hold(A) inmates pending bail or transport to jail;
(B
) inebriates until ready for release; or
(C) juveniles pending parental custody or shelter placement.
PUBPULIC LAW 108-79-SEPT. 4, 2003
117 STAT. 988
(7) PRISON.-The term "prison" means any confinement
facilitY., of a Federal, State, or local government, whether
administered by such government or by a private organization on
behalf of such government, and includes(A
) any local jailor police lockup; and
(B
) any juvenile facility used for the custody or care of
juvenile inmates.
(8) PRISON RAPE.-The term "prison rape" includes the rape
of an inmate in the actual or constructive control of prison
officials.
(9) RAPE.-The term "rape" means(A
) the carnal knowledge, oral sodomy, sexual assault
with an object, or sexual fondling of a person, forcibly or
against that person's will;
(B
) the carnal knowledge, oral sodomy, sexual assault
with an object, or sexual fondling of a person not forcibly or
against the person's will, where the victim is incapable of
giving consent because of his or her youth or his or her
temporary or permanent mental or physical incapacity; or
(C) the carnal knowledge, oral sodomy, sexual assault
with an object, or sexual fondling of a person achieved
through the exploitation of the fear or threat of physical
violence or bodily injury.
(10) SEXUAL ASSAULT WITH AN OBJEcT.-The term
"sexual assault with an object" means the use of any hand, finger,
object, or other instrument to penetrate, however slightly, the
genital or anal opening ofthe body of another person.
(1
1
)
SEXUAL FONDLING.-The term "sexual fondling"
means the touching of the private body parts of another person
(including the genitalia, anus, groin, breast, inner thigh, or
buttocks) for the purpose of sexual gratification.
(12) EXCLUSIONs:-The terms and conditions described in
paragraphs (9) and (10) shall not apply to-.
(A
) custodial or medical personnel gathering physical
evidence, or engaged in other legitimate medical treatment, in
the course of investigating prison rape;
(B
) the use of a health care provider's hands or fingers or the use of
medical devices in the course of appropriate medical treatment
unrelated to prison rape; or
PUBLIC LAW 108-79-SEPT. 4, 2003
117 STAT. 989
(C) the use of a health care provider's hands or fingers and the use of
instruments to perform body cavity searches in order to maintain security and
safety within the prison or detention facility, provided that the search is
conducted in a manner consistent with constitutional requirements.
Approved September 4, 2003.
LEGISLATIVE HISTORY-S. 1435:
CONGRESSIONAL RECORD, Vol. 149 (2003):
July 21, considered and passed Senate. July 25, considered and
passed House.
WEEKLY COMPILATION OF PRESIDENTIAL DOCUMENTS, Vol. 39 (2003):
Sept. 4, Presidential statement.
o
National Inmate Survey (NIS-4)
Informed Consent for Cognitive Interviews
What is the purpose of this interview?
RTI International, a not-for-profit research
organization located in Research Triangle Park,
NC, is helping the Bureau of Justice Statistics
(BJS) develop a survey that will collect data from
inmates in prisons and local jails across the
United States.
To develop the survey, RTI project staff will
conduct a series of one-on-one interviews with
individuals who have been incarcerated in prison.
Information discussed during these interviews will
help project staff better understand the
experiences and background of inmates.
Why was I chosen?
You were invited to take part in this discussion
because you were recently released from a prison
or jail and your perspective will be important.
What will happen during this discussion?
The interviewer will ask you some survey
questions about specific topics related to being
incarcerated. The discussion will last about 60
minutes and the topics will include your
experiences before you were incarcerated, your
health, physical and sexual assault, and how you
were housed while you were incarcerated. The
interviewer will focus on whether the questions
make sense to you and not on what your answers
to the questions are. You can help the interviewer
by describing anything you find confusing or
unclear about the questions.
The interviewer would like to tape record the
discussion to help accurately record what has
been said.
Are there risks?
There is no expected risk to participating in this
study. Any information that is learned during this
discussion will not be shared with the Criminal
Justice Resource Center or anyone outside the
NIS project staff.
Are there benefits?
There are no expected direct benefits to you for
participating in this study.
What will I get for participating?
By participating you will make an important
contribution to the understanding of inmates’
experiences. In addition, at the end of the
discussion, you will be provided $40 as a token of
our appreciation for your time and effort.
Will this information be kept private?
The information we learn from these discussions
will be combined in a summary report that will not
use individual names. Everything we learn will be
kept private and confidential by RTI and BJS staff.
RTI and BJS will keep what you tell us in a locked
file cabinet or in a secure computer file. After we
complete the report, the materials and audio
recordings will be destroyed.
Do I have to participate?
Your participation is voluntary. You can refuse to
answer any question at any time.
Who do I call if I have questions?
If you have any questions about this research
project, you can call the NIS Project Director,
Rachel Caspar. Her toll-free number is 1-800-3348571, extension 26376.
1
By checking the box below, you are indicating that it is your choice to be included in this research
project. You are also acknowledging that we have given you a copy of this consent form. If any
part of this form is not clear to you, be sure to ask about it. You are also indicating that you have
read this form with the interviewer and you agree to the terms above. Check the box below only
when you have received answers to all of your questions and you are ready to participate in this
discussion.
Do you give your consent to participate in this discussion?
Yes
No
Do you give your permission to audio record this discussion?
Yes
No
TO BE COMPLETED BY RTI PROJECT STAFF:
I certify that the nature and purpose, the potential benefits, and possible risks associated with
participating in this research have been explained to the participant and the participant has given
their consent to participate in this cognitive interview.
Signature of Interviewer_______________________________________________
Date_________________________
I certify that the participant has given their permission to be audiotaped during this interview.
Signature of Interviewer_______________________________________________
Date_________________________
2
National Inmate Survey (NIS-4)
Informed Consent for Cognitive Interviews with Inmates
What is the purpose of this interview?
RTI International, a not-for-profit research
organization located in Research Triangle Park,
NC, is helping the Bureau of Justice Statistics
(BJS) develop a survey that will collect data from
inmates in prisons and local jails across the
United States.
To develop the survey, RTI project staff will
conduct a series of one-on-one interviews with
individuals who have been incarcerated in prison.
Information discussed during these interviews will
help project staff better understand the
experiences and background of inmates.
Why was I chosen?
You were invited to take part in this discussion
because you are currently incarcerated in a jail
and your opinions are important.
Are there risks?
There is no expected risk to participating in this
study. Any information that is learned during this
discussion will not be shared with anyone at this
facility or anyone outside the NIS project staff.
Are there benefits?
There are no expected direct benefits to you for
participating in this study. Whether you
participate or not will not affect your legal status or
any decisions regarding your release from this
facility in any way.
What will I get for participating?
By participating you will make an important
contribution to the understanding of inmates’
experiences. To show our appreciation for your
participation, we will give you a snack to eat while
you complete the interview. You will need to eat
this snack during the interview because you
cannot take it back to your housing unit.
What will happen during this discussion?
The interviewer will ask you some survey
questions about specific topics related to being
incarcerated. The discussion will last about 60
minutes and the topics will include your
experiences before you were incarcerated, your
health, physical and sexual assault, and how you
have been housed since you were incarcerated.
The interviewer will focus on whether the
questions make sense to you and not on what
your answers to the questions are. You can help
the interviewer by describing anything you find
confusing or unclear about the questions.
Will this information be kept private?
The information we learn from these discussions
will be combined in a summary report that will not
use individual names. Everything we learn will be
kept private and confidential by RTI and BJS staff.
RTI and BJS will keep what you tell us in a locked
file cabinet or in a secure computer file. After we
complete the report, the materials and audio
recordings will be destroyed.
The interviewer would like to tape record the
discussion to help accurately record what has
been said.
Who do I call if I have questions?
If you have any questions about this research
project, you can write to the NIS Project Director
at RTI International, P.O. Box 12194, Research
Triangle Park, NC 27709-2194.
Do I have to participate?
Your participation is voluntary. You can refuse to
answer any question at any time.
1
By checking the box below, you are indicating that it is your choice to be included in this research
project. You are also acknowledging that we have given you a copy of this consent form. If any
part of this form is not clear to you, be sure to ask about it. You are also indicating that you have
read this form with the interviewer and you agree to the terms above. Check the box below only
when you have received answers to all of your questions and you are ready to participate in this
discussion.
Do you give your consent to participate in this discussion?
Yes
No
Do you give your permission to audio record this discussion?
Yes
No
TO BE COMPLETED BY RTI PROJECT STAFF:
I certify that the nature and purpose, the potential benefits, and possible risks associated with
participating in this research have been explained to the participant and the participant has given
their consent to participate in this cognitive interview.
Signature of Interviewer_______________________________________________
Date_________________________
I certify that the participant has given their permission to be audiotaped during this interview.
Signature of Interviewer_______________________________________________
Date_________________________
2
National Inmate Survey (NIS-4) Cognitive Testing Protocol
Thank you for participating in this project. In this interview, we’re not interested in your actual answers
but we are interested in what you think about the questions and how you understand them. We want to
make sure the questions make sense and that you are familiar with all the words we use. We're also
interested in whether the questions mean the same thing to each person we talk to. So, after I read you the
question I might ask you additional follow-up questions, such as “tell me in your own words what this
question is asking" or "how hard is it to come up with an answer?" This will help us determine if we are
asking the right questions.
Even though some of our questions may make it sound like we are giving you a test, there are no right or
wrong answers to these questions. Our main goal is to make sure the questions are understandable. You
can help us by pointing out any questions you find confusing or unclear. That way we can fix these
problems before we use these questions to interview inmates in the future. Also, if you think a question
could be understood in different ways that is useful for us to know as well because we'd like everyone we
interview to interpret our questions in the same way.
A lot of the questions ask about things that may have happened to you since you were admitted to a
facility – either a prison or jail. This is because the people we plan to survey will still be incarcerated
when we interview them. [FOR FORMER INMATES: For purposes of our interview today I’d
appreciate it if you could pretend that you are still incarcerated at the last facility in which you served
time. Does that make sense to you? CLARIFY AS NEEDED.]
Do you have any questions before we get started? [ANSWER QUESTIONS AS NEEDED.]
Section RH: Restrictive Housing Module
To begin, we would like to know about your experiences with disciplinary or administrative segregation, and
solitary confinement at this facility.
PROBE: Are the terms “disciplinary, administrative segregation, and solitary confinement” familiar to you?
PROBE: Are there other words you use to describe this type of housing?
PROBE: IF R PROVIDED ADDITIONAL TERMS, ASK: Do you think we should add some of those terms
to our introduction or do you think the words we’ve included will be familiar to most inmates?
RH1
DOAFILL1, have you spent any time in disciplinary or administrative segregation, or solitary
confinement?
1
Yes
2
No
DK/REF
RH2
[GO TO NEXT Q BUT EXPLAIN TO R YOU WANT TO FOCUS ON WORDING]
[GO TO NEXT Q BUT EXPLAIN TO R YOU WANT TO FOCUS ON WORDING]
[IF RH1 = 1] DOAFILL1, how many different times have you been placed in disciplinary or
administrative segregation, or solitary confinement?
1
2
3
1 time
2 times
3 - 5 times
1
4
6 – 10 times
4
11 times or more
DK/REF
PROBE FOR RH1 = YES: How did you come up with your answer? What did you count as a
“time”?
PROBE FOR RH1 = NO OR DK/REF: Please tell me how you think an inmate would decide how
many different times he/she had been in solitary. [FI NOTE: THE GOAL IS TO FIND OUT HOW
THE R THINKS OF A “TIME”. IS IT A DAY, AN EPISODE, ETC.]
RH3
[IF RH2 = 1] DOAFILL1, how many days did you spend in disciplinary or administrative segregation, or
solitary confinement?
[IF RH2 > 1] DOAFILL1, how many days altogether have you spent in disciplinary or administrative
segregation, or solitary confinement?
1
1 day or less
2
More than 1 day but less than 7 days
3
At least 7 days but less than 14 days
4
At least 14 days but less than 30 days
5
30 days or more
DK/REF
PROBE FOR Rs WHO REPORTED TIME EQUALED A DAY OR LESS IN RH3: Does this
question sound like it is asking the same thing as the last question? IF NO: How is this question
different?
RH4
[IF RH1 = 1] Please think about the [IF RH2 > 1, INCLUDE “most recent”] time DOAFILL2 that you
were placed in disciplinary or administrative segregation, or solitary confinement. Why do you think you
were placed in disciplinary or administrative segregation, or solitary confinement? Was it…
RH4a. To evaluate you when you arrived at the facility?
PROBE: How is an inmate evaluated when he/she arrives at a facility?
RH4b. Because you asked to be placed there for your own protection?
PROBE: Why might an inmate be placed in solitary for their own
protection?
RH4c. For mental health reasons?
RH4d. For medical reasons?
RH4e. Because you were a danger to yourself?
PROBE: What does it mean to be a “danger to yourself”?
RH4f. As a punishment for breaking rules?
RH4g. For some other reason?
PROBE: Can you think of other reasons an inmate might be placed in
solitary?
DK/REF
RH5
Yes
1
No
2
1
2
1
1
1
2
2
2
1
1
2
2
[IF RH4f = 1] What facility rules were you accused of breaking that led to you being assigned to
disciplinary or administrative segregation, or solitary confinement [IF RH2 > 1, INCLUDE “the most
recent time”]?
2
RH5a. Fighting with another inmate
RH5b. Verbally assaulting staff
PROBE: In your own words, what does this question mean?
RH5c. Physically assaulting staff
RH5d. Possession of contraband
PROBE: In your own words, what is this question asking?
RH5e. Having sexual contact with staff
RH5f. Having sexual contact with another inmate
RH5g. Some other rule or rules
DK/REF
RH6
Yes
1
1
No
2
2
1
1
2
2
1
1
1
2
2
2
[IF RH4f = YES] Were you given a hearing after being placed in disciplinary or administrative segregation,
or solitary confinement to determine if you were guilty of breaking facility rules?
1
Yes
2
No
DK/REF
RH7
[IF RH1 = 1] How long did you remain in disciplinary or administrative segregation, or solitary
confinement the [IF RH2 > 1, INCLUDE “most recent”] time you were placed there?
1
1 day or less
2
More than 1 day but less than 7 days
3
At least 7 days but less than 14 days
4
At least 14 days but less than 30 days
5
30 days or more
DK/REF
RH8
[IF RH1 = 1] During the [IF RH2 > 1, INCLUDE “most recent”] time you were in disciplinary or
administrative segregation, or solitary confinement, were you in a cell by yourself?
1 Yes
2 No
DK/REF
RH9
[IF RH8 = 2] How many other inmates were in the cell with you the [IF RH2 > 1, INCLUDE “most
recent”] time you were in disciplinary or administrative segregation, or solitary confinement?
NUMBER OF INMATES: _______ [RANGE: 1 – 99]
DK/REF
RH10
[IF RH1 = 1] Were you able to leave your cell at least once every day the most recent time you were in
disciplinary or administrative segregation, or solitary confinement?
1
Yes
2
No
DK/REF
RH11
[IF RH1 = 1] Were you put in shackles or handcuffs every time you left your cell the most recent time you
were in disciplinary or administrative segregation, or solitary confinement?
1
Yes
3
2
No
DK/REF
RH12
[IF RH1 = 1] Did you have the same access to your lawyer or attorney as you did before you were placed in
disciplinary or administrative segregation, or solitary confinement this most recent time?
1
Yes
2
No
DK/REF
RH13
[IF RH1 = 1] Were you allowed to talk to staff every day while you were in disciplinary or administrative
segregation, or solitary confinement this most recent time?
1
Yes
2
No
DK/REF
PROBE TO CLARIFY WHETHER R INTERPRETED THIS QUESTION TO MEAN, “DID YOU
TALK TO STAFF EVERY DAY…”
RH14
[IF RH1 = 1] Did a trained counselor or mental health professional check on you while you were in
disciplinary or administrative segregation, or solitary confinement this most recent time?
1
Yes
2
No
DK/REF
PROBE: What do you think the phrase “trained counselor” means?
RH15
[IF RH14 = 1] How often did a trained counselor or mental health professional check on you while you
were in disciplinary or administrative segregation, or solitary confinement this most recent time?
1
Every day
2
A few times a week
3
Once a week
4
Less than once a week
DK/REF
RH16
[IF RH1 = 1] Now please think about the [IF RH2 > 1, INCLUDE “most recent”] time when you were
released from disciplinary or administrative segregation, or solitary confinement. Because you were in
disciplinary or administrative segregation, or solitary confinement, did you…
RH16a. Lose your job in the facility?
RH16b. Get assigned to a different job in the facility?
RH16c. Have less yard or free time than you did before?
RH16d. Lose good time or good time credits?
PROBE: Please tell me in your own words what this question is asking.
DK/REF
Yes
1
1
1
1
No
2
2
2
2
PROBE FOR ANY YES RESPONSES: How do you know you [lost your job/got a different job/had
less free time/lost good time] because you had been in solitary?
4
RH17
[IF RH1 = 1] As a result of being in disciplinary or administrative segregation, or solitary confinement,
were you…
RH17a. Required to participate in a program designed to help you avoid
getting sent to disciplinary or administrative segregation, or solitary
confinement in the future?
RH17b. Placed at a higher custody or security level?
RH17c. Moved somewhere else in the facility?
DK/REF
Yes
1
No
2
1
1
2
2
PROBE: Are there other things that can happen to an inmate as a result of being in solitary?
RH18
[IF RH1 = 1] After you returned from being in disciplinary or administrative segregation, or solitary
confinement, were any of your personal possessions missing?
1
Yes
2
No
DK/REF
PROBE: What does the phrase “personal possessions” mean to you?
5
A22.
Are you a U.S. citizen?
1
Yes
2
No
DK/REF
PROBE: Do you think this is a question inmates will be comfortable answering? (Why or why not?)
D2a
[IF MALE] Which of the following best represents how you think of yourself?
1
2
3
4
5
6
Gay
Straight, that is, not gay
Bisexual
Something else
I don’t know the answer
Refused
PROBE: What does the word “gay” mean to you in this question? Are there other words you use
that mean the same thing as “gay”?
PROBE: What does the word “straight” mean to you in this question? Are there other words you
use that mean the same thing as “straight”?
PROBE: What does the word “bisexual” meant to you in this question? Are there other words you
use that mean the same thing as “bisexual”?
D2b
[IF FEMALE] Which of the following best represents how you think of yourself?
1
2
3
4
5
6
Lesbian or gay
Straight, that is, not lesbian or gay
Bisexual
Something else
I don’t know the answer
Refused
PROBE: What does the word “gay” mean to you in this question? Are there other words you use
that mean the same thing as “gay”?
PROBE: What does the word “lesbian” mean to you in this question? Are there other words you
use that mean the same thing as “lesbian”?
PROBE: What does the word “straight” mean to you in this question? Are there other words you
use that mean the same thing as “straight”?
PROBE: What does the word “bisexual” meant to you in this question? Are there other words you
use that mean the same thing as “bisexual”?
D3a
What sex were you assigned at birth, on your original birth certificate?
1
Male
2
Female
DK/REF
PROBE: Please tell me, in your own words, what this question is asking.
6
[Interviewer: If R’s interpretation of the question is incorrect, probe to determine how they came to
their understanding. Probe their understanding of the phrases “assigned at birth” and “original
birth certificate”.]
D3b
Do you currently think of yourself as…?
1
Male
2
Female
3
Transgender – Male
4
Transgender - Female
5
None of these
DK/REF
PROBE: What does the term “Transgender – Male” mean to you?
PROBE: What does the term “Transgender – Female” mean to you?
7
The next set of questions are for inmates who report an incident of being sexually victimized or sexually assaulted
by another inmate during their incarceration. The questions ask for specific details about the incident as well as
things that may have happened just before or right after the incident took place. As I did with the last set of
questions, I’ll read the question and then ask you about your understanding of the question. Remember, I just want
you to focus on whether the questions are clear; I’m not asking you to share any personal experiences.
IIC8
[IF IIC REPORTED] Do you think this incident happened because of your…
IIC8a. Race or ethnicity?
IIC8b. Age?
IIC8c. Religion?
IIC8d. Gender Identity?
PROBE: What does the term “gender identity” mean to you?
IIC8e. Sexual orientation?
PROBE: What does the term “sexual orientation” mean to you?
IIC8f. Gang affiliation?
PROBE: What does the phrase “gang affiliation” mean to you?
DK/REF
Yes
1
1
1
1
No
2
2
2
2
1
2
1
2
IIC13a [IF IIC9 = 1] About how old was this other inmate?
1
Under 25
2
25 – 34
3
35 – 44
4
45 – 54
5
55 or older
DK/REF
PROBE: Do you think an inmate would be able to answer this question? That is, do you think they
would know how old the inmate who attacked them was?
IIC14a [IF IIC9 = 1] At the time this incident occurred was this other inmate assigned to the same housing unit,
pod or dormitory as you?
1
Yes
2
No
DK/REF
PROBE: Are there other words we should use besides “housing unit, pod, or dormitory” to describe
the place where an inmate is assigned to live in the facility?
IIC15a [IF IIC9 = 1] How did you know this other inmate at the time the incident occurred? Was the inmate…
FI: Please look at these answers [HAND CARD] as I read them out loud.
IIC15a1a. A stranger – that is someone you had never seen before?
IIC15a1b. Someone you had seen before but had never spoken to?
IIC15a1c. An acquaintance or someone you only talk to occasionally?
Yes
1
1
1
No
2
2
2
8
IIC15a1d.
facility?
IIC15a1e.
IIC15a1f.
IIC15a1g.
DK/REF
Someone you have worked with or been in a class with at this
1
2
A friend or ex-friend?
Someone who used to be your cellmate or roommate?
Your current cellmate or roommate?
1
1
1
2
2
2
PROBE: Are there other ways that an inmate might describe how they knew another inmate?
PROBE: How do inmates get to know each other in a facility?
IIC15a2 [IF IIC9 = 1] Did you know this other inmate before you entered this facility?
1
Yes
2
No
DK/REF
PROBE: What do you think this question is asking?
IIC16a [IF IIC9 = 1] Was this other inmate a member of a gang?
1
Yes
2
No
DK/REF
PROBE: Is it easy or hard to know whether an inmate is a member of a gang?
IIC17
[IF IIC9 = 1] Before this incident happened were you worried that this inmate might be planning to have
sex or sexual contact with you?
1 Yes
2 No
DK/REF
PROBE: Before an incident, what kinds of things do you think might happen to an inmate to cause
him or her to worry that another inmate was planning to have sex or sexual contact with him or her?
IIC18
[IF IIC9 = 1] Before this incident happened had you had any arguments or fights with this inmate?
1
Yes
2
No
DK/REF
IIC22
[IF IIC9 = 1] Did this inmate do any of the following things after the incident happened?
FI: Please look at these answers [HAND CARD] as I read them out loud.
IIC22a.
IIC22b.
IIC22c.
IIC22d.
Gave you gifts or money so that you would keep it a secret?
Threatened to hurt you so that you would keep it a secret?
Said [he/she] would blame it on you if you told anyone?
Said [he/she] would stop spending time with you if you told anyone?
Yes
1
1
1
1
No
2
2
2
2
9
IIC22e. Had some type of sexual contact with you again?
IIC22f. Ignored you or stayed away from you?
DK/REF
1
1
2
2
PROBE: Can you think of any other things an inmate might do to try keep another inmate from
telling others about a sexual attack?
IIC25
[IF IIC REPORTED] At the time the incident happened were any other inmates aware that it was
happening?
1
Yes
2
No
DK/REF
PROBE: Tell me in your own words what this question is asking. [FI: Verify the R’s paraphrasing
highlights “at the time the incident happened”.]
IIC26
[IF IIC REPORTED] At the time the incident happened were any staff at the facility aware that it was
happening?
1
Yes
2
No
DK/REF
PROBE: Could you give me some examples of the types of people you are thinking about when I
used the phrase “staff at the facility”?
IIC28a [IF IIC9 = 1 AND IIC23 = 1] Did any of the following things happen to the inmate who had sex or sexual
contact with you?
FI: Please look at these answers [HAND CARD] as I read them out loud.
IIC28a1. The inmate was moved to administrative segregation or some other
protective housing
IIC28a2. The inmate was placed in a medical unit, ward, or hospital
IIC28a3. The inmate was confined to [his/her] own cell, room, or housing
area
IIC28a4. The inmate was given a higher level of custody within the facility
IIC28a5. The inmate was transferred to another facility
IIC28a6. The inmate was written up
IIC28a7. The inmate lost privileges
DK/REF
Yes
1
No
2
1
1
2
2
1
1
1
1
2
2
2
2
PROBE: Are there other things that might happen to an inmate who sexually assaults another
inmate?
IIC29
[IF IIC9 = 1] Since this incident happened has this inmate attempted any type of sexual contact with
you?
1
Yes
2
No
DK/REF
10
FI INSTRUCTION: Now listen to the next question and tell me how you think it is different from
the question I just read to you.
IIC30
[IF IIC9 = 1 AND IIC29 NE 1] Since this incident happened have you been worried that this inmate will
try to initiate sexual contact with you again?
1
Yes
2
No
DK/REF
PROBE: Please tell me how this question is different from the last question.
PROBE: What does the word “initiate” mean to you?
IIC31
[IF IIC REPORTED] Since this incident happened, have you done any of the following things to reduce
the chance that you would be attacked again?
FI: Please look at these answers [HAND CARD] as I read them out loud.
IIC31a. Joined a gang?
IIC31b. Carried a weapon?
IIC31c. Fought more?
IIC31d. Worked out in order to bulk up?
IIC31e. Avoided certain areas?
IIC31f. Kept to yourself more?
IIC31g. Stayed in your own cell or housing area more?
IIC31h. Joined a religious group?
IIC31i. Avoided certain inmates?
IIC31j. Requested protective custody?
IIC31k. Requested transfer to another facility?
DK/REF
Yes
1
1
1
1
1
1
1
1
1
1
1
No
2
2
2
2
2
2
2
2
2
2
2
PROBE: Are there other things an inmate might do to reduce their chance of being sexually
attacked?
11
Section SIC: Incident Characteristics of Staff-On-Inmate Victimization
The next questions will be asked of inmates who report an incident of being sexually victimized or sexually
assaulted by a staff person during their incarceration. The questions ask for specific details about the incident as
well as things that may have happened just before or right after the incident took place. As I did with the last
questions, I’ll read the question and then ask you about your understanding of the question.
SI10
[IF SIC REPORTED] During this incident did one staff person or more than one staff person have sex or
sexual contact with you?
1 One staff person
2 More than one staff person
DK/REF
PROBE: Several of the next questions will use the term “staff person”. Which people in a facility do
you think that term describes? Further PROBE: Does it include correctional officers? Volunteers?
The Warden?
SI11
[IF SIC REPORTED] Do you think this incident happened because of your…
SI11a. Race or ethnicity?
SI11b. Age?
SI11c. Religion?
SI11d. Gender Identity?
PROBE: What does the term “gender identity” mean to you?
SI11e. Sexual orientation?
PROBE: What does the term “sexual orientation” mean to
you?
SI11f. Gang affiliation?
PROBE: What does the phrase “gang affiliation” mean to
you?
DK/REF
SI15a
Yes
No
1
1
1
1
2
2
2
2
1
2
1
2
[IF SI10 = 1] How old was this staff person?
1 Under 25
2 25 – 34
3 35 – 44
4 45 – 54
5 55 or older
DK/REF
PROBE: Do you think an inmate would be able to answer this question? That is, do you think they
would know how old the staff person who attacked them was?
SI17a
[IF SI10 = 1] Before the incident happened, did any of these things ever happen?
SI17a1. The staff person talked to you about [his/her] personal life outside
of work?
PROBE: What does the phrase “personal life” mean to you?
Yes
1
No
2
12
SI17a2. The staff person gave you pictures of [himself/herself]?
SI17a3. The staff person wrote letters to you?
SI17a4. The staff person offered you things like drugs, cigarettes, alcohol,
or other things you are not allowed to have in this facility?
SI17a5. The staff person offered you money?
SI17a6. The staff person did things for you to help you get out of trouble?
SI17a7. The staff person spent time alone with you and asked that you not
tell anyone else about that time
SI17h. The staff person told you that [he/she] had special feelings for you
or was in love with you?
SI17i. The staff person talked or joked with you about sex or shared sexual
stories with you?
DK/REF
SI21
2
2
2
1
1
1
2
2
2
1
2
1
2
[IF SI10 = 1] Did this staff person do any of the following things after the incident happened?
SI21a. Gave you gifts or money so that you would keep it secret?
SI21b. Threatened to hurt you so that you would keep it secret?
SI21c. Said [he/she] would blame it on you if you told anyone?
SI21d. Said [he/she] would stop spending time with you if you told
anyone?
SI21e. Had sexual contact with you again?
SI21f. Ignored you or stayed away from you?
DK/REF
SI27a
1
1
1
Yes
1
1
1
No
2
2
2
1
1
2
2
[IF SI10 = 1 AND SI22 = 1] Did any of the following things happen to the staff person who had
sex or sexual contact with you?
SI27a. The staff person was fired
SI27b. The staff person was transferred to another facility
SI27c. The staff person was transferred to a different job within the
same facility
SI27d. The staff person was punished or disciplined in some way
other than those listed above
DK/REF
Yes
1
1
1
No
2
2
2
1
2
PROBE: Do you think an inmate would know what happened to the staff person?
PROBE: Are there are other sorts of punishment a staff person might receive if he or she
was found to have had sex with an inmate?
SI28
[IF SI10 = 1] Since this incident happened has this staff person attempted any type of sexual
contact with you?
FI INSTRUCTION: Now listen to the next question and tell me how you think it is different from
the question I just read to you.
13
SI29
[IF SI10 = 1 AND SI28 NE 1] Since this incident happened have you been worried that this staff
person will try to initiate sexual contact with you again?
1
Yes
2
No
DK/REF
PROBE: Please tell me how this question is different from the last question.
PROBE: What does the word “initiate” mean to you?
14
We’re just about done. The last questions I have for you are about other experiences an inmate might have
had.
Q8. Did a doctor, school counselor, or other professional ever tell you that you have:
Q8a. ADD or ADHD?
PROBE: Do you recognize these terms? Do
you know any of the symptoms of ADD or
ADHD?
Q8b. Dyslexia?
PROBE: Do you recognize this term? Do
you know any of the symptoms of Dyslexia?
Q8c. A learning disability?
PROBE: What does it mean to have a
learning disability?
Q8d. Autism or Asperger’s
PROBE: Do you recognize these terms? Do
you know any of the symptoms of Autism or
Asperger’s?
DK/REF
Yes
1
No
2
1
2
1
2
1
2
PROBE: The question used the phrase “other professional”. What does that phrase mean
to you?
R21
Did you ever in your life have any of the following experiences happen to you:
R21a A serious fight or physical assault?
PROBE: What would have to happen for a
fight to be “serious”?
R21a1. A sexual assault?
PROBE: How is a sexual assault different
than a physical assault that I asked you about
in the last question?
R21b. A life-threatening accident or injury?
PROBE: What does “life-threatening” mean
to you?
R21c. The murder or suicide of a loved one?
R21d. The accidental death of a loved one?
PROBE: Can you tell me in your own words
what an “accidental death” means?
R21e. Witnessed someone being seriously
injured or killed?
R21f. Any experience that put you at risk of
death?
PROBE: What kinds of experiences could
put a person at risk of death?
DK/REF
Yes
1
No
2
1
2
1
2
1
1
2
2
1
2
1
2
That’s all the questions I have for you. Thank you for your participation; your feedback has been really valuable!
15
Have You Spent Time in Jail or Prison?
If you have ever been incarcerated in jail or prison we
need your help.
RTI International, a non-profit research organization,
is developing a new survey for inmates. We would
really like to meet with former inmates to talk about
the survey and find out how we can improve our
survey questions.
The appointment will last about 1 hour.
.
We will pay you $40.00 for your time.
All appointments will take place at
The Durham Criminal Justice
Resource Center.
Please call [Name] at 555-5555 to learn
more about this opportunity.
Cognitive Interviewing Participants
Receipt for Participation
By my signature below I confirm that I have paid $40 to a participant recruited as part of the
questionnaire pretesting research conducted for project 0209778. This study is being conducted
by RTI International for the Bureau of Justice Statistics.
Signature
RTI Staff Member (print): _______________________________________
Date: _____________________
Recruiting Script
(To be used when taking inbound calls from potential participants)
My name is _________________ and I work at RTI International. We are conducting
the National Inmate Survey project with the Bureau of Justice Statistics. The purpose of
this study is to test questions that will be used in a national survey of inmates. We want
to make sure the survey questions are clear and can be easily understood.
You will receive $40 cash for participating in the interview, which will take no more than
1 hour.
Do you think you'd be interested in participating?
IF YES: Okay, first could you tell me when you were last incarcerated in a jail or prison?
VERIFY THIS INCARCERATION WAS WITHIN THE PAST 6 MONTHS. IF NOT,
THANK THE INDIVIDUAL AND TELL HIM/HER HE/SHE IS NOT ELIGIBLE TO
PARTICIPATE. IF THE INDIVIDUAL IS ELIGIBLE, CONTINUE: Let me tell you a
little more about what we're doing. CONTINUE WITH INFO BELOW.
IF NO: Maybe if I tell you a little bit more about the interview you'd be interested. IF R
IS WILLING, CONTINUE WITH INFO BELOW. OTHERWISE, END CALL.
What’s involved?
You will take part in an interview about your background and some experiences while
you were incarcerated. We will also read you some questions about your health, and any
disabilities you may have. We do not expect you to answer, but we will want to know if
the questions make sense to you and whether you understand each of the words we use.
You can help us by describing anything about the questions that you think is confusing or
hard to understand. A member of the project staff will conduct the interview.
Do you have any additional questions?
If so, use Q&A below to answer.
If no, schedule appointment time and give directions to facility.
Do I have to participate?
No. You do not have to participate in this survey or respond to any questions you do not
want to answer. Your decision to participate or not will not affect your legal status or any
social service(s) you may be receiving or might receive in the future.
Will my information and my answers be kept private?
Yes. Any information you provide will be kept completely private, and we will not link
your name or identity to any of the information you provide. There are, however, some
exceptions to our promise of confidentiality. If you tell us that you are in immediate
danger or that you intend to harm yourself or someone else, we may need to inform the
appropriate authorities according to state and local law.
How did you get my name? / Why was I selected?
We have been working with NAME at the Criminal Justice Resource Center. He/She has
helped us by posting flyers and directing individuals who might be eligible to look at the
flyers. We don’t have your name or know anything about you at this point. If you decide
you would like to participate, I will collect some basic information from you – your
name, age, race, and gender – as well as a phone number where I can reach you. This
information will be stored in a secure place and will be destroyed once I have interviewed
you.
What’s in it for me?
There are no direct benefits to you from participating in this study. However, the results of this
study may help improve the condition and well-being of inmates in correctional facilities across
the nation. In addition, at the end of the interview, you will receive $40 cash for the time you
took to participate in the study.
Our interviews are scheduled Monday through Friday between 8am and 5pm. The
interview will last no longer than 1 hour. Now, let me tell you what appointments times
we have available….Is there a time that will work for you?
| File Type | application/pdf |
| Author | Stroop, Jessica |
| File Modified | 2018-01-08 |
| File Created | 2018-01-08 |