Please respond
to any comments received on the rule associated in the submission
associated with the final rule.
Inventory as of this Action
Requested
Previously Approved
11/30/2016
36 Months From Approved
11/30/2016
68,420
0
68,420
276,060
0
276,060
0
0
0
The Commission is proposing to amend
Regulation 4.22 to provide to eligible CPOs: (1) an optional
alternative to complying with the requirement to compute and
present the financial statements in a pool Annual Report in
accordance with U.S. GAAP (or in accordance with IFRS); and (2) an
optional alternative to complying with the audit requirement for
the Annual Report for a pool’s first fiscal year. The notice
filings that would be required to claim the relief and
recordkeeping requirement for waivers would be used by Commission
staff and staff of the National Futures Association to determine
which CPOs have claimed the exemption(s), and to reviewing required
filings and in oversee compliance by CPOs with their reporting
requirements.
Under this collection, the
revised burden figures reflect the proposed notice filing
requirements and the requirement to obtain written waivers and
maintain the same as required records.
On behalf of this Federal agency, I certify that
the collection of information encompassed by this request complies
with 5 CFR 1320.9 and the related provisions of 5 CFR
1320.8(b)(3).
The following is a summary of the topics, regarding
the proposed collection of information, that the certification
covers:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a
benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control
number;
If you are unable to certify compliance with any of
these provisions, identify the item by leaving the box unchecked
and explain the reason in the Supporting Statement.