Form FR Y14Q FR Y14Q Quarterly Regulatory Capital Instruments Form

FR Y-14Q Schedule C: Regulatory Capital Instruments Quarterly Schedule
Institution Name:
RSSD ID:
Date of Data Submission:
As of Date:

FR Y-14Q Schedule C.1—Regulatory Capital Instruments as of Quarter End
A

MDRMs
1
2
3
4
5
6
7
8
9
10
…

B

C

D

E

Revised
regulatory
CUSIP or unique
General risk
identifier
based capital capital rule (July
provided by BHC Instrument type rules treatment 2013) treatment
CQCNP083
CQCNQ744
CQCN745
CQCNQ746

F

G

Cumulative / Notional amount
($Millions)
noncumulative
CQCNQ747
CQCNQ748

H
Amount
recognized in
regulatory
capital
($Millions)
CQCNQ749

I

Comments
CQCNQ750

FR Y-14Q Schedule C.2—Regulatory Capital Instrument Repurchases/Redemptions During Quarter
A

MDRMs
1
2
3
4
5
6
7
8
9
10
…

B

C

D

E

Revised
regulatory
CUSIP or unique
General risk
identifier
based capital capital rule (July
provided by BHC Instrument type rules treatment 2013) treatment
CQCRP083
CQCRQ744
CQCRQ745
CQCRQ746

F

G

H

I

Redemption
action
CQCRQ754

Date on which
action was
executed
(mm/dd/yyyy)
CQCRQ755

Notional
amount
transacted
($Millions)
CQCRQ756

Regulatory
capital amount
transacted
($Millions)
CQCRQ757

J
Notional
amount
remaining at
quarter end
($Millions)
CQCRQ758

K
Amount
recognized in
regulatory
capital remaining
at quarter end
CQCRQ759

L

Comments
CQCRQ750

FR Y-14Q Schedule C.3 – Regulatory Capital Instruments Issuances During Quarter
A

MDRMs
1
2
3
4
5
6
7
8
9
10
…
A

MDRMs
1
2
3
4
5
6
7
8
9
10

B

C

D

CUSIP or unique
identifier
provided by BHC
CQCIP083

Instrument type
CQCIQ744

Is issuance result
of conversion?
CQCIQ762

E
If conversion,
indicate CUSIP of
original
instrument
CQCIQ763

N

O

P

Q

Issuer call
CQCIQ770

If callable,
optional call date
(mm/dd/yyyy)*
CQCIQ771

Fixed / floating
CQCIN189

Coupon / dividend
rate (bps)
CQCIQ772

F

H
Revised
General risk based regulatory capital
Date of issuance
capital rules
rule (July 2013)
(mm/dd/yyyy)*
treatment
treatment
CQCIN477
CQCIQ745
CQCIQ746

R

Index
CQCIQ773

G

S

T

I

J

Cumulative /
noncumulative
CQCIQ747

Notional amount
transacted
($Millions)
CQCIQ756

U

V

Existence of step
up or other
Spread over index
Convertible / nonincentive to
redeem
convertible
(bps)
CQCIQ774
CQCIQ775
CQCIQ776

If convertible,
mandatory or
optional
conversion?
CQCIQ777

K
Regulatory
capital amount
transacted
($Millions)
CQCIQ757

W
If convertible,
specify
instrument type
into which it will
convert
CQCIQ778

L

M

Perpetual / dated
CQCIQ769

If dated, date of
maturity
(mm/dd/yyyy)*
CQCI9914

X

Comments
CQCIQ750