49 U.S.C. Section 5307 Urbanized Area Formula Program

Forms and Documents

Document Name	Status
2016 Justification Statement 49 USC Sections 5307 and Ferry Program FINAL.doc Supporting Statement A	2016-11-21
2016 Section 5307 Sample Milestone Progress Report - MPR.docx Supplementary Document	2016-11-18
2016 Section 5307 Sample Federal Financial Report - FFR.docx Supplementary Document	2016-11-18
2016 Section 5307 Sample Grant Application.docx Supplementary Document	2016-11-18
Section 5307 30-Day FRN.pdf Supplementary Document	2016-11-18
60 Day FRN Section 5307 Urbanized Area Formula Program.pdf Supplementary Document	2016-11-18

IC Document Collections

IC ID	Document Title	Status
26520	49 USC Sections 5309 & 5307 Capital Assistance Programs Instruction	Modified

ICR Details

OMB Control No: 2132-0502	ICR Reference No: 201611-2132-002
Status: Historical Active	Previous ICR Reference No: 201308-2132-007
Agency/Subagency: DOT/FTA	Agency Tracking No:
Title: 49 U.S.C. Section 5307 Urbanized Area Formula Program
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 01/17/2017
	Date Received in OIRA: 11/29/2016
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	01/31/2020	36 Months From Approved	01/31/2017
Responses	6,240	0	9,152
Time Burden (Hours)	117,000	0	169,536
Cost Burden (Dollars)	0	0	0

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Abstract: This information collection request is for a revision of an approved information collection. The revision to this collection is necessary due to a decrease in the annual burden hours as a result of the removal of 49 U.S.C. Section 5309 Capital Assistance Program from the Section 5307 Urbanized Area Formula Program.

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Authorizing Statute(s): PL: Pub.L. 112 - 141 20007 Name of Law: Capital Investment Grants and Loans
   US Code: 49 USC Section 5307 Name of Law: Urbanized Area Formula Grants
   US Code: 49 USC Section 5309 Name of Law: Capital Investment Grants and Loans
  

Citations for New Statutory Requirements: PL: Pub.L. 112 - 141 5309 Name of Law: Moving Ahead for Progress in the 21 Century Act (MAP-21)

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	81 FR 54658	08/16/2016
30-day Notice:	Federal Register Citation:	Citation Date:
	81 FR 81237	11/17/2016
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 1

IC Title	Form No.	Form Name
49 USC Sections 5309 & 5307 Capital Assistance Programs

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ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	6,240	9,152	-2,912	0	0	0
Annual Time Burden (Hours)	117,000	169,536	-52,536	0	0	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The total burden for this request is 117,000 hours, a reduction of 52,536 hours from the previous request of 169,536 hours. The total number of respondents is 6,240, a reduction of 2,912 from the previous request of 9,152. This decrease is primarily due to the removal of Section 5309 Capital Assistance Program from this information collection. The currently approved information collection contains two portions of Section 5309 that were repealed under MAP-21. Section 5309 Fixed Guideway Investment Grants – New Starts continues under information collection OMB Number: 2132-0502.

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Annual Cost to Federal Government: $1,155,960

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 11/29/2016

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