Request for Approval

DI-4011 (Rev. 07/2018)
U.S. Department of the Interior

OMB Control. No. 1090-0011
Expiration Date 10/31/2021

REQUEST FOR APPROVAL UNDER THE
“DOI GENERIC CLEARANCE FOR THE COLLECTION OF
QUANTITATIVE FEEDBACK ON AGENCY SERVICE DELIVERY”

See Page 4 for Instructions on Completing This Form
Title of Information Collection

Formative Evaluation of Interpretive Design and Restoration for the Carter G. Woodson Home using On-site Surveys
Purpose
The National Park Service (NPS) and the Association for the Study of African American Life and History, Inc. (ASALH) have been working cooperatively to
restore the circa 1870's home of Dr. Carter G. Woodson. The completed site will provide a unique opportunity for visitors to experience the very place where
Dr. Woodson lived and worked as he and ASALH brought African American history to life. In addition to the restoration of floors 1 through 3 of the Carter G.
Woodson Home, which was completed in Phase 1 of the project, the two adjacent properties will be rehabilitated for public use, office space and interpretive
exhibits. Site improvements include the development, fabrication, and installation of interpretative exhibits; new accessible access and efficient circulation
throughout the space.
To that end, the NPS and its architectural and exhibit contractor, Mills + Schnoering Architects, LLC have determined that a formative evaluation to gather
information related to visitor use, experience and expectations will provide the best information to move forward in the exhibit design phase. Formative
evaluations are generally conducted before or during the design stages in order to determine if the directives and content will be understood by the public as
they were intended by the content specialists and designers. Formative evaluations have also been proven to be very effecting in guiding the development
of exhibit interpretive strategies and identifying ways to increase awareness and relevance to a variety of audiences.
This request is to conduct an on-site questionnaires at four locations in the Washington DC Metropolitan area (Frederick Douglass National Historic Site
(FRDO), African American Civil War Museum, Carter G. Woodson National Historic Site (CAWO) and the Martin Luther King Memorial (MALU)). The intent
of the on-site surveys is to identify the knowledge and perception held by the general public with regards to the life and work of Carter G. Woodson.
The results from this collection will be used to inform the design and development phase of the restoration process. In order to provide timely feedback to
the design process data that addresses questions raised during the evaluation, the evaluation must be completed by March 16, 2018.

Description of Respondents
The respondent universe for the on-site survey will consist of all adult (18 years old and older), English-speaking visitors to FRDO,
CAWO, MALU, and the African American Civil War Museum.

Type of Collection (Check One)
Customer Comment Card/Complaint Form

Customer Satisfaction Survey

Focus Group

Usability Testing (e.g., Website or Software

Small Discussion Group

Other: On-site survey

Certification
I certify the following to be true:
1. The collection is voluntary.
2. The collection is low-burden for respondents and low-cost for the Federal Government.
3. The collection is non-controversial and does not raise issues of concern to other federal agencies.
4. The results are not intended to be disseminated to the public.
5. Information gathered will not be used for the purpose of substantially informing influential policy decisions.
6. The collection is targeted to the solicitation of opinions from respondents who have experience with the program or may have
experience with the program in the future.
Typed Name of Requester
Signature
Date
Jeremy "Bret" Nickels

Bureau ICCO
Recommend
Not Recommended
DOI PRA Program Lead
Approved
Not Approved

10/26/18

FOR USE BY ICC PROGRAM STAFF ONLY
Signature

DOI Tracking Number
2018-NPS-FT19

Signature

Date

Date

signed by JEFFREY PARRILLO
10/26/18
JEFFREY PARRILLO Digitally
Date: 2018.10.26 13:11:37 -04'00'

Page 1 of 4

DI-4011 (Rev. 07/2018)
U.S. Department of the Interior

OMB Control. No. 1090-0011
Expiration Date 10/31/2021

TO ASSIST REVIEW, PLEASE PROVIDE ANSWERS TO THE FOLLOWING QUESTIONS:
Personally Identifiable Information (Please consult with your Bureau/Office Privacy Act Officer)
1. Will you collect any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)?
No
Yes If “Yes,” please consult with your Bureau/Office Privacy Act Officer.
2. If “Yes”, is the information to be collected included in records that are subject to the Privacy Act of 1974?
No
Yes
3. If applicable, has a System or Records Notice (SORN) been published?
No
Yes If “Yes,” please provide the title and FR citation below:
Title of SORN:
FR Citation for SORN
Gifts or Payments (Please refer to OMB guidance “Questions and Answers When Designing Surveys for Information Collections”)
Is an incentive (e.g., money or reimbursement of expenses, token of appreciation) provided to participants?
No
Yes If
“Yes”, please describe the incentive and provide a justification for the amount:

Federal Enterprise Architecture (FEA) Business Reference Model (Check only one “Line of Business” and one “Subfunction.”
Refer to OMB guidance “FEA Consolidated Reference Model Document Version 2.3”)
Line of Business
Subfunction
Line of Business
Subfunction
Community and
Social Services
Defense and
National Security
Economic
Development

(Select One)

Correctional
Activities
Disaster
Management

(Select One)

(Select One)

Education

(Select One)

Energy

(Select One)

Environmental
Management

(Select One)

General Science
and Innovation

(Select One)

Health

(Select One)

Homeland Security

(Select One)

(Select One)

(Select One)

Income Security

(Select One)

Intelligence
Operations

(Select One)

(Select One)

Law Enforcement

(Select One)

International Affairs
and Commerce
Litigation and
Judicial Activities

Natural Resources

Transportation
Recreational Resource Management and Tourism

(Select One)

(Select One)

Workforce
(Select One)
Management
Burden Hour Calculation
Category of Respondent

Individuals/Households

Number of Annual
Respondents

Number of
Responses Each

Total Annual
Responses

Participation
Time

Total Burden
Hours

784

1

784

5 mins

65 hours

Federal Cost: (Consult your Bureau/Office Information Collection Clearance Officer for assistance, if necessary)
The estimated annual cost to the Federal government is $ 12,480.00

, based on: (provide details below)

Non-Federal Employees
Project Manager (M+Sa) $890
Exhibit Designer (content) (H+R) $660
Exhibit Designer (content) (H+R) $660
Coordination
Oversight of application, survey implementation, data analysis and reporting $9,000
Survey Printing (1 sheet 8.5”x11”), Qty 1,350 @.20 / sheet $270
Travel - Transportation and lodging (2) $1,000
Total $12,480

Sample Response to Federal Cost Question:
“If we receive 20 submissions and it takes 30 minutes to process and implement each one, then the total burden is $322.40
assuming a GS-7 step 5 is processing the submissions. Please note, however, that this custom form is a tool meant to accept
submissions in a standard format rather than through the freeform submissions that would otherwise come in by personal email.
Thus the existence of this form actually saves the government money by standardizing submissions and decreasing the workload of
processing each one.”
Page 2 of 4

DI-4011 (Rev. 07/2018)
U.S. Department of the Interior

OMB Control. No. 1090-0011
Expiration Date 10/31/2021

If you are conducting a focus group, survey, or plan to employ statistical methods, please provide answers to the
following questions:
Selection of Targeted Respondents
1. Do you have a customer list (or something similar) that defines the universe of potential respondents and do you have a
sampling plan for selecting from this universe?
No
Yes If “Yes,” please provide a description of both below (or attach the sampling plan). If the answer is no, please
provide a description of how you plan to identify your potential group of respondents and how you will select them.
On-site Survey
Anticipated Dates: February 24, 2018 – March 17, 2018
The respondent universe for all on-site surveys at FRDO, CAWO, MALU and African American Civil War Museum will be all adult visitors, age 18 or older, contacted at designated intercept
locations. A random sample of visitors will be invited by NPS staff to complete and return the three-minute survey before leaving the site. Sampling will occur for 22 days (7 weekends and
15 weekdays). On each sampling day, sampling locations will be staffed with the appropriate number of surveyors to ensure daily targets are met on weekends and weekdays.
Based upon the March 2016 NPS Visitor Use Statistics, there were approximately 418,869 visitors at MALU and 6,419 at FRDO. There were no estimates for the CAWO or African
American Civil War Museum. Based on the expected number of responses at each site, we are expecting that there will be 95% confidence that the survey findings will be accurate to
approximately 5 percentage points for each site.

Sample Response to Question 1 Above:
“Participants will self-select by choosing to follow the link to submit a resource. This is really no different than any website’s “Contact
Us” type of link; this submission form is only used by those who want to contribute to the toolkit. The “Submit a resource” link will be
located on the bottom of the toolkit homepage.”
Administration of the Instrument:
2.

How will you collect the information? (Check all that apply)
Web-based or other forms of Social Media

Telephone

Mail

Other:

In-person

Use of Interviewers or Facilitators:
3. Will you use interviewers or facilitators?
No

Yes
PLEASE SUBMIT SURVEY INSTRUMENT, INSTRUCTIONS, AND SCRIPTS WITH YOUR REQUEST.

Page 3 of 4

DI-4011 (Rev. 07/2018)
U.S. Department of the Interior

OMB Control. No. 1090-0011
Expiration Date 10/31/2021

Instructions for completing Request for Approval under the
“Generic Clearance for the Collection of Routine Customer Feedback”

Title of Information Collection: Provide the name of the collection that is the subject of the request. (e.g., Comment card for soliciting
feedback on xxxx)
Purpose: Provide a brief description and how you will use this information collection. If this is part of a larger study or effort, please
include this in your explanation.
Description of Respondents: Provide a brief description of the targeted group or groups for this collection of information. These
groups must have experience with the program.
Type of Collection: Check one box. If you are requesting approval of other instruments under the generic, you must complete a form
for each instrument.
Certification: Please read the certification carefully. If you incorrectly certify, OMB will return the collection as improperly submitted or
they will disapprove your request.
Personally Identifiable Information: Provide answers to the questions.
Gifts or Payments: If you answer yes to the question, please describe the incentive and provide a justification for the amount.
Burden Hour Calculation:
•
Category of Respondents: Identify who you expect the respondents to be in terms of the following categories: (1) Individuals
or Households; (2) Private Sector; (3) State, local, or tribal governments; or (4) Federal Government. You may select only
one category.
•
No. of Respondents: Provide an estimate of the Number of respondents.
•
Participation Time: Provide an estimate of the amount of time required for a respondent to participate (e.g., fill out a survey
or participate in a focus group)
•
Burden: Provide the Annual burden hours: Multiply the Number of responses and the participation time in minutes and
divide by 60.
Federal Cost: Provide an estimate of the annual cost to the Federal government.
If you are conducting a focus group, survey, or plan to employ statistical methods, please provide answers to the following
questions:
Selection of Targeted Respondents: Please provide a description of how you plan to identify your potential group of respondents
and how you will select them. If the answer is yes, to the first question, you may provide the sampling plan in an attachment.
Administration of the Instrument: Identify how you will collect the information. More than one box may be checked. Indicate
whether there will be interviewers (e.g., for surveys) or facilitators (e.g., for focus groups) used.
Submission of the Survey Instrument, Instructions and Scripts: You must submit a copy of the survey instrument, including all
associated instructions and scripts. The survey instrument document must show the OMB Control Number 1090-0011 and Expiration
Date 08/31/2018, along with the following Statements:
Paperwork Reduction Act Statement: We are collecting this information subject to the Paperwork Reduction Act
(44 U.S.C. 3501) to [insert brief justification for collection of information]. Your response is voluntary and we will not
share the results publicly. We may not conduct or sponsor and you are not required to respond to a collection of
information unless it displays a currently valid OMB Control Number. OMB has reviewed and approved this survey
and assigned OMB Control Number 1090-0011, which expires ##/##/####.
Estimated Burden Statement: We estimate the survey will take you ## minutes to complete, including time to read
instructions, gather information, and complete and submit the survey. You may submit comments on any aspect of
this information collection to the Information Collection Clearance Officer, [Insert Bureau], [Insert mailing address].”

Page 4 of 4