Notices required of Government Securities Dealers or Brokers (Insured State Nonmember Banks)

Notices Required of Government Securities Dealers or Brokers (Insured State Nonmember Banks)

OMB: 3064-0093

IC ID: 44173

Information Collection (IC) Details

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Notices required of Government Securities Dealers or Brokers (Insured State Nonmember Banks)
 
No Removed
 
Mandatory
 
17 CFR 401

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability
Instruction FR_G-FIN20070401 INST.pdf Yes No Printable Only
Form G-FINW Notice By Financial Institutions of Termination of Activities as a Government Securities Broker of Government Securities Dealer G-FIN-W (31 DEC 2015).pdf http://www.occ.gov/tools-forms/forms/capital-markets/gfinw.pdf Yes No Printable Only
Instruction FR_G-FINW20070401 INST.pdf Yes No Printable Only
Form and Instruction G-FIN-4 Disclosure Form for Person Associated with a Financial Institution Securities Broker or Dealer G-FIN-4 FDIC Form.pdf Yes No Printable Only
Form and Instruction G-FIN-5 Uniform Termination Notice for Persons Associated With a Financial Institution Government Securities Broker of Dealer G-FIN-5 FDIC Form.pdf Yes No Printable Only
Form G-FIN Notice by Financial Institutions of Government Securities Broker or Government Securities Dealer Activities G-FIN (31 DEC 2015).pdf http://www.occ.gov/tools-forms/forms/capital-markets/gfin.pdf Yes No Printable Only

Economic Development Financial Sector Oversight

 

17 0
   
Private Sector Businesses or other for-profits
 
   0 %

  Approved Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 0 0 0 -17 0 17
Annual IC Time Burden (Hours) 0 0 0 -17 0 17
Annual IC Cost Burden (Dollars) 0 0 0 0 0 0

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