Consumer Satisfaction Questionnaire; Federal Reserve Consumer Help - Consumer Survey; Consumer Online Complaint Form; Appraisal Complaint Form

Forms and Documents

Document Name	Status
Form FR 1379a Consumer Satisfaction Questionnaire Form	Modified
Form FR 1379d Appraisal Complaint Form Form	Modified
Form FR 1379c Consumer Online Complaint Form Form	Modified
Form FR 1379b Federal Reserve Consumer Help - Consumer Survey Form	Modified
FR1379_20200224_83c.pdf Justification for No Material/Nonsubstantive Change	2020-02-24

IC Document Collections

IC ID	Document Title	Status
36172	Consumer Satisfaction Questionnaire Form	Modified
204926	Appraisal Complaint Form Form	Modified
183689	Consumer Online Complaint Form Form	Modified
183688	Federal Reserve Consumer Help - Consumer Survey Form	Modified

ICR Details

OMB Control No: 7100-0135	ICR Reference No: 202002-7100-005
Status: Historical Active	Previous ICR Reference No: 201608-7100-021
Agency/Subagency: FRS	Agency Tracking No: FR 1379
Title: Consumer Satisfaction Questionnaire; Federal Reserve Consumer Help - Consumer Survey; Consumer Online Complaint Form; Appraisal Complaint Form
Type of Information Collection: No material or nonsubstantive change to a currently approved collection	Common Form ICR:  No
Type of Review Request: Delegated
OIRA Conclusion Action: Approved without change	Conclusion Date: 02/24/2020
	Date Received in OIRA: 02/24/2020
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	02/29/2020	02/29/2020	02/29/2020
Responses	8,732	0	8,054
Time Burden (Hours)	1,291	0	1,168
Cost Burden (Dollars)	0	0	0

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Abstract: The FR 1379a questionnaire is sent to consumers who have filed complaints with the Federal Reserve against state member banks. The information is used to assess their satisfaction with the Federal Reserve’s handling and written response to their complaint at the conclusion of an investigation. The FR 1379b survey is sent to consumers who contact the FRCH to file a complaint or inquiry. The information is used to determine whether consumers are satisfied with the way the FRCH handled their complaint. Consumers use the FR 1379c complaint form to electronically submit a complaint against a financial institution to the FRCH. The FR 1379d appraisal complaint form collects information about complaints regarding a regulated institution’s non-compliance with the appraisal independence standards and the Uniform Standards of Professional Appraisal Practice, including complaints from appraisers, individuals, financial institutions, and other entities. The information is necessary so that the federal agencies may better assist the Federal Financial Institutions Examination Council-Appraisal Subcommittee (FFIEC-ASC) in its efforts to implement Dodd-Frank Wall Street Reform and Consumer Protection Act requirements that a national hotline be established for appraisal related complaints.

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Authorizing Statute(s): US Code: 12 USC 248(a) Name of Law: Federal Reserve Act
   US Code: 12 USC 1813(q) Name of Law: Federal Deposit Insurance Act
   US Code: 12 USC 1818 Name of Law: Federal Deposit Insurance Act
   US Code: 12 USC 3335 Name of Law: Financial Institutions and Reform, Recovery, and Enforcement Act
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	81 FR 19181	04/04/2016
30-day Notice:	Federal Register Citation:	Citation Date:
	81 FR 42359	06/29/2016
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 4

IC Title	Form No.	Form Name
Consumer Satisfaction Questionnaire	FR 1379a	Consumer Statisfaction Questionnaire
Consumer Online Complaint Form	FR 1379c	Consumer Online Complaint Form
Appraisal Complaint Form	FR 1379d	Appraisal Complaint Form
Federal Reserve Consumer Help - Consumer Survey	FR 1379b	Federal Reserve Consumer Help - Consumer Survey

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ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	8,732	8,054	0	0	678	0
Annual Time Burden (Hours)	1,291	1,168	0	0	123	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The increase in total annual burden hours reflects an update to the respondent count.

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Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     Yes

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     Yes

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 02/24/2020

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