Exchange Security Verification for Contractors/Vendors

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
Form Exchange Form 3900 e-QIP Request Form	Form and Instruction	Modified	Available
Form Exchange Form 3900 Exchange Form 3900-013 "e-QIP Request Form"	Form and Instruction	Modified	Repair queued
Form Exchange Form 3900 Background Check for Vendors/Contractors	Form and Instruction	Modified	Available
Form Exchange Form 3900 Exchange Form 3900-006 "Background Check for Vendors/Contractors"	Form and Instruction	Modified	Repair queued
Form Exchange Form 3900 Trusted Associate Sponsorship Systems (TASS)	Form and Instruction	Modified	Available
Form Exchange Form 3900 Exchange Form 3900-002 "Trusted Associate Sponsorship Systems (TASS)"	Form and Instruction	Modified	Repair queued
0702-0135_SSA_10.25.2022.docx	Supporting Statement A	Uploaded 2022-10-25	Repair queued
ROBA e-mail sent to EG-FP after collection.pdf	Supplementary Document	Uploaded 2022-10-04	Repair queued
ROBA e-mail sent to Contractor-Vendor.pdf	Supplementary Document	Uploaded 2022-10-04	Repair queued
SSN JUSTIFICATION MEMO.pdf	Supplementary Document	Uploaded 2022-10-04	Repair queued
DRAFT SORN 1703.03 (OMB 0702-0135).docx	Supplementary Document	Uploaded 2022-10-04	Repair queued

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
236206	Resource Onboarding Application System (ROBA)	Other-Application System	Modified
236199	Exchange Form 3900-013 "e-QIP Request Form"	Form and Instruction	Modified	e-QIP Request Form
236199	Exchange Form 3900-013 "e-QIP Request Form"	Form and Instruction	Modified
236198	Exchange Form 3900-006 "Background Check for Vendors/Contractors"	Form and Instruction	Modified	Background Check for Vendors/Contractors
236198	Exchange Form 3900-006 "Background Check for Vendors/Contractors"	Form and Instruction	Modified
220999	Exchange Form 3900-002 "Trusted Associate Sponsorship Systems (TASS)"	Form and Instruction	Modified	Trusted Associate Sponsorship Systems (TASS)
220999	Exchange Form 3900-002 "Trusted Associate Sponsorship Systems (TASS)"	Form and Instruction	Modified

ICR Details

OMB Control No: 0702-0135	ICR Reference No: 202209-0702-003
Status: Historical Active	Previous ICR Reference No: 201905-0702-001
Agency/Subagency: DOW/DOA	Agency Tracking No: 0702-AAIS
Title: Exchange Security Verification for Contractors/Vendors
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 12/14/2022
Retrieve Notice of Action (NOA)	Date Received in OIRA: 10/25/2022
Terms of Clearance:

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	12/31/2025	36 Months From Approved	12/31/2022
Responses	2,900	0	2,900
Time Burden (Hours)	1,450	0	1,450
Cost Burden (Dollars)	21,750	0	10,527

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Abstract: The information collection is required to obtain verification of identity of contractors and/or vendors who have contractual obligations with the Exchange.

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Authorizing Statute(s): EO: EO 10450 Name/Subject of EO: Security Requirements for Government Employment
   EO: EO 9397 Name/Subject of EO: SSN
   US Code: 10 USC 7013 Name of Law: Secretary of the Army
   US Code: 10 USC 9013 Name of Law: Secretary of the Air Force
   EO: EO 13526 Name/Subject of EO: Classified National Security
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	87 FR 24285	04/25/2022
30-day Notice:	Federal Register Citation:	Citation Date:
	87 FR 64457	10/25/2022
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 4

table that charts list of burden

IC Title	Form No.	Form Name
Exchange Form 3900-002 "Trusted Associate Sponsorship Systems (TASS)"	Exchange Form 3900-002	Trusted Associate Sponsorship Systems (TASS)
Exchange Form 3900-006 "Background Check for Vendors/Contractors"	Exchange Form 3900-006	Background Check for Vendors/Contractors
Exchange Form 3900-013 "e-QIP Request Form"	Exchange Form 3900-013	e-QIP Request Form
Resource Onboarding Application System (ROBA)

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ICR Summary of Burden

table that charts list of burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	2,900	2,900	0	0	0	0
Annual Time Burden (Hours)	1,450	1,450	0	0	0	0
Annual Cost Burden (Dollars)	21,750	10,527	0	11,223	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement:

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Annual Cost to Federal Government: $247,782

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     Yes

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     Yes

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 10/25/2022

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