North American Free Trade Agreement (NAFTA) Certificate of Origin

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
Form 434 North American Free Trade Agreement Certificate of Origin	Form and Instruction	Modified	Available
Form 434 North American Free Trade Agreement (NAFTA) Certificate of Origin	Form and Instruction	Modified	Repair queued
Form 447 North American Free Trade Agreement Motor Vehicle Averaging	Form and Instruction	Modified	Available
Form 447 NAFTA Motor Vehicle Averaging Election	Form and Instruction	Modified	Repair queued
Form 446 North American Free Trade Agreement Verification of Origin	Form and Instruction	Modified	Available
Form 446 NAFTA Verification of Origin Quesionnaire	Form and Instruction	Modified	Repair queued
3.01.23 SS 1651-0098 NAFTA Regulations and Certificate of Origin [Extension].docx	Supporting Statement A	Uploaded 2023-03-01	Repair queued
1651-0098 30FRN.pdf	Supplementary Document	Uploaded 2023-03-01	Repair queued
60FRN 1651-0098 NAFTA Certificate of Origin.pdf	Supplementary Document	Uploaded 2023-02-16	Repair queued
Public Law 103-182.pdf	Supplementary Document	Uploaded 2016-10-31	Repair queued
19 CFR 181.22.pdf	Supplementary Document	Uploaded 2016-10-31	Repair queued
New ACE SORN.docx	Supplementary Document	Uploaded 2016-10-21	Repair queued
PIA ACE.pdf	Supplementary Document	Uploaded 2016-10-21	Repair queued
19 CFR 181 Appendix Motor Vehicle.doc	Supplementary Document	Uploaded 2012-07-17	Repair queued
19 CFR 181.72.doc	Supplementary Document	Uploaded 2008-12-17	Repair queued
19 CFR 181.12.doc	Supplementary Document	Uploaded 2008-12-17	Repair queued

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
20870	North American Free Trade Agreement (NAFTA) Certificate of Origin	Form and Instruction	Modified	North American Free Trade Agreement Certificate of Origin
20870	North American Free Trade Agreement (NAFTA) Certificate of Origin	Form and Instruction	Modified
201249	NAFTA Motor Vehicle Averaging Election	Form and Instruction	Modified	North American Free Trade Agreement Motor Vehicle Averaging
201249	NAFTA Motor Vehicle Averaging Election	Form and Instruction	Modified
187562	NAFTA Verification of Origin Quesionnaire	Form and Instruction	Modified	North American Free Trade Agreement Verification of Origin
187562	NAFTA Verification of Origin Quesionnaire	Form and Instruction	Modified

ICR Details

OMB Control No: 1651-0098	ICR Reference No: 202211-1651-006
Status: Historical Active	Previous ICR Reference No: 202102-1651-007
Agency/Subagency: DHS/USCBP	Agency Tracking No:
Title: North American Free Trade Agreement (NAFTA) Certificate of Origin
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved with change	Conclusion Date: 07/24/2023
Retrieve Notice of Action (NOA)	Date Received in OIRA: 03/01/2023
Terms of Clearance: Approved for 2 years only for violating the prior terms of clearance that was communicated as part of the emergency approval. CBP did not publish a FRN within 45 days, as required Copied below for reference: TOC: DHS CBP must publish a 60-day Federal Register notice within 45 days of this approval date (9/22/22).

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	07/31/2025	36 Months From Approved	07/31/2023
Responses	13,414	0	13,414
Time Burden (Hours)	26,814	0	26,814
Cost Burden (Dollars)	0	0	0

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Abstract: The objectives of NAFTA are to eliminate barrier to trade between the United States, Mexico, and Canada, and facilitate conditions of fair competition within the free trade area. These forms are used to verify claims for preferential tariff treatment under NAFTA.

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Authorizing Statute(s): PL: Pub.L. 103 - 182 182 Name of Law: NAFTA Implementation Act of 1993
  

Citations for New Statutory Requirements: PL: Pub.L. 116 - 113 134 Stat. 11 Name of Law: United States-Mexico-Canada Agreement Implementation Act

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	87 FR 77626	12/19/2022
30-day Notice:	Federal Register Citation:	Citation Date:
	88 FR 12970	03/01/2023
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 3

table that charts list of burden

IC Title	Form No.	Form Name
NAFTA Motor Vehicle Averaging Election	447	North American Free Trade Agreement Motor Vehicle Averaging
NAFTA Verification of Origin Quesionnaire	446	North American Free Trade Agreement Verification of Origin
North American Free Trade Agreement (NAFTA) Certificate of Origin	434	North American Free Trade Agreement Certificate of Origin

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ICR Summary of Burden

table that charts list of burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	13,414	13,414	0	0	0	0
Annual Time Burden (Hours)	26,814	26,814	0	0	0	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement:

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Annual Cost to Federal Government: $39,529

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 03/01/2023

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