Information Collection Request
Core Principles and Other Requirements for Swap Execution Facilities
ICR 202401-3038-005 · OMB 3038-0074 · Historical Inactive
⚠️ Notice: This information collection may be outdated. More recent filings for OMB 3038-0074 can be found here:
Forms and Documents
| Document | Type | Status | Availability |
|---|---|---|---|
 2024 Supporting Statement 3038-0052 3038-0074 (COI NPRM).docx |
Supporting Statement A | Uploaded 2024-03-19 | Available |
| 2024 Supporting Statement 3038-0052 3038-0074 (COI NPRM).docx |
Supporting Statement A | Uploaded 2024-03-19 | Repair queued |
IC Document Collections
| IC ID | Collection | Type | Status | Form |
|---|---|---|---|---|
| 264429 |  Requirements for SEFs Regarding Governance and the Mitigation of Conflicts of Interest Impacting Market Regulation |
New | ||
| 195702 | Core Principles and Other Requirements for Swap Execution Facilities |
Unchanged |
ICR Details
| Status | Historical Inactive |
|---|---|
| Agency/Subagency | CFTC |
| OMB Control No | 3038-0074 |
| Type of Information Collection | Revision of a currently approved collection |
| Previous ICR Reference No | 202201-3038-002 |
| Date Submitted to OIRA | 2024-03-19 |
| Requested Expiration Date | 1969-12-31 |