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SAFECOM Nationwide Survey (SNS) Testing
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| File Type | application/vnd.openxmlformats-officedocument.wordprocessingml.document |
|---|---|
| File Title | SAFECOM Nationwide Survey (SNS) Testing |
| Last Modified By | Writer |
| File Modified | 2022-11-02 |
| File Created | 2026-09-13 |
| Conversion State | complete |
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Paperwork Reduction Act Statement The public reporting burden to complete this information collection is estimated at 30 minutes per response, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and the completing and reviewing the collected information. The collection of information is voluntary. An agency may not conduct or sponsor, and a person is not required to respond to a collection of information, unless it displays a currently valid Office of Management and Budget (OMB) control number and expiration date. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden, to [email protected] or ECD – ATTN: Mark Carmel Rm 967 CISA NGR STOP 0645 Cybersecurity and Infrastructure Security Agency 1110 N. Glebe Road Arlington, VA 20598-0645 Confidentiality Statement The U.S. Department of Homeland Security’s Cybersecurity and Infrastructure Security Agency (CISA) will track responses and participation; however, CISA will not collect personally identifiable information and only aggregated survey data will be made publicly available so that individual responses will not be distinguishable. SAFECOM Nationwide Survey SAFECOM in partnership with the U.S Department of Homeland Security’s (DHS) Cybersecurity and Infrastructure Security Agency is conducting the SAFECOM Nationwide Survey (SNS). The SNS focuses on public safety organizations and their emergency communications capability needs and gaps. The SNS aims to achieve the following objectives: • Raise national awareness by reiterating how the role of emergency communications operability, interoperability, and continuity helps keep America safe, secure, and resilient; • Build industry knowledge by providing stakeholders with statistically valid data and findings on the current and future state of emergency communications; • Influence public policy by informing decision-makers and officials at all government levels about needed support for emergency communications, programs, and services; and • Drive capability improvements by identifying nationwide progress, best practices, and gaps, and by formulating data-driven, evidence-based guidance and resources. Taking the Survey: • Plan: The estimated time to complete the SNS is 30 minutes; however, it does not need to be completed in one session. • Coordinate: SNS results will represent organizational-level responses. An organizational representative should coordinate with colleagues having the knowledge to help answer questions on technical and operational subject matter. • Review: Respondents are encouraged to review the entire survey prior to starting to determine which questions may require collaboration will colleagues across the organization. Submissions: • SNS submissions are due by XXX. • For questions or technical help, e-mail [email protected], or call XXX. Completed surveys can be returned via: • U.S. Postal Service to: ECD – ATTN: Mark Carmel Rm 967 CISA NGR STOP 0645 Cybersecurity and Infrastructure Security Agency 1110 N. Glebe Road Arlington, VA 20598-0645 • A scanned copy e-mailed to: [email protected]; or • A faxed copy transmitted to: DHS – CISA, ATTN: Mark Carmel at XXX. Question and Response Example Format: The question below illustrates one of the survey’s matrix formats with hypothetical responses. Guidance: Tips on how to answer matrix question types are listed below: • Read the question prompt and pay close attention to any underlined terms. • From top to bottom, read the descriptions in the first column on the left. • From left to right, read the descriptions in the first row across the top. • Select one response per row (not by column) that best reflects your organization. • Definitions of key terms (“Capital Investments”) are listed below the answer options. Select the responses that best characterize the funding of the following items related to the network/system(s) used by your organization: (For each row, select one response) Funding Items There is no funding for this item There is funding, but it is insufficient to meet needs There is funding, and it is sufficient for all needs Funding is sufficient and has been identified to address needs beyond the current budget cycle Don’t know Not applicable Network/system(s) – capital investments ☐ ☐ ☐ ☐ ☐ Network/system(s) – operating costs ☐ ☐ ☐ ☐ ☐ Network/system(s) – Maintenance ☐ ☐ ☐ ☐ ☐ Network/system(s) upgrade(s) ☐ ☐ ☐ ☐ ☐ Network decommissioning ☐ ☐ ☐ ☐ ☐ Applications and services development and implementation ☐ ☐ ☐ ☐ ☐ Telecommunications Service Priority (TSP) ☐ ☐ ☐ ☐ ☐ Capital Investments: Equipment and other one-time costs. Network Decommissioning: The process of removing systems and equipment from active service. Telecommunications Service Priority: A CISA program that authorizes National Security and Emergency Preparedness organizations to receive priority treatment for vital voice and data circuits or other telecommunications services. See https://www.cisa.gov/about-pts Reminder: The completed matrix above is only one example of SNS question types and responses. Throughout the SNS, question formats change and present other instructions. For example, other instructions include the following prompts: • For each column, select one response; • For each column, select all that apply; and, • For each row, select one response per column. • Please remember to closely read all questions, underlined terms, and definitions. For any questions or technical help, e-mail [email protected] or call XXX. Thank you for your participation! Demographic Questions 1. List your organization’s location: (For each line, enter one response; no acronyms) • State/Territory/Tribe • County • Locality (e.g., city, town, district) • Zip Code 2. Enter your organization’s formal name (no acronyms) 3. Select the response that best characterizes your organization’s public safety discipline: (Select one response) • Fire • Law Enforcement • Emergency Medical Services • Emergency Management • Emergency Communications Center (ECC)/Public Safety Answering Point (PSAP) • Other Emergency Response Discipline 3a. Select the response that best characterizes the staffing structure of your organization: (Select one response) • Career • Volunteer • Hybrid 4. Select the response that best characterizes the role of the individual coordinating the survey response for your organization: (Select one response) • Executive Leadership • Senior Leadership • Supervisory Personnel • Investigative Personnel • Line and Support Personnel 5. Estimate the number of personnel in your organization who use emergency communications: (Select one response) • Fewer than 50 • 51 – 250 • 251 – 500 • 501 – 1,000 • 1,001 – 5,000 • 5,001 – 10,000 • More than 10,000 6. Estimate the population size that your organization serves: (Select one response) • Fewer than 2,500 • 2,501 – 4,999 • 5,000 – 9,999 • 10,000 – 24,999 • 25,000 – 249,999 • 250,000 – 1 million • More than 1 million Governance — the following questions address your organization’s involvement in decision-making groups. 1) My organization participates in informal decision-making groups that address emergency communications that include representatives from: (Select all that apply) • Within my organization • Other public safety organizations in the same jurisdiction • Other government organizations in the same jurisdiction that support public safety • Other local governments • State/territorial governments • Tribal nations • Federal departments/agencies • NGOs/private sector • International/cross-border entities • My organization does not participate in informal decision-making groups 2) My organization participates in formal decision-making groups that address emergency communications that include representatives from: (Select all that apply) • Within my organization • Other public safety organizations in the same jurisdiction • Other government organizations in the same jurisdiction that support public safety • Other local governments • State/territorial governments • Tribal nations • Federal departments/agencies • NGOs/private sector • International/cross-border entities • My organization does not participate in formal decision-making groups Governance — the following questions address your organization’s involvement in decision-making groups. 3) My organization’s formal decision-making groups that address emergency communications and proactively recruit participants beyond first responders include representatives from: (Select all that apply) • Within my organization • Other public safety organizations in the same jurisdiction • Other government organizations in the same jurisdiction that support public safety • Other local governments • State/territorial governments • Tribal nations • Federal departments/agencies • NGOs/private sector • International/cross-border entities • My organization’s formal decision-making groups do not proactively recruit participants beyond first responders 4) Do the decision-making groups in which your organization participates sufficiently support your organization’s need for communications: (For each row, select one response per column) For “day-to-day” situations? For “out-of-the-ordinary” situations? Operability o Yes o No o Yes o No Interoperability o Yes o No o Yes o No Continuity o Yes o No o Yes o No Governance — the following questions address your organization’s agreements. 5) Select the responses that best characterize the agreements your organization has made to enable emergency communications interoperability: (For each row, select one response) Note: Reading from left to right, the first four responses are progressive (i.e., to select the fourth response, an organization must have surpassed all of the first three response criteria) There are informal, undocumented agreements in practice with There are published and active agreements with some There are published and active agreements with most Agreements are reviewed every 3-5 years, after system upgrades, or incidents that test capabilities with Not Applicable Other public safety organizations in the same jurisdiction ☐ ☐ ☐ ☐ ☐ Other government organizations in the same jurisdiction that support public safety ☐ ☐ ☐ ☐ ☐ Other local governments ☐ ☐ ☐ ☐ ☐ State/territorial governments ☐ ☐ ☐ ☐ ☐ Tribal nations ☐ ☐ ☐ ☐ ☐ Federal departments/ agencies ☐ ☐ ☐ ☐ ☐ NGOs/private sector ☐ ☐ ☐ ☐ ☐ International/cross-border entities ☐ ☐ ☐ ☐ ☐ Governance — the following questions address your organization’s agreements and funding of your organization’s communications capabilities, regardless of whether the items it uses are owned, shared, or subscription-based. 6) Do your organization’s agreements meet its needs to achieve: (For each row, select one response per column) For “day-to-day” situations? For “out-of-the-ordinary” situations? Operability o Yes o No o Yes o No Interoperability o Yes o No o Yes o No Continuity o Yes o No o Yes o No 7) Select the responses that best characterize the funding of the following items related to the network/system(s) used by your organization: (For each row, select one response) Funding Items There is no funding for this item There is funding, but it is insufficient to meet needs There is funding, and it is sufficient for all needs Funding is sufficient and has been identified to address needs beyond the current budget cycle Don’t know Not applicable Network/system(s) – capital investments ☐ ☐ ☐ ☐ ☐ ☐ Network/system(s) – operating costs ☐ ☐ ☐ ☐ ☐ ☐ Network/system(s) – maintenance ☐ ☐ ☐ ☐ ☐ ☐ Network/system(s) upgrade(s) ☐ ☐ ☐ ☐ ☐ ☐ Network decommissioning ☐ ☐ ☐ ☐ ☐ ☐ Applications and services development and implementation ☐ ☐ ☐ ☐ ☐ ☐ Telecommunications Service Priority (TSP) ☐ ☐ ☐ ☐ ☐ ☐ Nationwide Public Safety Broadband Network (NPSBN)/FirstNet ☐ ☐ ☐ ☐ ☐ ☐ Integrated Public Alert & Warning System (IPAWS) alerting software ☐ ☐ ☐ ☐ ☐ ☐ Next Generation 911 (NG911) ☐ ☐ ☐ ☐ ☐ ☐ Governance — the following questions address the funding of your organization’s communications capabilities, regardless of whether the items it uses are owned, shared, or subscription-based. 8) Select the responses that best characterize the funding for the following items related to the equipment used by your organization: (For each row, select one response) Funding Items There is no funding for this item There is funding, but it is insufficient to meet needs There is funding, and it is sufficient for all needs Funding is sufficient and has been identified to address needs beyond the current budget cycle Don’t know Not applicable Equipment management ☐ ☐ ☐ ☐ ☐ ☐ Equipment upgrades ☐ ☐ ☐ ☐ ☐ ☐ Equipment disposal ☐ ☐ ☐ ☐ ☐ ☐ 9) Select the responses that best characterize the funding of the following related to the interoperability solutions used by your organization: (For each row, select one response) Funding Items There is no funding for this item There is funding, but it is insufficient to meet needs There is funding, and it is sufficient for all needs Funding is sufficient and has been identified to address needs beyond the current budget cycle Don’t know Not applicable Interoperability solutions – capital investments ☐ ☐ ☐ ☐ ☐ ☐ Interoperability solutions – operating costs ☐ ☐ ☐ ☐ ☐ ☐ Interoperability solutions – maintenance costs ☐ ☐ ☐ ☐ ☐ ☐ Interoperability solutions – research and development ☐ ☐ ☐ ☐ ☐ ☐ 10) Select the responses that best characterize the funding of the following items related to cybersecurity within your organization: (For each row, select one response) Items There is no funding for this item There is funding, but it is insufficient to meet needs There is funding, and it is sufficient for all needs Funding is sufficient and has been identified to address needs beyond the current budget cycle Don’t know Not applicable Cybersecurity – capital investments ☐ ☐ ☐ ☐ ☐ ☐ Cybersecurity – operating costs ☐ ☐ ☐ ☐ ☐ ☐ Cybersecurity – maintenance costs ☐ ☐ ☐ ☐ ☐ ☐ Governance — the following questions address the funding of your organization’s emergency communications capabilities. 11) Select the sources used by your organization to fund emergency communications: (Select all that apply) • Discretionary funding • Appropriated/dedicated funding (e.g., operational and/or capital budgets) • Grants • Bonds • Specialized taxes • Fees • Shared resources (e.g., operations and maintenance, systems, equipment, real estate) • Private individuals or organizations • Personally-supplied communications equipment (e.g., bring-your-own device) • Don’t know 12) Select all organizations with whom your organization shares: (For each column, select all that apply) Costs Resources Other public safety organizations in the same jurisdiction ☐ ☐ Other government organizations in the same jurisdiction that support public safety ☐ ☐ Other local governments ☐ ☐ State/territorial governments ☐ ☐ Tribal nations ☐ ☐ Federal departments/ agencies ☐ ☐ NGOs/private sector ☐ ☐ International/cross-border entities ☐ ☐ None ☐ ☐ Governance — the following questions address your organization’s strategic planning for emergency communications. 13) Select the response that best characterizes your organization’s strategic planning process for emergency communications: (Select one response) Note: Responses are progressive (i.e., to select the fourth response, an organization must have surpassed all of the first three response criteria) • No planning process or plan is in place • A planning process is in place and a plan for addressing emergency communications is under development • A plan for addressing emergency communications is in place and operationalized by participating organizations • A plan for addressing emergency communications is in place and is reviewed annually, after system upgrades and incidents/events that test organizational capabilities 13a) Identify organizations included in your strategic planning processes for emergency communications: (Select all that apply) • Other public safety organizations in the same jurisdiction • Other government organizations in the same jurisdiction that support public safety • Other local governments • State/territorial governments • Tribal nations • Federal departments/agencies • NGOs/private sector • International/cross-border entities • None of the above Governance — the following question addresses your organization’s strategic planning for emergency communications. 14) Does your organization’s strategic planning process sufficiently meet its need for: (For each row, select one response per column) For “day-to-day” situations? For “out-of-the-ordinary” situations? Operability o Yes o No o Yes o No Interoperability o Yes o No o Yes o No Continuity o Yes o No o Yes o No Standard Operating Procedures/Guidelines (SOPs/SOGs) – the following question addresses your organization’s SOPs/SOGs. 15) Select the responses that apply to your organization’s SOPs/SOGs: (Select all that apply) • No communications SOPs/SOGs currently exist • Communications personnel SOPs/SOGs exist (e.g., mobilization, deployment, demobilization) • Communications resources SOPs/SOGs exist (e.g., activation, deployment, deactivation) • SOPs/SOGs are updated on a regular basis Standard Operating Procedures/Guidelines (SOPs/SOGs) – the following questions address your organization’s SOPs/SOGs. 15a) Select the responses that best characterize your organization’s SOPs/SOGs: (For each row, select one response) Note: Reading from left to right, the first four responses are progressive (i.e., to select the fourth response, an organization must have surpassed all of the first three response criteria) Informal practices and procedures are in place Formal policies/ practices/ procedures enable day-to-day situations’ interoperability Formal policies/ practices/ procedures enable out-of-the-ordinary situations’ interoperability Processes for SOP/SOG development and review exist for consistency across responders Not Applicable Within my organization o o o o o With other public safety organizations in the same jurisdiction o o o o o With other government organizations in the same jurisdiction that support public safety o o o o o With other local governments o o o o o With state/territorial governments o o o o o With tribal nations o o o o o With federal departments/ agencies o o o o o With NGOs/private sector o o o o o With international/ cross-border entities o o o o o Standard Operating Procedures/Guidelines (SOPs/SOGs) – the following questions address your organization’s SOPs/SOGs. 15b) Select the guidelines or standards that have influenced your organization’s communications SOPs/SOGs: (Select all that apply) • Local guidance • State guidance • Territorial guidance • Tribal guidance • National/federal guidance • Industry guidance (e.g., vendor, provider, trade organization) • None of the above 15c) Select the national/federal sources, guidelines, or standards that have influenced your organization’s communications SOPs/SOGs: (Select all that apply) • Communications Security, Reliability, and Interoperability Council's (CSRIC) guidance • Criminal Justice Information Services (CJIS) guidance • DHS Communications Sector-Specific Plan (CSSP) • Federal Partnership for Interoperable Communications (FPIC) • Federal Plain Language Guidelines • Information Sharing and Analysis Centers (ISAC) • Information Sharing and Analysis Organizations (ISAO) • National Emergency Communications Plan (NECP) • National Infrastructure Protection Plan (NIPP) • National Interoperability Field Operations Guide (NIFOG) • National Incident Management System (NIMS)/Incident Command System (ICS) guidance • National Information Exchange Model (NIEM) guidance • National Institute of Standards and Technology (NIST) Cybersecurity Framework • National Response Framework (NRF) • NIMS/ICS Communications Unit • SAFECOM Approach for Developing an Interoperable Information Sharing Framework (ISF) • SAFECOM Guidance on Emergency Communications Grants • SAFECOM Interoperability Continuum • Other joint SAFECOM/National Council of Statewide Interoperability Coordinators (NCSWIC) guidance (e.g., Guidelines for Encryption in Land Mobile Radio [LMR] Systems, Next Generation 911 [NG911] Cybersecurity Primer) • Other • None of the above Standard Operating Procedures/Guidelines (SOPs/SOGs) – the following question addresses your organization’s SOPs/SOGs. 15d) Select the topics that are included in your organization’s SOPs/SOGs: (Select all that apply) • Land Mobile Radio (LMR) • Broadband • Project 25 (P25) encryption • Social media • Cybersecurity • Priority services • Next Generation 911 (NG911) • Alerts, warnings, and notifications (e.g., Wireless Emergency Alert, Emergency Alert System) • Continuity of communications (e.g., resiliency, redundancy, primary/secondary/backup) • Physical security • None of the above 16) Do your organization’s SOPs/SOGs sufficiently support its need for: (For each row, select one response per column) For “day-to-day” situations? For “out-of-the-ordinary” situations? Operability o Yes o No o Yes o No Interoperability o Yes o No o Yes o No Continuity o Yes o No o Yes o No Technology — the following question addresses your organization’s technology solutions. 17) Select the interoperability solutions your organization employs, regardless of whether the systems in use are owned, shared, or subscription-based: (Select all that apply) • Base Interface Module solution (BIM-to-BIM) • Channel/console cross-patching • Cloud-based environment • Commercial wireless service (e.g., bring-your-own-device) • Commercial wireless service (e.g., government furnished equipment) • Common applications (e.g., use of same or compatible applications to share data) • Console-to-console intercom interconnections (e.g., center-to-center voice and data) • Crossband repeaters • Custom-interfaced applications (e.g., custom linking of proprietary applications or use of middleware to share data) • Data exchange hubs (e.g., computer-aided dispatch [CAD]-to-CAD, integrated message switching systems [MSS]) • Deployable audio/gateway switch • Deployable site infrastructure (e.g., cell on wheels [COW]/cell on light truck [COLT]) • Digital system (Internet Protocol-based) • Established channel sharing agreements • Fixed audio/gateway switch • Inter-RF Subsystem Interface (ISSI)/Console Subsystem Interface (CSSI) • Mobile command post/mobile communications center • Mutual aid channels/talkgroups (e.g., shared channels/talkgroups) • Nationwide Public Safety Broadband Network (NPSBN)/FirstNet • National Information Exchange Model (NIEM)-based data exchange • National Public Safety Planning Advisory Committee (NPSPAC) channels • One-way standards-based sharing of data (e.g., applications to “broadcast/push” or “receive/pull” data from systems) • Radio cache/radio exchange • Radio reprogramming • Shared system (conventional or trunked) • Standards-based shared systems (e.g., Project 25 [P25]) • None of the above 18) Select the types of information that are exchanged between your organization and others: (Select all that apply) ◦ Voice ◦ Video ◦ Geographic Information System (GIS) data ◦ Evacuee/patient tracking data ◦ Accident/crash (telematics) data ◦ Resource data (available equipment, teams, shelter/hospital beds) ◦ Biometric data ◦ Computer-Aided Dispatch (CAD) data ◦ Automatic Vehicle Location (AVL) data ◦ Common Operating Picture data/Situational awareness ◦ Records Management System (RMS) ◦ Threat intelligence data ◦ Sensor or Internet of Things (IoT)-based data ◦ Other types of data Technology — the following question addresses your organization’s technology solutions, regardless of whether the systems in use are owned, shared, or subscription-based. 19) Select the extent to which the following factors have impacted your organization’s ability to communicate: (For each row, select one response) Factors None Little extent Some extent Great extent Not applicable Unplanned system/equipment failure ☐ ☐ ☐ ☐ ☐ Excessive planned downtime ☐ ☐ ☐ ☐ ☐ Frequency interference ☐ ☐ ☐ ☐ ☐ System congestion (e.g., limited spectrum capacity, insufficient frequencies) ☐ ☐ ☐ ☐ ☐ Cybersecurity disruption or breach ☐ ☐ ☐ ☐ ☐ Poor coverage (in-building) ☐ ☐ ☐ ☐ ☐ Poor coverage (outdoors) ☐ ☐ ☐ ☐ ☐ Poor subscriber unit quality ☐ ☐ ☐ ☐ ☐ Insufficient site hardening ☐ ☐ ☐ ☐ ☐ Insufficient system/equipment redundancy ☐ ☐ ☐ ☐ ☐ Insufficient route diversity ☐ ☐ ☐ ☐ ☐ Insufficient wireless voice application interoperability ☐ ☐ ☐ ☐ ☐ Insufficient wireless data application interoperability ☐ ☐ ☐ ☐ ☐ Deferred maintenance ☐ ☐ ☐ ☐ ☐ Deferred capital expenditures ☐ ☐ ☐ ☐ ☐ Diminished service due to adding users from beyond our organization ☐ ☐ ☐ ☐ ☐ System/equipment failure beyond the ownership or control of our organization ☐ ☐ ☐ ☐ ☐ Incompatibility of proprietary systems, modes, and algorithms ☐ ☐ ☐ ☐ ☐ 20) Does your organization have the appropriate infrastructure, systems, equipment, and facilities to continue to communicate (i.e., achieve continuity of communications): (For each row, select one response) Strongly disagree Disagree Neutral Agree Strongly agree For “day-to-day” situations? ☐ ☐ ☐ ☐ ☐ For “out-of-the-ordinary” situations? ☐ ☐ ☐ ☐ ☐ Technology — the following questions address the sufficiency of your organization’s technology solutions. 21) Does your organization have the appropriate fixed, portable, mobile, deployable, and/or temporary solutions to support interoperability? (For each row, select one response) Strongly disagree Disagree Neutral Agree Strongly agree For “day-to-day” situations? ☐ ☐ ☐ ☐ ☐ For “out-of-the-ordinary” situations? ☐ ☐ ☐ ☐ ☐ 22) Select the response that best characterizes how well your organization’s communications systems meet its mission requirements: (Select one response) • Systems do not currently meet mission requirements • Systems meet only basic mission requirements • Systems meet mission requirements of day-to-day situations, but not out-of-the-ordinary situations • Systems meet all mission requirements of day-to-day and most out-of-the-ordinary situations Cybersecurity — the following questions address your organization’s approach to cybersecurity. 23) Has your organization engaged in cybersecurity planning and/or implementation? (Select one response) • No • Yes Cybersecurity — the following questions address your organization’s approach to cybersecurity. 23a) Select the cybersecurity planning measures your organization uses: (Select all that apply) • Risk assessment • Incident response plans/policies • Vulnerability response plans/policies • Coordination lead (e.g., incident manager) • Incident Response Team (IRT) • Integration of Cyber Threat Intelligence (CTI) sources • Means for collecting digital forensics and other data or evidence • Agreement with another entity that provides cybersecurity services (e.g., commercial vendor, internal IT department or function) • Cybersecurity insurance • Recovery exercises (e.g., use of failover systems, backup recovery) • None of the above 23b) Select the cybersecurity measures that your organization has implemented: (Select all that apply) • Single factor authentication (e.g., passwords) • Multi-factor authentication (e.g., smart cards, personal identification verification [PIV] cards, tokens) • Continuous monitoring (e.g., antivirus, intrusion detection) • Backups • Automated updates • Failover system • Hardened workstations for monitoring and response activities • Disk and active memory imaging • Coordinated response and restoration activities with internal and external parties • Post-incident lessons learned analysis (e.g., hotwash, after-action report) • None of the above Cybersecurity — the following questions address your organization’s approach to cybersecurity. 23b1) Indicate which continuous monitoring capabilities your organization uses: (Select all that apply) • Antivirus (AV) software • Endpoint Detection and Response (EDR) solutions • Data Loss Prevention (DLP) capabilities • Intrusion Detection and Prevention Systems (IDPS) • Authorization, host, application, and cloud logs • Network flows • Packet Capture (PCAP) • Security Information and Event Management (SIEM) systems • Other 23b2) Indicate which backup capabilities and practices your organization uses: (Select all that apply) • Manual backups • Automated backups • Offline backups • Frequent training on backups • Exercises on restoring from backups • Other Cybersecurity — the following questions address your organization’s approach to cybersecurity. 24) In the event of a cyber incident, which entities are alerted or engaged by your organization? (Select all that apply) • Agency’s own Information Technology (IT) resources • Parent organization or agency’s IT resources • IT cybersecurity vendor • Organizations with interconnected networks (e.g., equipment vendors, partner agencies) • Cybersecurity and Infrastructure Security Agency (CISA) (e.g., CISA Central, Automated Indicator Sharing [AIS]) • Federal Bureau of Investigation (FBI) (e.g., field offices, Internet Crime Complaint Center [IC3], InfraGard) • Multi-State Information Sharing and Analysis Center (MS-ISAC)® • United States Secret Service • Region-based support • State-based support (e.g., National Guard, fusion center, state-sponsored cyber unit) • Local- or tribal-based support beyond the immediate organization • Other • None of the above 25) Indicate the types of cyber attacks that your organization has experienced: (Select all that apply) • Phishing/email spoofing attack • Ransomware attack • Password or credential attack (i.e., unauthorized use of password or credential) • Denial of service attack • Telephony Denial of Service (TDoS) attack • Domain Name Service (DNS) tunneling attack • Doxing attack (i.e., data access with information threatened to be sold or revealed) • Other malware (e.g., viruses, trojans) • Internet of Things-based attack (i.e., attacker entered network through “smart” devices or systems) • Other types of attack (e.g., SQL injection, cross-scripting, eavesdropping) • Attacks of unknown type • Our organization has not identified any cyber attacks • Don’t know Cybersecurity — the following questions address your organization’s approach to cybersecurity. 26) Complete this sentence: “Our organization is _______________ in our ability to detect and respond to cybersecurity threats and vulnerabilities.” (Select one response) • Not confident • Somewhat confident • Confident • Very confident 27) Complete this sentence: “Since 2018, cybersecurity incidents have had _______________ on the ability of our organization to communicate.” (Select one response) • Severe impact • Some impact • Minimal impact • No impact • Don’t know Physical Security — the following question addresses your organization’s physical security posture. 28) Select the response that best characterizes your organization’s physical security for facilities and communications infrastructure: (For each row, select one response) Note: Reading from left to right, responses are progressive (i.e., to select the third response, an organization must have surpassed both of the first two response criteria) Physical security is present only as a consequence of other requirements (e.g., building codes, zoning requirements, architectural recommendations/guidance, SOPs/SOGs) and what may be found in a similar commercial building or facility Solution sets designed and implemented for the intended occupancy, purpose, and use of the building/facility Mitigation, response, and recovery procedures identified through the formal risk assessment(s) are regularly trained and exercised, incorporating the physical security Facilities o o o Communications infrastructure o o o Training – the following question addresses your organization’s end user training practices for emergency communications. 29) Select the responses that best characterize your organization’s emergency communications training: (Select one response) • No personnel have received training • Personnel have received, at most, informal training • Some personnel have received formal training • Substantially all personnel have received formal and regular training 29a) Evaluations of training are documented and assessed along with the changing operational environment, to adapt future training to address gaps and needs. (Select one response) • Yes • No 29b) Select the topics that are included in your organization’s emergency communications training: (Select all that apply) • National Incident Management System (NIMS) Incident Command System (ICS) • Software training/refresher • Communications Unit (COMU) • Commonly used frequencies • Equipment training/refresher • Backup systems • Cybersecurity • Radio/device encryption • Radio etiquette and terminology • National Interoperability Field Operations Guide (NIFOG) • Continuity procedures • Health and wellness (e.g., ergonomics, fatigue) • Psychological impacts of video and data use (e.g., overload, consumption of disturbing/graphic images) • Interoperability plans and practices specific to our organization • Priority services • None of the above Training – the following question addresses your organization’s end user training practices for emergency communications. 29c) Select the external groups that are included in your organization’s emergency communications training: (Select all that apply) • Other public safety organizations in the same jurisdiction • Other government organizations in the same jurisdiction that support public safety • Other local governments • State/territorial governments • Tribal nations • Federal departments/agencies • NGOs/private sector • International/cross-border entities • None of the above 30) Are your organization’s personnel adequately trained in: (For each row, select one response per column) For “day-to-day” situations? For “out-of-the-ordinary” situations? Operability o Yes o No o Yes o No Interoperability o Yes o No o Yes o No Continuity o Yes o No o Yes o No Exercises – the following questions address your organization’s exercises. 31) Does your organization participate in or conduct exercises? (Select one response) • Yes • No 31a) Select the types of capabilities included as part of the exercises in which your organization either participates or conducts: (Select all that apply) • Communications operability (voice) • Communications operability (data) • Communications interoperability (voice) • Communications interoperability (data) • Communications continuity (voice) • Communications continuity (data) • Cyber incident response and recovery • Radio/device encrypted interoperability • Social media • None of the above 31b) Select the types of roles included as part of the exercises in which your organization either participates or conducts: (Select all that apply) • Auxiliary Communications (AUXCOMM) • Incident Tactical Dispatch (INTD) • Communications Unit Leader (COML) • Communications Unit Technician (COMT) • Communications Coordinator (COMC) • IT Service Unit Leader (ITSL) • Mobile command post/mobile communications center • None of the above 31c) Select the statement that best characterizes how your organization evaluates communications as an exercise objective: (Select one response) • Communications is not an exercise objective • Communications is not evaluated • Communications is evaluated but not documented • Communications is evaluated and documented • Communications is evaluated and documented in accordance with the Homeland Security Exercise Evaluation Program (HSEEP) Exercises – the following questions address your organization’s exercises. 31d) My organization does not participate in exercises because it has: (Select all that apply) • No personnel for exercise coordination • Chronically low staffing levels • No funding available to participate in exercises sponsored by other organizations • No funding available to backfill personnel attending exercises • Insufficient overtime funding to allow staff to participate in exercises conducted by my organization • Insufficient overtime funding to allow staff to participate in exercises conducted by other organizations • Limited exercises opportunities • Competing organizational priorities • None of the above 32) Complete this sentence: “My organization ___________ emergency communications-focused exercises.” (Select one response) • Does not participate in or conduct • Participates in • Conducts • Participates in and conducts 32a) Select the types of emergency communications-focused exercises your organization participates in or conducts: (Select all that apply) • Simulations • Equipment tests and/or drills • Seminars/workshops • Tabletops • Functional • Full-scale Exercises – the following questions address your organization’s emergency communications-focused exercises. 32b) The emergency communications-focused simulations our organization participates in or conducts include: (Select all that apply) • Other public safety organizations in the same jurisdiction • Other government organizations in the same jurisdiction that support public safety • Other local governments • State/territorial governments • Tribal nations • Federal departments/agencies • NGOs/private sector • International/cross-border entities • My organization does not participate in or conduct simulations 32c) The emergency communications-focused equipment tests and/or drills our organization participates in or conducts include: (Select all that apply) • Other public safety organizations in the same jurisdiction • Other government organizations in the same jurisdiction that support public safety • Other local governments • State/territorial governments • Tribal nations • Federal departments/agencies • NGOs/private sector • International/cross-border entities • My organization does not participate in or conduct equipment tests and/or drills Exercises – the following questions address your organization’s emergency communications-focused exercises. 32d) The emergency communications-focused seminars/workshops our organization participates in or conducts include: (Select all that apply) • Other public safety organizations in the same jurisdiction • Other government organizations in the same jurisdiction that support public safety • Other local governments • State/territorial governments • Tribal nations • Federal departments/agencies • NGOs/private sector • International/cross-border entities • My organization does not participate in or conduct seminars/workshops 32e) The emergency communications-focused tabletop exercises our organization participates in or conducts include: (Select all that apply) • Other public safety organizations in the same jurisdiction • Other government organizations in the same jurisdiction that support public safety • Other local governments • State/territorial governments • Tribal nations • Federal departments/agencies • NGOs/private sector • International/cross-border entities • My organization does not participate in or conduct tabletop exercises Exercises – the following question addresses your organization’s emergency communications-focused exercises. 32f) The emergency communications-focused functional exercises our organization participates in or conducts include: (Select all that apply) • Other public safety organizations in the same jurisdiction • Other government organizations in the same jurisdiction that support public safety • Other local governments • State/territorial governments • Tribal nations • Federal departments/agencies • NGOs/private sector • International/cross-border entities • My organization does not participate in or conduct functional exercises 32g) The emergency communications-focused full-scale exercises our organization participates in or conducts include: (Select all that apply) • Other public safety organizations in the same jurisdiction • Other government organizations in the same jurisdiction that support public safety • Other local governments • State/territorial governments • Tribal nations • Federal departments/agencies • NGOs/private sector • International/cross-border entities • My organization does not participate in or conduct full-scale exercises Exercises – the following questions address your organization’s exercises. 33) Have exercises adequately prepared your organization’s personnel to achieve: (For each row, select one response per column) For “day-to-day” situations? For “out-of-the-ordinary” situations? Operability o Yes o No o Yes o No Interoperability o Yes o No o Yes o No Continuity o Yes o No o Yes o No Usage — the following questions address the usage of your organization’s emergency communications capabilities. 34) Select the emergency communications capabilities that are used or tested: (For each row, select all that apply) Capabilities For “day-to-day” situations For “out-of-the-ordinary” situations With personnel beyond our organization In accordance with SOPs/SOGs Primary voice ☐ ☐ ☐ ☐ Primary data ☐ ☐ ☐ ☐ Voice interoperability ☐ ☐ ☐ ☐ Data interoperability ☐ ☐ ☐ ☐ Backup voice ☐ ☐ ☐ ☐ Backup data ☐ ☐ ☐ ☐ Alerts and warnings ☐ ☐ ☐ ☐ Usage — the following questions address the usage of your organization’s emergency communications capabilities. 35) Select the response that best characterizes whether your organization uses Telecommunications Service Priority (TSP) for restoration or priority provisioning of critical telecommunications services: (Select one response) • No policy for use has been established • No, as our organization is unaware of this program • No, the fees are cost prohibitive • No, will only use this service for priority provisioning of new services • Yes, but only some critical circuits/services are registered for priority restoration • Yes, all critical voice, video, and data circuits/services are registered for priority restoration • Yes, all critical voice, video, and data circuits/services are registered for priority restoration and the organization is aware and proficient in priority provisioning • None of the above 36) Select the responses that best characterize your organization’s emergency communications resource capacity: (For each row, select one response) Communications Resource Insufficient for day-to-day situations Sufficient for day-to-day situations but not for out-of-the-ordinary situations Sufficient for day-to-day and most out-of-the-ordinary situations Sufficient for almost all situations, including those requiring resources beyond our organization Primary voice ☐ ☐ ☐ ☐ Primary data ☐ ☐ ☐ ☐ Voice interoperability ☐ ☐ ☐ ☐ Data interoperability ☐ ☐ ☐ ☐ Backup voice ☐ ☐ ☐ ☐ Backup data ☐ ☐ ☐ ☐ Alerts and warnings ☐ ☐ ☐ ☐ Usage — the following questions address the usage of your organization’s emergency communications capabilities. 37) Select the responses that best characterize how often your organization uses or deploys the following: (For each row, select one response) Never As needed Semi-annually Quarterly Monthly Daily Interoperability solutions – voice ☐ ☐ ☐ ☐ ☐ ☐ Interoperability solutions – data ☐ ☐ ☐ ☐ ☐ ☐ Communications Unit Leader (COML) ☐ ☐ ☐ ☐ ☐ ☐ Communications Unit Technician (COMT) ☐ ☐ ☐ ☐ ☐ ☐ IT Service Unit Leader (ITSL) ☐ ☐ ☐ ☐ ☐ ☐ Incident Tactical Dispatcher (INTD) ☐ ☐ ☐ ☐ ☐ ☐ Auxiliary Communications (AUXCOMM) Operator (e.g., Amateur Radio Operator, Auxiliary Communications Operator) ☐ ☐ ☐ ☐ ☐ ☐ Incident Communications Manager (INCM) ☐ ☐ ☐ ☐ ☐ ☐ 38) Are your organization’s end users proficient in using emergency communications capabilities to achieve: (For each row, select one response per column) For “day-to-day” situations? For “out-of-the-ordinary” situations? Operability o Yes o No o Yes o No Interoperability o Yes o No o Yes o No Continuity o Yes o No o Yes o No Equipment — the following questions address the technology systems your organization uses. 39) Select the responses that characterize the technology systems your organization uses, regardless of whether the systems are owned, shared, or subscription-based: (Select all that apply) ◦ Land Mobile Radio (LMR) system ◦ 4G/Long-Term Evolution (LTE) system ◦ 5G system ◦ Satellite system ◦ High Frequency (HF) Radio (Auxiliary Communications [AUXCOMM]/SHAred RESources [SHARES]/FEMA National Radio System [FNARS]) ◦ Paging system ◦ WiFi ◦ Legacy cellular system (2nd Generation/3rd Generation) ◦ Wireline/landline (e.g., fiber, copper, cable, optical) ◦ Microwave backhaul ◦ 911 telephony (e.g., basic, enhanced, Next Generation 911 [NG911]) 39a1) The primary LMR system used by my organization is: (Select all that apply) • Used for voice • Used for video • Used for data • Used for voice interoperability • Used for data interoperability 39a2) The primary LMR system used by my organization supports: (Select all that apply): • Day-to-day situations with intervention • Day-to-day situations without intervention • Out-of-the-ordinary situations with intervention • Out-of-the-ordinary situations without intervention Equipment — the following questions address the technology systems your organization uses. 39a3) The primary LMR system used by my organization is: (Select one response) • Independently owned and operated (e.g., single jurisdiction system) and used exclusively by our organization • Part of a communications system that serves multiple public safety and/or public service organizations in our jurisdiction • Part of a multi-jurisdictional shared system • Part of a statewide shared system • A commercial, subscription-based service 39a4) The primary LMR system used by my organization is: (Select one response) ◦ 0-1 year old ◦ 2 – 5 years old ◦ 6 – 10 years old ◦ Over 10 years old ◦ Don't know 39a5) The primary LMR system used by my organization is planned to be replaced or significantly upgraded: (Select one response) • Within 1 year • Within 5 years • Within 6 – 10 years • In more than 10 years • Don't know Equipment — the following questions address the technology systems your organization uses. 39a6) Select the response that best characterizes the network architecture of your organization’s primary LMR system: (Select one response) • Conventional (not trunked) • Trunked • Both 39a7) Does your organization’s primary LMR system comply with Project 25 (P25) standards (i.e., a P25-compliant system)? (Select one response) • Yes, Phase 1 (frequency division multiple access [FDMA] only) system • Yes, Phase 2 (time division multiple access [TDMA] only) system • Yes, both Phase 1 and 2 (FDMA and TDMA) • No • Don’t know 39a8) Is the primary LMR system used by your organization interoperable with the Long-Term Evolution (LTE) system used by your organization? (Select one response) • Yes • No • My organization does not use LTE 39a9) My organization’s LTE/LMR system interoperability is enabled by: (Select one response) • P25 standards-based Inter-RF Subsystem Interface (ISSI)/Console Subsystem Interface (CSSI) • Applications-based solution • Proprietary interworking function • Interworking Function (IWF) • Don’t know Equipment — the following questions address the technology systems your organization uses. 39a10) Select the responses that best characterize the current state of your organization’s LMR encryption capabilities: (Select all that apply) • Proprietary/non-standard • Proprietary/non-standard transitioning to Advanced Encryption Standard (AES) • Data Encryption Standard (DES) (including all derivatives) • DES transitioning to AES • AES • AES actively expanding the number of encrypted talkgroups and/or channels • Link Layer Encryption (LLE) (Applies to Trunked Systems Only) • Over-the-Air Rekeying (OTAR) • Procuring Multi-Key Subscriber devices • None • Don’t know 39a11) Select the response that best characterize your organization’s timeline for LMR encryption transition to AES only capabilities: (Select one response) • No plans to transition to AES • Planning initiated, no specific timeline for implementation • Within 1 year • Within 5 years • Within 6 – 10 years • In more than 10 years • Don't know Equipment — the following questions address the technology systems your organization uses. 39b1) The 4G/LTE system used by my organization is: (Select all that apply) • Used for voice • Used for video • Used for data • Used for voice interoperability • Used for data interoperability 39b2) The 4G/LTE system used by my organization is: (Select one response) • Independently owned and operated (e.g., single jurisdiction system) and used exclusively by our organization • Part of a communications system that serves multiple public safety and/or public service organizations in our jurisdiction • Part of a multi-jurisdictional shared system • Part of a statewide shared system • A commercial, subscription-based service 39c1) The 5G system used by my organization is: (Select all that apply) • Used for voice • Used for video • Used for data • Used for voice interoperability • Used for data interoperability 39c2) The 5G system used by my organization is: (Select one response) • Independently owned and operated (e.g., single jurisdiction system) and used exclusively by our organization • Part of a communications system that serves multiple public safety and/or public service organizations in our jurisdiction • Part of a multi-jurisdictional shared system • Part of a statewide shared system • A commercial, subscription-based service Equipment — the following questions address the technology systems your organization uses. 39d1) The HF radio system used by my organization is: (Select one response) ◦ 0-1 year old ◦ 2 – 5 years old ◦ 6 – 10 years old ◦ Over 10 years old ◦ Don't know 39d2) The HF radio system used by my organization is planned to be replaced or significantly upgraded: (Select one response) • Within 1 year • Within 5 years • Within 6 – 10 years • In more than 10 years • Don't know 39e1) The 911 system used by my organization is: (Select one response) • 0-1 year • 2 – 5 years • 6 – 10 years • Over 10 years old • Don't know Equipment — the following questions address the technology systems your organization uses. 39e2) The 911 system used by my organization is planned to be replaced or significantly upgraded: (Select one response) • Within 1 year • Within 5 years • Within 6 – 10 years • In more than 10 years • Don't know 39e3) The 911 system used by my organization accepts: (Select all that apply) • Voice • Texts • Video • Other data 39e4) Select the responses that best characterize the current state of your organization’s 911 architecture: (Select all that apply) • Basic • Transitioning to Enhanced 911 (E911) • E911 • Transitioning to Next Generation 911 (NG911) • NG911: Emergency Services IP Network (ESInet) ready to receive 911 calls from the originating service providers via a Legacy Network Gateway • NG911: ESInet ready to receive 911 calls in SIP (Session Initiation Protocol) format • NG911: ESInet ready to receive 911 calls in NG911 format Equipment — the following questions address the capabilities your organization uses. 40) Select the responses that indicate the capabilities your organization currently uses, regardless of whether the capability is owned, shared, or subscription-based: (Select all that apply) ◦ Integrated Public Alert & Warning System (IPAWS) ◦ Emergency Alert System (EAS) ◦ Wireless Emergency Alerts (WEA) ◦ National Oceanic and Atmospheric Administration (NOAA) National Weather Service (NWS) ◦ Regional, state, local, tribal, and/or territorial alert, warning, and notification systems (e.g., reverse 911 systems, outdoor sirens, digital signs, short message service/mass email) ◦ Sensor-based alert systems (e.g., gunshot detection, flooding, earthquake, hurricane, volcano) ◦ Internet of Things devices (e.g., smart clothing, smartphones, smart watches) ◦ Unmanned aerial systems (e.g., drones) ◦ Mission critical push-to-talk applications ◦ Cloud computing ◦ Artificial intelligence ◦ Nationwide Public Safety Broadband Network (NPSBN)/FirstNet ◦ Other broadband service provider ◦ Citizens Broadband Radio Service (CBRS) ◦ File download/upload from/to servers ◦ Web sessions to organization/public sites ◦ Third-party texting/chat applications ◦ Software-as-a-service ◦ CISA cybersecurity resources ◦ None of the above Equipment — the following question addresses the CISA cybersecurity resources your organization uses. 40a) Select the CISA cybersecurity resources your organization uses in its cybersecurity planning and implementation: (Select all that apply) ◦ Advanced Malware Analysis Center (AMAC) Services ◦ Assessment Evaluation and Standardization Program (AES) ◦ CISA Central ◦ Cyber Essentials ◦ Cyber Infrastructure Survey ◦ Cyber Resiliency Review (CRR) ◦ Cybersecurity Advisory (CSA) Program ◦ Cybersecurity Assessment and Risk Management Approach ◦ Cybersecurity Evaluation Tool (CSET®) ◦ Continuous Diagnostics and Mitigation (CDM) ◦ Continuous Phishing Campaign Assessment (CON-PCA) ◦ Enhanced Cybersecurity Services (ECS) ◦ External Dependencies Management (EDM) Assessment ◦ Federal Virtual Training Environment (FedVTE) ◦ Hunt and Incident Response Team (HIRT) Services ◦ ICTAP 9-1-1/PSAP/LMR Cyber Assessment ◦ ICTAP 9-1-1/PSAP/LMR Cyber Awareness Course ◦ Joint Cyber Defense Collaborative (JCDC) ◦ Public Safety Communications and Cyber Resiliency Toolkit ◦ Remote Penetration Testing (RPT) ◦ Vulnerability/Cyber Hygiene Scanning ◦ Web Application Scanning ◦ Other CISA resources ◦ Other CISA-advertised public and private sector resources ◦ None of the above Last Questions 41) My organization experienced the following emergency communications impacts as a result of the COVID-19 pandemic: (Select all that apply) • Expanded/implemented remote work and telework options • Expanded or opened backup facilities • Established communications redundancy with neighboring jurisdictions • Created non-emergency lines or hotlines to help divert COVID-19 related calls from 911 services • Implemented operational changes based on federal, state, and/or local guidance • Drafted new policies and procedures related to pandemic planning and response • Updated existing policies and procedures related to pandemic planning and response • Diverted funds to cover pandemic-related expenses (e.g., personal protective equipment, cleaning supplies) • Adjusted budgets due to decreased funding from state and local revenues • Delayed systems/network construction, maintenance, and/or upgrade projects • Established/maintained communications capabilities for alternate care sites • Increased cybersecurity posture and promoted cyber hygiene practices • Ceased operations temporarily • Experienced staffing below established minimum levels • None of the above 42) Between 2018 and present, what was your organization’s level of improvement in strengthening emergency communications: (For each row, select one response per column) For “day-to-day” situations? For “out-of-the-ordinary” situations? Regressed None Some Significant Regressed None Some Significant Operability o o o o o o o o Interoperability o o o o o o o o Continuity o o o o o o o o