NCUA Profile - NCUA Form 4501A

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
Form NCUA 4501 A NCUA Profile	Form	Modified	Available
Form NCUA 4501 A NCUA Profile	Form	Modified	Repair queued
grady kroger.pdf	Public Comments	Uploaded 2024-11-11	Repair queued
Cooperative Credit Union Association.pdf	Public Comments	Uploaded 2024-11-15	Repair queued
Community Financial CU.pdf	Public Comments	Uploaded 2024-11-14	Repair queued
Comment from Amerisave mortgage Corp..pdf	Public Comments	Uploaded 2024-11-20	Repair queued
Anonymous Comment 10.28.24.pdf	Public Comments	Uploaded 2024-10-28	Repair queued
America's First Federal Credit Union.pdf	Public Comments	Uploaded 2024-11-12	Repair queued
Profile 4501A Changes 2024-Q4 FINAL.pdf	Supplementary Document	Uploaded 2024-10-21	Available
Profile 4501A Changes 2024-Q4 FINAL.pdf	Supplementary Document	Uploaded 2024-10-21	Repair queued
VACUL-JTBlau.pdf	Public Comments	Uploaded 2024-09-24	Repair queued
USEagleFCU-MarshaMajors.pdf	Public Comments	Uploaded 2024-09-12	Repair queued
SoutheasternCU.pdf	Public Comments	Uploaded 2024-09-18	Repair queued
IHMVCU-StaceyJorgensen.pdf	Public Comments	Uploaded 2024-09-13	Repair queued
FW_ [EXTERNAL] Comment Period Open for 2024-Q4 Profile Changes.pdf	Public Comments	Uploaded 2024-09-09	Repair queued
Anonymous.pdf	Public Comments	Uploaded 2024-09-25	Repair queued
AmericasCU-LukeMartone.pdf	Public Comments	Uploaded 2024-09-24	Repair queued
SupportingStatement_3133-0204 CLEAN revised 12-3-24.docx	Supporting Statement A	Uploaded 2024-12-03	Repair queued
SupportingStatement_3133-0204 CLEAN 10.21.24.docx	Supporting Statement A	Uploaded 2024-10-21	Repair queued

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
238251	NCUA Profile	Form	Modified	NCUA Profile
238251	NCUA Profile	Form	Modified
238251	NCUA Profile	Instruction	Modified

ICR Details

OMB Control No: 3133-0204	ICR Reference No: 202410-3133-005
Status: Active	Previous ICR Reference No: 202308-3133-012
Agency/Subagency: NCUA	Agency Tracking No: E&I
Title: NCUA Profile - NCUA Form 4501A
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved with change	Conclusion Date: 12/05/2024
Retrieve Notice of Action (NOA)	Date Received in OIRA: 10/21/2024
Terms of Clearance:

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	12/31/2027	36 Months From Approved	10/31/2026
Responses	18,288	0	18,848
Time Burden (Hours)	36,576	0	37,696
Cost Burden (Dollars)	0	0	0

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Abstract: Sections 106 and 202 of the Federal Credit Union Act require federally insured credit unions to make financial reports to the NCUA. Section 741.6 requires insured credit unions to submit a Credit Union Profile (NCUA Form 4501A) and update the Profile within 10 days of election or appointment of senior management or volunteer officials or 30 days of other changes in Program information. The NCUA website further directs credit unions to review and certify their Profiles every Call Report cycle. Credit union information collected through the Profile is essential to the NCUA supervision of federal credit unions and also facilitates the NCUA monitoring of other credit unions with share accounts insured by the National Credit Union Share Insurance Fund (NCUSIF).

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Authorizing Statute(s): US Code: 12 USC 1756 Name of Law: Reports and examinations
   US Code: 12 USC 1782 Name of Law: Administration of insurance fund
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	89 FR 60662	07/26/2024
30-day Notice:	Federal Register Citation:	Citation Date:
	89 FR 83909	10/18/2024
Did the Agency receive public comments on this ICR? Yes

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Number of Information Collection (IC) in this ICR: 1

table that charts list of burden

IC Title	Form No.	Form Name
NCUA Profile	NCUA 4501 A	NCUA Profile

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ICR Summary of Burden

table that charts list of burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	18,288	18,848	0	0	-560	0
Annual Time Burden (Hours)	36,576	37,696	0	0	-1,120	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The number of respondents decreased to 4,572 resulting in a slight decrease in total annual burden hours.

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Annual Cost to Federal Government: $858,989

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     Yes

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 10/21/2024

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