Reparations Complaint, CFTC Form 30

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
Form CFTC Complaint For Reparations Complaint Form	Form and Instruction	Modified	Repair queued
Form CFTC Complaint For Reparations Complaint Form	Form and Instruction	Modified	Available
3038-0115 - Justification for Non-Substantive Change (May 2026).docx	Justification for No Material/Nonsubstantive Change	Uploaded 2026-05-13	Repair queued
3038-0115 - Justification for Non-Substantive Change (May 2026).docx	Justification for No Material/Nonsubstantive Change	Uploaded 2026-05-13	Available
(2024) 3038-0115 - Supporting Statement - 07-12-24.docx	Supporting Statement A	Uploaded 2024-07-17	Repair queued
(2024) 3038-0115 - Supporting Statement - 07-12-24.docx	Supporting Statement A	Uploaded 2024-07-17	Available

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
229056	Reparations Complaint, CFTC Form 30	Form and Instruction	Modified	Reparations Complaint Form
229056	Reparations Complaint, CFTC Form 30	Form and Instruction	Modified	Reparations Complaint Form

ICR Details

OMB Control No: 3038-0115	ICR Reference No: 202605-3038-003
Status: Active	Previous ICR Reference No: 202601-3038-003
Agency/Subagency: CFTC	Agency Tracking No:
Title: Reparations Complaint, CFTC Form 30
Type of Information Collection: No material or nonsubstantive change to a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 06/17/2026
Retrieve Notice of Action (NOA)	Date Received in OIRA: 05/13/2026
Terms of Clearance:

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	09/30/2027	09/30/2027	09/30/2027
Responses	15	0	15
Time Burden (Hours)	23	0	23
Cost Burden (Dollars)	0	0	0

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Abstract: Pursuant to Section 14 of the Commodity Exchange Act, members of the public may apply to the Commission to seek damages against Commission registrants for alleged violations of the Act and/or Commission regulations. The legislative intent of this reparations program was to provide a low-cost, speedy, and effective forum for the resolution of customer complaints and to sanction individuals and firms found to have violated the Act and/or any regulations. In 1984, the Commission promulgated Part 12 of the Commission regulations to administer Section 14. Rule 12.13 provides the standards and procedures for filing a reparations complaint. Specifically, subparagraph (b) describes the form and content requirements of a complaint. CFTC Form 30, created in or about 1984, mirrors the requirements set forth in subparagraph (b). The form was created to assist customers--who are typically pro se and non-lawyers--and also to provide proper notice to respondents of the charges against them. In November 2017, the Commission requested, and was granted, an OMB number to this PRA collection based on Form 30. This request represents a renewal of the current collection.

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Authorizing Statute(s): US Code: 7 USC 18 Name of Law: CEA
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	89 FR 35078	05/01/2024
30-day Notice:	Federal Register Citation:	Citation Date:
	89 FR 58141	07/17/2024
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 1

table that charts list of burden

IC Title	Form No.	Form Name
Reparations Complaint, CFTC Form 30	CFTC Complaint Form 30	Reparations Complaint Form

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ICR Summary of Burden

table that charts list of burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	15	15	0	0	0	0
Annual Time Burden (Hours)	23	23	0	0	0	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement:

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Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     Yes

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     Yes

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 05/13/2026

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