Transportation Worker Identification Credential

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
Form TSA Form 2212 TWIC Pre-Enrollment	Form and Instruction	Modified	Available
PLAW-109publ59.pdf	Supplementary Document	Uploaded 2017-02-16	Available
1652-0047 TWIC SS Part A 4.3.2018.docx	Supporting Statement A	Uploaded 2018-04-03	Available
1652-0047 TWIC 30DN_82 FR 14521 (3.21.2017).pdf	Supplementary Document	Uploaded 2017-03-21	Available
1652-0047 TWIC 60DN 81 FR 73126 10.24.2016.pdf	Supplementary Document	Uploaded 2017-02-16	Available
1652-0047 TWIC SS Part B_3.8.17.docx	Supporting Statement B	Uploaded 2017-03-21	Available
privacy_pia_twic09.pdf	Supplementary Document	Uploaded 2017-03-27	Available
STA System SORN Aug.11.2014 (79 FR 46862).pdf	Supplementary Document	Uploaded 2017-03-27	Available
MTSA.pdf	Supplementary Document	Uploaded 2007-09-05	Available
ATSA (section 101).doc	Supplementary Document	Uploaded 2007-09-05	Available

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
208841	Card Issuance Survey	Other-Screeshots	Modified
208840	TWIC Enrollment with Pre-Enrollment	Other-On-Line Application	Removed
207571	Extended Expiration Date (EED) Application	Instruction	Removed
198483	Card Issuance	Other-Online Application	Modified
182272	TWIC Waiver and Appeals	Instruction	Modified
182271	Enrollment Survey	Other-Screenshot	Modified
182270	TWIC Enrollment-Without Pre-Enrollment	Other-Screenshot	Modified
182269	TWIC Pre-Enrollment	Form and Instruction	Modified

ICR Details

OMB Control No: 1652-0047	ICR Reference No: 201702-1652-001
Status: Active	Previous ICR Reference No: 201309-1652-001
Agency/Subagency: DHS/TSA	Agency Tracking No:
Title: Transportation Worker Identification Credential
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved with change	Conclusion Date: 04/03/2018
	Date Received in OIRA: 07/13/2017
Terms of Clearance: The agency's effort to reduce duplication among Federal background check programs is encouraging. OMB supports the agency's efforts to further reduce duplication and streamline requirements for this and other collections.

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	04/30/2021	36 Months From Approved	04/30/2018
Responses	862,861	0	1,197,613
Time Burden (Hours)	738,748	0	824,877
Cost Burden (Dollars)	66,968,680	0	118,700,668

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Abstract: The data collected will be used for the application of individual workers to retain a TWIC credential for security identification purposes. The data will be collected and a Security Threat Assessment will be conducted on the individual with outreach too appropriate agency databases. When the individual is cleared they will be provided a credential containing information for identification verification at either maritime facilities or vessel locations. This has been required by the MTSA Maritime Transportation Security Act of 2002.

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Authorizing Statute(s): PL: Pub.L. 107 - 295 102 Name of Law: MTSA
   PL: Pub.L. 107 - 71 106 Name of Law: ATSA
   PL: Pub.L. 109 - 59 7105 Name of Law: SAFETEA-LU
  

Citations for New Statutory Requirements: None

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EO 13771 Designation: Deregulatory

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	81 FR 73126	10/24/2016
30-day Notice:	Federal Register Citation:	Citation Date:
	82 FR 14521	03/21/2017
Did the Agency receive public comments on this ICR? Yes

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Number of Information Collection (IC) in this ICR: 6

table that charts list of burden

IC Title	Form No.	Form Name
Extended Expiration Date (EED) Application
Card Issuance Survey
TWIC Pre-Enrollment	TSA Form 2212	TWIC® Disclosure and Certification
Enrollment Survey
Card Issuance
TWIC Waiver and Appeals
TWIC Enrollment-Without Pre-Enrollment	TSA Form 2212	TWIC® Disclosure and Certification
TWIC Enrollment with Pre-Enrollment

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ICR Summary of Burden

table that charts list of burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	862,861	1,197,613	0	0	-334,752	0
Annual Time Burden (Hours)	738,748	824,877	0	0	-86,129	0
Annual Cost Burden (Dollars)	66,968,680	118,700,668	0	0	-51,731,988	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: TSA revised its burden estimates from the previous Information Collection Request submission in 2013. Data used in this submission are based on increased actual costs evaluated by the TWIC® program resulting in more refined estimates. TSA removed hour and cost burden related to the previously provided three-year extended TWIC® option (EED TWIC®) as described above (see section 12 of the Supporting Statement). In addition, the TWIC® program updated its user fee structure in line with regulatory requirements. Since the TWIC® program’s previous submission in 2013, TSA and its service provider implemented several process improvements to enhance the pre-enrollment and enrollment. TSA expanded the collection and use of biographic and biometric information for other enrollment options, including the expansion of enrollment options for additional comparability or eligibility determinations for other programs.

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Annual Cost to Federal Government: $65,093,678

Does this IC contain surveys, censuses, or employ statistical methods? Yes Part B of Supporting Statement

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     Yes

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     Yes

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 07/13/2017

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