North American Free Trade Agreement (NAFTA) Certificate of Origin

Forms and Documents

Document Name	Status
Form 434 North American Free Trade Agreement (NAFTA) Certificate of Origin Form and Instruction	Unchanged
Form 447 NAFTA Motor Vehicle Averaging Election Form and Instruction	Unchanged
Form 446 NAFTA Verification of Origin Quesionnaire Form and Instruction	Unchanged
1651-0098 60 day FRN 2019.pdf Supplementary Document	2020-04-30
1651-0098 30 day FRN 2020.pdf Supplementary Document	2020-04-23
Public Law 103-182.pdf Supplementary Document	2016-10-31
19 CFR 181.22.pdf Supplementary Document	2016-10-31
New ACE SORN.docx Supplementary Document	2016-10-21
PIA ACE.pdf Supplementary Document	2016-10-21
ROCIS 1651-0098 SS.docx Supporting Statement A	2020-04-23
19 CFR 181 Appendix Motor Vehicle.doc Supplementary Document	2012-07-17
19 CFR 181.72.doc Supplementary Document	2008-12-17
19 CFR 181.12.doc Supplementary Document	2008-12-17

IC Document Collections

IC ID	Document Title	Status
20870	North American Free Trade Agreement (NAFTA) Certificate of Origin Form and Instruction	Unchanged
201249	NAFTA Motor Vehicle Averaging Election Form and Instruction	Unchanged
187562	NAFTA Verification of Origin Quesionnaire Form and Instruction	Unchanged

ICR Details

OMB Control No: 1651-0098	ICR Reference No: 202004-1651-004
Status: Active	Previous ICR Reference No: 201610-1651-003
Agency/Subagency: DHS/USCBP	Agency Tracking No:
Title: North American Free Trade Agreement (NAFTA) Certificate of Origin
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 08/15/2020
	Date Received in OIRA: 04/30/2020
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	08/31/2023	36 Months From Approved	08/31/2020
Responses	120,414	0	120,414
Time Burden (Hours)	240,814	0	240,814
Cost Burden (Dollars)	0	0	0

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Abstract: The objectives of NAFTA are to eliminate barrier to trade between the United States, Mexico, and Canada, and facilitate conditions of fair competition within the free trade area. These forms are used to verify claims for preferential tariff treatment under NAFTA.

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Authorizing Statute(s): PL: Pub.L. 103 - 182 182 Name of Law: NAFTA Implementation Act of 1993
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	84 FR 68180	12/13/2019
30-day Notice:	Federal Register Citation:	Citation Date:
	85 FR 20285	04/10/2020
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 3

IC Title	Form No.	Form Name
North American Free Trade Agreement (NAFTA) Certificate of Origin	434	North American Free Trade Agreement Certificate of Origin
NAFTA Motor Vehicle Averaging Election	447	North American Free Trade Agreement Motor Vehicle Averaging
NAFTA Verification of Origin Quesionnaire	446	North American Free Trade Argreement Verification of Origin Questionaire

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ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	120,414	120,414	0	0	0	0
Annual Time Burden (Hours)	240,814	240,814	0	0	0	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement:

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Annual Cost to Federal Government: $38,901

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 04/30/2020

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