Compliance Statement Energy/Water Conservation Standards for Appliances

Forms and Documents

Document Name	Status
Form DOE F 220.94 Manufacturers Form	New
EERE 1910-1400 Certification Requirements Supporting Statement- Sept 2024.docx Supporting Statement A	2024-09-27
ICR_60_Day_Comment_Summary_Responses_Sept2024.docx Supplementary Document	2024-09-27
60-day FRN 8-26-2023.pdf Supplementary Document	2024-09-27

IC Document Collections

IC ID	Document Title	Status
271253	Manufacturers Form	New

ICR Details

OMB Control No:	ICR Reference No: 202409-1910-004
Status: Received in OIRA	Previous ICR Reference No:
Agency/Subagency: DOE/DOEOA	Agency Tracking No: Laura Degitz
Title: Compliance Statement Energy/Water Conservation Standards for Appliances
Type of Information Collection: New collection (Request for a new OMB Control Number)	Common Form ICR:  No
Type of Review Request: Regular	Date Submitted to OIRA: 09/30/2024

	Requested	Previously Approved
Expiration Date	36 Months From Approved
Responses	32,243	0
Time Burden (Hours)	775,965	0
Cost Burden (Dollars)	56,645,445	0

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Abstract: DOE revised the current certification reporting requirements for consumer products and commercial equipment covered by OMB Control Number 1910-1400. DOE is revising and expanding the collection of information for central air conditioners and heat pumps, dishwashers, residential clothes washers, pool heaters, dehumidifiers, external power supplies, battery chargers, computer room air conditioners, direct-expansion dedicated outdoor air systems, small commercial air conditioners and heat pumps, commercial water heating equipment, automatic commercial ice makers, walk-in coolers and freezers, commercial and industrial pumps, portable air conditioners, compressors, dedicated-purpose pool pump motors, air cleaners, and single package vertical units, and ceiling fan light kits.

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Authorizing Statute(s): US Code: 42 USC 6291 Name of Law: Energy Conservation for Consumer Products other than Automobiles
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	88 FR 65994	09/26/2023
30-day Notice:	Federal Register Citation:	Citation Date:
	89 FR 12345	09/27/2024
Did the Agency receive public comments on this ICR? Yes

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Number of Information Collection (IC) in this ICR: 1

IC Title	Form No.	Form Name
Manufacturers	DOE F 220.94, DOE F 220.19, DOE F 220.44, DOE F 220.6, DOE F 220.7, DOE F 220.11, DOE F 220.27, DOE F 220.47, DOE F 220.48, DOE F 220.49, DOE F 220.51, DOE F 220.52, DOE F 220.87, DOE F 220.14, DOE F 220.15, DOE F 220.17, DOE F 220.18, DOE F 220.53, DOE F 220.84, DOE F 220.79, DOE F 220.86, DOE F 220.92, DOE F 220.16, DOE F 220.26, DOE F 220.57, DOE F 220.40, DOE F 220.62, DOE F 220.76, DOE F 220.77, DOE F 220.78, DOE F 220.85, DOE F 220.90, DOE F 220.32, DOE F 220.82, DOE F 220.1, DOE F 220.2, DOE F 220.12, DOE F 220.20, DOE F 220.21, DOE F 220.22, DOE F 220.25, DOE F 220.34, DOE F 220.35, DOE F 220.36, DOE F 220.38, DOE F 220.39, DOE F 220.41, DOE F 220.42, DOE F 220.43, DOE F 220.45, DOE F 220.46, DOE F 220.54, DOE F 220.55, DOE F 220.56, DOE F 220.58, DOE F 220.68, DOE F 220.69, DOE F 220.70, DOE F 220.71, DOE F 220.73, DOE F 220.74, DOE F 220.89, DOE F 220.93, DOE F 220.101, DOE F 220.75, DOE F 220.9, DOE F 220.8, DOE F 200.8, DOE F 220.100, DOE F 220.50, DOE F 220.8, DOE F 220.32, DOE F 220.9, DOE F 220.30, DOE F 220.60, DOE F 220.95, DOE F 220.13, DOE F 220.28, DOE F 220.59, DOE F 220.83, DOE F 220.96, DOE F 220.97, DOE F 220.101	Ceiling Fan Light Kits ,   Showerheads ,   Commercial Unfired Hot Water Storage Tanks ,   Consumer Water Heaters ,   Consumer Furnances ,   Direct Heating Equipment ,   Dehumidifiers ,   Liquid-Immersed Distribution Transformers Based on Basic Model ,   Liquid-Immersed Distribution Transformers Based on kVA Grouping ,   Low Voltage Dry-Type Distribution Transformers Basic Model ,   Medium-Voltage, Dry-Type Distribution Transformers Basic Model ,   Distributuion Transformers Medium Voltage Dry Type ,   Dedicated Purpose Pool Pumps ,   Fluorescent Lamp Ballasts ,   General Service Fluorescent Lamps ,   General Service Incandescent Lamps ,   Faucets ,   Illuminated Exit Signs ,   Fire Pump Electric Motors ,   Furnance Fans ,   General Pumps ,   Enabled Water Heater Shipments ,   Incandescent Reflector Lamps ,   Medium Base Compact Flourescent Lamps ,   Package Terminal AC and HP ,   Refrigerated Beverage Vending Machines Appendix B ,   Metal Halide Lamp Ballasts and Fixtures ,   Microwave Ovens ,   Nema Design A and B and IEC Design N Motors ,   Nema Design C and IEC Design H Motors ,   Miscellaneous Refrigeration Products ,   Multi-Spiit Central AC ,   Candelabra and Intermed Base Incandes Lamps ,   Battery Chargers Other Than UPSs Appendix Y1 ,   Residential Refrigerators Freezers ,   Room Air Conditioners ,   Residential Gas Cooking Products ,   Water Closets ,   Urinals ,   Ceiling Fans ,   Torchieres ,   Commercial Refrigeration Equipment Single Compartments ,   Commercial Refrigeration Equipment Multiple Compartments ,   Commercial Warm Air Furnaces ,   Commercial Package Air Conditioners and Heat Pumps ,   Small Air Cooled 3 Phase Commercial Package and Variable Refrigerant Flow ,   Commercial Electric Storage Water Heaters ,   Commerical Gas and Oil Fired Storage Water Heaters ,   Commerical Instantaneous Water Heaters and Hot Water Supply Boilers ,   Automatic Commercial Ice Makers ,   Commercial Clothes Washers ,   Traffic Signal and Pedestrian Modules ,   Commercial Unit Heaters ,   Commercial Pre-Rinse Spray Valves ,   Walk In Coolers and Freezers Panels ,   Residential Clothes Dryer Appendix D1 ,   Residential Clothes Dryer Appendix D2 ,   Commercial Packages Boilers Hot Water Only ,   Commercial Packages Boilers ,   Variable Refrigerant Flow Multi Spilt ,   Computer Room Air Conditioners ,   Central Air Conditioners and Heat Pumps Other than Multi-Split Systems ,   Uninterruptible Power Supplies ,   Compressors ,   Single Package Vertical Units ,   Residential Clothes Washers Appendix J2 ,   Refrigeration Systems for Walk-In Coolers and Freezers ,   Portable Air Conditioners ,   Pool Heaters ,   EPS- Switch Selectable and Adaptive Single Voltage ,   Other Than Swich Selectable and Adaptive Single Volatge ,   Doors for Walk-In Coolers and Freezers Template ,   EPS- Spare and Service Part Sales Exempt from Level VI Standards ,   DX Dedicated Outdoor Air Systems ,   Dedicated Purpose Pool Pump Motors ,   Compressors ,   Residential Clothes Washers Appendix J ,   Dishwashers Appendix (C1) ,   Residential Clothes Washers Appendix C2 ,   Air Cleaners ,   Distribution Transformers Low-Voltage Dry-Type ,   Dishwashers ,   Candelabra and Intermed Base Incandes Lamps

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ICR Summary of Burden

	Total Request	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	32,243	0	0	32,243	0	0
Annual Time Burden (Hours)	775,965	0	0	775,965	0	0
Annual Cost Burden (Dollars)	56,645,445	0	0	56,645,445	0	0

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Miscellaneous Actions

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: This PRA revision adds the costs associated with the September 23, 2023 proposed rule, “Certification Requirements, Labeling Requirements, and Enforcement Provisions for Certain Consumer Products and Commercial Equipment.” 88 FR 67458. Since the last PRA revision, the estimated fully burdened labor rate has increased. Therefore, the estimates in this section reflect the increased labor rate estimate and the estimated annual burden of existing requirements has been adjusted.

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Annual Cost to Federal Government: $545,617

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 09/30/2024

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