Research and Research Training Grant Applications and Related Forms

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
Form 3 398 Forms and Instructions (Paper)	Form	Modified	Available
Form 1 3734	Form	Modified	Available
Form 1 568	Form	Modified	Available
Form 1 2271	Form	Modified	Available
Form 2 2590	Form	Modified	Available
Form 1 iEdison	Form	Modified	Available
Form 1 USDA STTR	Form	Removed	Available
Form 1 NSF and DOE STTR	Form	Removed	Available
Form 1 CDA Letters	Form	Modified	Available
Form 2 398/424 Forms and Instructions (Electronic)	Form	Modified	Available
Chap_5-6-7_SF424_RR_Guide.doc	Supplementary Document	Uploaded 2009-03-11	Available
07 Burden Hours.xls	Supplementary Document	Uploaded 2009-03-04	Available
09 Burden Hours.xls	Supplementary Document	Uploaded 2009-03-03	Available
Privacy Act 09-25-0036 Systems Listing.doc	Supplementary Document	Uploaded 2009-03-03	Available
RCMI Program Guidelines Final June 14 2007.rtf	Supplementary Document	Uploaded 2009-03-03	Available
RCMI CLINICAL RESEARCH INFRASTRUCTURE INITIATIVE.DOC	Supplementary Document	Uploaded 2009-03-03	Available
RCMI APR Instructions_Feb2007.doc	Supplementary Document	Uploaded 2009-03-03	Available
IDeA Program Guidelines - June 29 2007 .pdf	Supplementary Document	Uploaded 2009-03-03	Available
GCRC_Guidelines_October_2005.pdf	Supplementary Document	Uploaded 2009-03-03	Available
BTRR Guidelines 06292007.doc	Supplementary Document	Uploaded 2009-03-03	Available
2590 Supplemental Instructions for NCMHD Endowment Program.doc	Supplementary Document	Uploaded 2009-03-03	Available
CRC APR Instructions.doc	Supplementary Document	Uploaded 2009-03-03	Available
A8 - rev.Summary Table of Noteworthy Changes to Instructions.doc	Supplementary Document	Uploaded 2009-03-03	Available
A7 -new. eRA Commons Profile Data Elements.xls	Supplementary Document	Uploaded 2009-03-03	Available
A6 - rev.CFDA List.pdf	Supplementary Document	Uploaded 2009-03-03	Available
Revised Supporting Statement.doc	Supporting Statement A	Uploaded 2009-03-03	Available

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
37814	398 Forms and Instructions (Paper)	Form	Modified
182179	3734	Form	Modified
182178	568	Form	Modified
182177	2271	Form	Modified
182176	2590	Form	Modified
182175	iEdison	Form	Modified
182174	USDA STTR	Form	Removed
182173	NSF and DOE STTR	Form	Removed
182172	CDA Letters	Form	Modified
182171	398/424 Forms and Instructions (Electronic)	Form	Modified

ICR Details

OMB Control No: 0925-0001	ICR Reference No: 200903-0925-001
Status: Historical Active	Previous ICR Reference No: 200709-0925-002
Agency/Subagency: HHS/NIH	Agency Tracking No:
Title: Research and Research Training Grant Applications and Related Forms
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 06/12/2009
	Date Received in OIRA: 03/26/2009
Terms of Clearance: Approved consistent with the following terms of clearance: Prior to adding any program to the existing list of programs approved to use this form, NIH will submit a request to OMB for approval.

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	06/30/2012	36 Months From Approved	11/30/2010
Responses	160,135	0	164,820
Time Burden (Hours)	2,251,501	0	5,021,133
Cost Burden (Dollars)	0	0	284,950

---

Abstract: PHS and 2590 are used to apply for research grants, Research Career Awards (RCA), Kirschstein-National Research Service Awards and SBIR/STTR Awards.

---

Authorizing Statute(s): US Code: 42 USC 241 Name of Law: Public Health Service
   US Code: 42 USC 216 Name of Law: Public health Service Act
   US Code: 42 USC 285 Name of Law: public Health Serice Act
   US Code: 42 USC 286 Name of Law: Public Health Service Act
   US Code: 42 USC 300 Name of Law: Public Health Service Act
   US Code: 42 USC 288 Name of Law: Public Health Serive Act
  

Citations for New Statutory Requirements: None

---

Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

---

Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	73 FR 75121	12/10/2008
30-day Notice:	Federal Register Citation:	Citation Date:
	74 FR 10600	03/11/2009
Did the Agency receive public comments on this ICR? No

---

Number of Information Collection (IC) in this ICR: 8

table that charts list of burden

IC Title	Form No.	Form Name
398/424 Forms and Instructions (Electronic)	10, 13, 14, 15, 16, 17, 18, 19, 20, 21, 24, 1, 2, 3, 5, 6, 7, 8, 22, 23, 12, 11, 9	BIOGRAPHICAL SKETCH Sample ,   CDAF ,   Checklist ,   Continuation ,   Enrollment ,   Enrollment Report ,   FP1 Continued ,   FP4 ,   FP5 ,   Labels ,   NRSAFP3 ,   NRSAFP4 ,   NRSAFP5 ,   Other Support ,   Performance Site ,   Personal ,   Component ,   biosketch ,   personnelreport ,   resources ,   fp3 ,   fp2 ,   fp1
398 Forms and Instructions (Paper)	2, 3, 4, 4, 12a, 9, 11, 25, 8, 10, 13, 14, 15, 16, 17, 2, 3, 5, 6, 7, 18, 19, 20, 21, 24, 1	fp3 ,   biosketch ,   datatable4 ,   datatable12a ,   personnelreport ,   resources ,   phs398 ,   BIOGRAPHICAL SKETCH Sample ,   CDAF ,   Checklist ,   Continuation ,   Enrollment ,   Enrollment Report ,   FP1 Continued ,   FP4 ,   FP5 ,   Labels ,   NRSAFP3 ,   NRSAFP4 ,   NRSAFP5 ,   Other Support ,   Performance Site ,   Personal ,   Component ,   fp1 ,   fp2
CDA Letters	1	Career Development
iEdison	1	iEdison
2590	1, 2, 3, 4, 5, 6, 8, 9, 10, 11, 12, 13, 14, 15, 16, 7	FP1 Continued ,   FP2 ,   FP3 ,   FP5 ,   FP6 ,   NRSA2 ,   NRSA5 ,   Other Support ,   BIOGRAPHICAL SKETCH ,   BIOGRAPHICAL SKETCH Sample ,   Continuation ,   Enrollment ,   Enrollment Report ,   Trainee ,   fp7 ,   FP1
2271	1	2271
568	1	568
3734	1	3734
NSF and DOE STTR	1	SBIR
USDA STTR	1	SBIR

---

ICR Summary of Burden

table that charts list of burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	160,135	164,820	0	-4,685	0	0
Annual Time Burden (Hours)	2,251,501	5,021,133	0	-2,769,632	0	0
Annual Cost Burden (Dollars)	0	284,950	0	-284,950	0	0

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Miscellaneous Actions

Burden decreases because of Program Change due to Agency Discretion: Yes

Burden Reduction Due to: Changing Forms

Short Statement: NIH conducted an extensive formal and in-depth review of the NIH peer review system resulting in a number of selected recommendations and key actions that are presently undergoing a phased implementation. A major recommendation involves the shortening and restructuring of the research plan of the PHS 398 grant application, which NIH will implement for applications submitted in January 2010 and beyond, allowing the change to be effected for a full Fiscal Year (applications submitted 1/2010 and beyond are funded in FY2011). The other significant factor reflected in this out-of-cycle submission is the NIH workforce initiative, mandated by the NIH Reform Act of 2006 and requiring collection of identifying and demographic information and reporting on those with a postdoctoral role who serve as research assistants or associates on research grants.

---

Annual Cost to Federal Government: $17,920,000

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? Uncollected

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? Uncollected

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

---

Common Form ICR:  No

---

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 03/26/2009

---