OMB control number

Hart-Scott-Rodino (Premerger Notification) Rules and Report Form

OMB 3084-0005 · FTC.

OMB 3084-0005

The Federal Trade Commission (“FTC” or “Commission”) seeks Office of Management and Budget (“OMB”) clearance for revised reporting requirements under its Hart-Scott-Rodino Antitrust Improvements Act Rules and corresponding Premerger Notification and Report Form for Certain Mergers and Acquisitions. On June 29, 2023, the FTC submitted a Notice of Proposed Rulemaking (“NPRM”) and an accompanying Supporting Statement to the OMB for review under the Paperwork Reduction Act (“PRA”). On July 7, 2023, OMB directed the Commission to resubmit its request when the proposed rule was finalized. The Final Rule was promulgated on November 12, 2024, and will be effective on February 10, 2025. The Commission is now submitting the Final Rule amendments and a Supplemental Supporting Statement to OMB.

The latest form for Hart-Scott-Rodino (Premerger Notification) Rules and Report Form expires 2027-11-30 and is listed under ICR 202411-3084-001.

Latest Forms, Documents, and Supporting Material

Latest forms, documents, and information collections
DocumentType
Form C4 Notification and Form for Certain Mergers and AcquisitionsForm
Form C4 Non-index FilingsForm
HSR Final Rule _ Supporting Statement-2024-FINAL.pdfSupporting Statement A
HSR Final Rule _ Supporting Statement-2024-FINAL.pdfSupporting Statement A
ACT The App Association - FTC-2023-0040-0719.pdf (document unavailable)Public Comments
Business Roundtable - FTC-2023-0040-0718.pdf (document unavailable)Public Comments
29 Small Business Innovators Comment - FTC-2023-0040-0717.pdf (document unavailable)Public Comments
29 Small Business Innovators.docx (document unavailable)Public Comments
In-House Competition Lawyers Association Comment Annex - FTC-2023-0040-0712.pdf (document unavailable)Public Comments
In-House Competition Lawyers Association Comment - FTC-2023-0040-0712.pdf (document unavailable)Public Comments
In-House Competition Lawyers Association - Cover Letter - FTC-2023-0040-0712.pdf (document unavailable)Public Comments
The In-House Competition Lawyers Association - Cover Letter and Table of Contents.docx (document unavailable)Public Comments
USTelecom – The Broadband Association - FTC-2023-0040-0707.pdf (document unavailable)Public Comments
Biotechnology Innovation Organization - FTC-2023-0040-0706.pdfPublic Comments
American Investment Council - FTC-2023-0040-0705.pdfPublic Comments
National Association of Manufacturers - FTC-2023-0040-0700.pdf (document unavailable)Public Comments
International Center for Law & Economics - FTC-2023-0040-0698.pdf (document unavailable)Public Comments
Computer and Communications Industry Association - FTC-2023-0040-0697.pdf (document unavailable)Public Comments
NetChoice-FTC-2023-0040-0696.pdfPublic Comments
Software & Information Industry Association - FTC-2023-0040-0689.pdf (document unavailable)Public Comments
Axinn, Veltrop & Harkrider - FTC-2023-0040-0688.pdf (document unavailable)Public Comments
International Bar Association - FTC-2023-0040-0687.pdf (document unavailable)Public Comments
American Economic Liberties Project-FTC-2023-0040-0685.pdf (document unavailable)Public Comments
US Chamber of Commerce-FTC-2023-0040-0684.pdf (document unavailable)Public Comments
Engine-Appendix B-FTC-2023-0040-0681_attachment_2.pdf.crdownload (document unavailable)Public Comments
Engine-Appendix A-FTC-2023-0040-0681_attachment_3.pdf (document unavailable)Public Comments
Engine Comment-FTC-2023-0040-0681_attachment_4.pdf (document unavailable)Public Comments
Engine Table of Contents to Comment.docx (document unavailable)Public Comments
National Retail Federation-FTC-2023-0040-0679.pdf (document unavailable)Public Comments
Competitive Enterprise Institute-FTC-2023-0040-0675.pdf (document unavailable)Public Comments
Wachtell, Lipton, Rosen & Katz-FTC-2023-0040-0670.pdfPublic Comments
Americans for Tax Reform-FTC-2023-0040-0668.pdf (document unavailable)Public Comments
Acquired Person Form Oct 2024 FINAL.pdfSupplementary Document
Acquired Person Form Oct 2024 FINAL.pdf Supplementary Document
Acquiring Person Instructions Oct 2024 FINAL.pdfSupplementary Document
Acquiring Person Instructions Oct 2024 FINAL.pdf Supplementary Document
Acquired Person Form Oct 2024 FINAL.pdfSupplementary Document
Acquired Person Form Oct 2024 FINAL.pdf Supplementary Document
Acquired Person Instructions Oct 2024 FINAL.pdfSupplementary Document
Acquired Person Instructions Oct 2024 FINAL.pdf Supplementary Document
R Street Institute-FTC-2023-0040-0664.pdf (document unavailable)Public Comments
Managed Funds Association-FTC-2023-0040-0651.pdf (document unavailable)Public Comments
Professional Services Council Comment-FTC-2023-0040-0503.pdf (document unavailable)Public Comments
Professional Services Council Cover Letter-FTC-2023-0040-0503.docxPublic Comments
American Bar Association Comment-FTC-2023-0040-0723.docx (document unavailable)Public Comments
American Bar Association Cover Letter-FTC-2023-0040-0723.pdf (document unavailable)Public Comments
Non-index Filings Form
Non-index Filings Form
Non-index Filings Instruction
Non-Index Filings-Final Rule-2024 Information collection
Non-index filing for a withdrawn transaction not employing the two-day resubmission process Information collection
Index Filings Information collection

All Historical Document Collections

Historical document collections
ReferenceFilingReceivedConcludedAction
202411-3084-001 Revision of a currently approved collection 2024-11-12 Approved without change
202306-3084-001 Revision of a currently approved collection 2023-06-29 Comment filed on proposed rule and continue
202211-3084-002 Extension without change of a currently approved collection 2023-01-19 Approved without change
202011-3084-001 Revision of a currently approved collection 2020-12-01
201912-3084-001 Extension without change of a currently approved collection 2019-12-03 Approved without change
201611-3084-001 Extension without change of a currently approved collection 2016-11-14 Approved without change
201311-3084-002 Revision of a currently approved collection 2013-11-19 Approved without change
201307-3084-001 No material or nonsubstantive change to a currently approved collection 2013-07-11 Approved without change
201208-3084-002 Revision of a currently approved collection 2012-08-20 Comment filed on proposed rule and continue
201106-3084-002 Revision of a currently approved collection 2011-07-07 Approved without change
201008-3084-001 Revision of a currently approved collection 2010-09-23 Comment filed on proposed rule and continue
201006-3084-004 Extension without change of a currently approved collection 2010-06-23 Approved without change
201005-3084-001 Revision of a currently approved collection 2010-05-18 Improperly submitted and continue
200704-3084-001 Revision of a currently approved collection 2007-04-11 Approved without change
200501-3084-001 No material or nonsubstantive change to a currently approved collection 2005-01-11 Approved without change
200404-3084-001 Revision of a currently approved collection 2004-04-05 Approved without change
200101-3084-002 Extension without change of a currently approved collection 2001-01-30 Approved without change
200101-3084-001 Revision of a currently approved collection 2001-01-30 Approved without change
199911-3084-004 No material or nonsubstantive change to a currently approved collection 1999-11-12 Approved without change
199907-3084-001 Extension without change of a currently approved collection 1999-07-13 Approved without change
199509-3084-003 No material or nonsubstantive change to a currently approved collection 1995-09-15 Approved with change
199509-3084-001 Revision of a currently approved collection 1995-09-15 Comment filed on proposed rule and continue
199406-3084-001 Revision of a currently approved collection 1994-06-06 Disapproved and continue
199111-3084-001 Revision of a currently approved collection 1991-11-06 Approved without change
198809-3084-001 Revision of a currently approved collection 1988-09-07 Approved without change
198703-3084-001 Revision of a currently approved collection 1987-03-03 Approved without change
198509-3084-001 Revision of a currently approved collection 1985-09-17 Approved without change
198406-3084-001 Revision of a currently approved collection 1984-06-16 Approved without change
198306-3084-002 Revision of a currently approved collection 1983-06-22 Approved without change
198212-3084-001 Revision of a currently approved collection 1982-12-30 Approved without change
198110-3084-001 Revision of a currently approved collection 1981-10-02 Approved without change
198107-3084-003 No material or nonsubstantive change to a currently approved collection 1981-07-22 Approved with change
198107-3084-001 Reinstatement with change of a previously approved collection 1981-07-08 Approved without change
198104-3084-005 Revision of a currently approved collection 1981-04-01 Approved without change

OMB Details

Non-index Filings

Federal Enterprise Architecture: Economic Development - Business and Industry Development

Information collection instruments
FormNameElectronic accessType
Form www.ftc.gov/system/files/attachments/form-instructions/hsr_form_instructions_9-25-19.pdfInstruction
Form C4Notification and Form for Certain Mergers and Acquisitionswww.ftc.gov/system/files/attachments/form-instructions/hsr_form_ver_102_-_01-02-17_0.pdfForm

Review document collections for all forms, instructions, and supporting documents - including paper/printable forms.